Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2976
Kewaunee Scientific
KEQU
$105M
| $2.35M | ﹤0.01% |
98,547
+10
| +0% | +$221 |
|
|
NVIV
2977
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
| $2.35M | ﹤0.01% |
18
| – | – |
|
|
TBHC
2978
DELISTED
The Brand House Collective
TBHC
| $2.34M | ﹤0.01% |
192,219
+2,572
| +1% | +$36K |
|
|
ZEUS
2979
DELISTED
Olympic Steel
ZEUS
| $2.33M | ﹤0.01% |
105,465
+3,335
| +3% | +$79.7K |
|
|
RNET
2980
DELISTED
RigNet, Inc.
RNET
| $2.33M | ﹤0.01% |
153,736
+10,863
| +8% | +$139K |
|
2981
Regional Management Corp
RM
$301M
| $2.3M | ﹤0.01% |
106,280
-11,712
| -10% | -$228K |
|
2982
Golub Capital BDC
GBDC
$3.48B
| $2.3M | ﹤0.01% |
126,257
+4,441
| +4% | +$81.3K |
|
2983
Ardmore Shipping
ASC
$707M
| $2.29M | ﹤0.01% |
325,930
+56,567
| +21% | +$414K |
|
2984
Universal Logistics Holdings
ULH
$518M
| $2.29M | ﹤0.01% |
171,019
-29,362
| -15% | -$405K |
|
2985
Genesis Energy
GEL
$1.92B
| $2.29M | ﹤0.01% |
60,373
+5,030
| +9% | +$184K |
|
|
ANCX
2986
DELISTED
Access National Corp
ANCX
| $2.28M | ﹤0.01% |
95,474
+1,249
| +1% | +$27.5K |
|
|
HLTH
2987
DELISTED
Nobilis Health Corp.
HLTH
| $2.28M | ﹤0.01% |
680,261
+31,977
| +5% | +$96.1K |
|
|
CBD
2988
DELISTED
Companhia Brasileira de Distribuicao
CBD
| $2.27M | ﹤0.01% |
138,738
-11
| -0% | -$175 |
|
|
PCTI
2989
DELISTED
PCTEL, Inc. Common Stock
PCTI
| $2.27M | ﹤0.01% |
429,373
-33,555
| -7% | -$170K |
|
2990
Weyco Group
WEYS
$437M
| $2.27M | ﹤0.01% |
84,476
+944
| +1% | +$25.2K |
|
|
QADA
2991
DELISTED
QAD Inc.
QADA
| $2.26M | ﹤0.01% |
101,019
+948
| +0.9% | +$19.5K |
|
|
EVDY
2992
DELISTED
Everyday Health, Inc.
EVDY
| $2.26M | ﹤0.01% |
293,854
+7,527
| +3% | +$58.9K |
|
2993
Natural Health Trends
NHTC
$15.4M
| $2.25M | ﹤0.01% |
79,795
-275
| -0.3% | -$8.52K |
|
2994
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
| $2.24M | ﹤0.01% |
2,564,016
-26,385
| -1% | -$2.27M |
|
2995
CEMIG Preferred Shares
CIG
$5.58B
| $2.23M | ﹤0.01% |
1,691,164
+68,192
| +4% | +$93.9K |
|
2996
Graham Corp
GHM
$1.3B
| $2.23M | ﹤0.01% |
116,766
+4,284
| +4% | +$80.8K |
|
|
GNBC
2997
DELISTED
Green Bancorp, Inc
GNBC
| $2.23M | ﹤0.01% |
204,088
+11,551
| +6% | +$115K |
|
|
SHLD
2998
DELISTED
Sears Holding Corporation
SHLD
| $2.23M | ﹤0.01% |
194,486
+3,678
| +2% | +$51.8K |
|
2999
MannKind Corp
MNKD
$1.2B
| $2.22M | ﹤0.01% |
715,178
-16,269
| -2% | -$71.9K |
|
|
AD
3000
Array Digital Infrastructure
AD
$3.09B
| $2.21M | ﹤0.01% |
60,980
+1,828
| +3% | +$70.3K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.