Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bristol-Myers Squibb
BMY
|
+$431M |
| 2 |
Truist Financial
TFC
|
+$346M |
| 3 |
Alibaba
BABA
|
+$238M |
| 4 |
ServiceNow
NOW
|
+$228M |
| 5 |
Corteva
CTVA
|
+$156M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$875M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$395M |
| 3 |
STI
SunTrust Banks, Inc.
STI
|
+$340M |
| 4 |
Oracle
ORCL
|
+$197M |
| 5 |
Apple
AAPL
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.13% |
| 2 | Financials | 14.48% |
| 3 | Healthcare | 12.77% |
| 4 | Consumer Discretionary | 9.62% |
| 5 | Industrials | 8.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3001
Foster
FSTR
$404M
| $2.44M | ﹤0.01% |
125,948
-1,887
| -1% | -$36.7K |
|
3002
LifeVantage
LFVN
$81.9M
| $2.44M | ﹤0.01% |
156,149
+2,914
| +2% | +$42.8K |
|
|
DCP
3003
DELISTED
DCP Midstream, LP
DCP
| $2.44M | ﹤0.01% |
99,563
+26,760
| +37% | +$629K |
|
|
HBMD
3004
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
| $2.44M | ﹤0.01% |
144,367
-3,520
| -2% | -$58.5K |
|
3005
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
| $2.44M | ﹤0.01% |
48,949
-1,118
| -2% | -$51.9K |
|
|
FRBK
3006
DELISTED
Republic First Bancorp Inc
FRBK
| $2.43M | ﹤0.01% |
581,653
-8,088
| -1% | -$32.8K |
|
|
BREW
3007
DELISTED
Craft Brew Alliance, Inc.
BREW
| $2.42M | ﹤0.01% |
146,845
+3,314
| +2% | +$41.3K |
|
3008
Century Casinos
CNTY
$35.2M
| $2.42M | ﹤0.01% |
305,736
-12,292
| -4% | -$95.9K |
|
|
CVLY
3009
DELISTED
Codorus Valley Bancorp Inc
CVLY
| $2.41M | ﹤0.01% |
104,799
-4,724
| -4% | -$104K |
|
3010
Brookfield Renewable
BEP
$10.6B
| $2.41M | ﹤0.01% |
96,987
-1,126
| -1% | -$26.6K |
|
3011
Rush Enterprises Class B
RUSHB
$9.37B
| $2.41M | ﹤0.01% |
118,568
+1,640
| +1% | +$31.8K |
|
3012
Pure Cycle
PCYO
$273M
| $2.39M | ﹤0.01% |
189,700
-1,948
| -1% | -$22.9K |
|
|
RBNC
3013
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
| $2.38M | ﹤0.01% |
107,082
+226
| +0.2% | +$5.09K |
|
|
TGE
3014
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
| $2.38M | ﹤0.01% |
107,537
-113,315
| -51% | -$2.17M |
|
|
VIE
3015
DELISTED
Viela Bio, Inc. Common Stock
VIE
| $2.38M | ﹤0.01% |
+87,550
| New | +$2.21M |
|
|
BBBY
3016
Bed Bath & Beyond
BBBY
$423M
| $2.37M | ﹤0.01% |
448,021
-1,632
| -0.4% | -$10.9K |
|
3017
BeyondSpring
BYSI
$41M
| $2.36M | ﹤0.01% |
152,420
+9,165
| +6% | +$136K |
|
3018
Garrett Motion
GTX
$5.35B
| $2.36M | ﹤0.01% |
236,353
-7,755
| -3% | -$79.1K |
|
|
HABT
3019
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
| $2.36M | ﹤0.01% |
226,251
-14,769
| -6% | -$147K |
|
3020
Weyco Group
WEYS
$437M
| $2.36M | ﹤0.01% |
89,071
-1,118
| -1% | -$27.6K |
|
3021
Richmond Mutual Bancorp
RMBI
$256M
| $2.35M | ﹤0.01% |
147,224
-1,202
| -0.8% | -$17.3K |
|
3022
Comstock Resources
CRK
$3.99B
| $2.35M | ﹤0.01% |
285,367
+19,110
| +7% | +$133K |
|
|
PKD
3023
DELISTED
Parker Drilling Company
PKD
| $2.34M | ﹤0.01% |
104,031
-6,876
| -6% | -$133K |
|
|
VBIV
3024
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
| $2.33M | ﹤0.01% |
56,386
+23,691
| +72% | +$519K |
|
3025
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
| $2.33M | ﹤0.01% |
79,875
-6,500
| -8% | -$180K |
|
Similar funds
Northern Trust's Q4 2019 Portfolio in Review
As of Q4 2019, Northern Trust held 4,386 positions worth $447B, up 7% from $418B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Northern Trust's Q4 2019 filing shows 134 new, 1,479 increased, 2,453 reduced and 124 closed positions. Its largest new stake was Envista: 706,517 shares worth $20.9M. The largest sale was Celgene Corp, an estimated $875M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q4 2019 buy was Envista: 706,517 shares worth $20.9M.
- Northern Trust added most to Bristol-Myers Squibb in Q4 2019, an estimated $431M increase.
- Northern Trust's biggest Q4 2019 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $395M.
- Northern Trust fully exited Celgene Corp in Q4 2019, selling an estimated $875M.
- Northern Trust's ten largest holdings make up 17% of its $447B portfolio in Q4 2019.
- Northern Trust opened 134 new positions and closed 124 in Q4 2019.
- Northern Trust's portfolio value rose 7% quarter-over-quarter to $447B.
Based on Northern Trust's 13F filing for Q4 2019, filed 14 Feb 2020.