Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2951
Goldgroup Mining Inc.
GORO
$211M
| $2.49M | ﹤0.01% |
572,417
+19,032
| +3% | +$93.9K |
|
|
QHC
2952
DELISTED
Quorum Health Corporation
QHC
| $2.48M | ﹤0.01% |
341,045
+5,939
| +2% | +$35.8K |
|
2953
United States Lime & Minerals
USLM
$3.41B
| $2.47M | ﹤0.01% |
163,255
+760
| +0.5% | +$10.7K |
|
2954
iShares US Telecommunications ETF
IYZ
$1.25B
| $2.47M | ﹤0.01% |
71,652
-6,449
| -8% | -$208K |
|
2955
Northrim BanCorp
NRIM
$601M
| $2.46M | ﹤0.01% |
311,724
+8,600
| +3% | +$59.5K |
|
2956
AppFolio
APPF
$7.01B
| $2.46M | ﹤0.01% |
103,077
-208
| -0.2% | -$4.33K |
|
2957
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
| $2.46M | ﹤0.01% |
18,462
-640
| -3% | -$83.6K |
|
|
SPA
2958
DELISTED
Sparton
SPA
| $2.45M | ﹤0.01% |
102,863
-1,999
| -2% | -$48.4K |
|
|
TNGO
2959
DELISTED
Tangoe, Inc.
TNGO
| $2.45M | ﹤0.01% |
311,425
-95,900
| -24% | -$790K |
|
2960
eHealth
EHTH
$39.7M
| $2.45M | ﹤0.01% |
229,725
-55,454
| -19% | -$566K |
|
2961
Saga Communications
SGA
$62.5M
| $2.44M | ﹤0.01% |
48,593
+530
| +1% | +$24.9K |
|
|
CLCT
2962
DELISTED
Collectors Universe
CLCT
| $2.44M | ﹤0.01% |
114,953
+4,995
| +5% | +$99.5K |
|
2963
Home Bancorp
HBCP
$569M
| $2.44M | ﹤0.01% |
63,068
+3,107
| +5% | +$99.5K |
|
2964
Lands' End
LE
$391M
| $2.44M | ﹤0.01% |
160,749
+9,191
| +6% | +$150K |
|
|
MCF
2965
DELISTED
Contango Oil & Gas Co.
MCF
| $2.43M | ﹤0.01% |
259,699
-2,989
| -1% | -$28.4K |
|
|
ANDX
2966
DELISTED
Andeavor Logistics LP
ANDX
| $2.42M | ﹤0.01% |
47,726
-36,571
| -43% | -$1.73M |
|
2967
NRC Health Common Stock
NRC
$457M
| $2.42M | ﹤0.01% |
127,401
+625
| +0.5% | +$10.3K |
|
|
NVTA
2968
DELISTED
Invitae Corporation
NVTA
| $2.42M | ﹤0.01% |
304,668
+75,026
| +33% | +$561K |
|
2969
MannKind Corp
MNKD
$1.24B
| $2.42M | ﹤0.01% |
759,286
+44,108
| +6% | +$128K |
|
2970
Kewaunee Scientific
KEQU
$105M
| $2.41M | ﹤0.01% |
98,711
+164
| +0.2% | +$3.87K |
|
|
AE
2971
DELISTED
Adams Resources & Energy Inc
AE
| $2.41M | ﹤0.01% |
60,834
+559
| +0.9% | +$22K |
|
2972
Hurco Companies Inc
HURC
$145M
| $2.4M | ﹤0.01% |
72,674
+375
| +0.5% | +$11.2K |
|
|
EMKR
2973
DELISTED
Emcore Corp
EMKR
| $2.4M | ﹤0.01% |
27,640
+1,744
| +7% | +$120K |
|
|
ACAT
2974
DELISTED
Arctic Cat Inc
ACAT
| $2.4M | ﹤0.01% |
159,902
-20,085
| -11% | -$309K |
|
|
HCCI
2975
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
| $2.4M | ﹤0.01% |
152,858
-863
| -0.6% | -$12.5K |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.