Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bristol-Myers Squibb
BMY
|
+$431M |
| 2 |
Truist Financial
TFC
|
+$346M |
| 3 |
Alibaba
BABA
|
+$238M |
| 4 |
ServiceNow
NOW
|
+$228M |
| 5 |
Corteva
CTVA
|
+$156M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$875M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$395M |
| 3 |
STI
SunTrust Banks, Inc.
STI
|
+$340M |
| 4 |
Oracle
ORCL
|
+$197M |
| 5 |
Apple
AAPL
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.13% |
| 2 | Financials | 14.48% |
| 3 | Healthcare | 12.77% |
| 4 | Consumer Discretionary | 9.62% |
| 5 | Industrials | 8.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2901
Daktronics
DAKT
$988M
| $2.9M | ﹤0.01% |
475,757
-17,717
| -4% | -$118K |
|
2902
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
| $2.89M | ﹤0.01% |
4,986,826
+414,187
| +9% | +$24M |
|
|
FRGI
2903
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $2.88M | ﹤0.01% |
291,645
-14,977
| -5% | -$141K |
|
|
PFBI
2904
DELISTED
Premier Financial Bancorp
PFBI
| $2.88M | ﹤0.01% |
158,981
+4,501
| +3% | +$80.2K |
|
2905
Texas Pacific Land
TPL
$23.9B
| $2.88M | ﹤0.01% |
33,192
+1,791
| +6% | +$131K |
|
2906
iShare MSCI Eurozone ETF
EZU
$9.96B
| $2.88M | ﹤0.01% |
68,614
+10,344
| +18% | +$419K |
|
2907
Applied Optoelectronics
AAOI
$11B
| $2.88M | ﹤0.01% |
241,987
-12,322
| -5% | -$131K |
|
2908
Astrana Health
ASTH
$1.87B
| $2.87M | ﹤0.01% |
156,029
-183,375
| -54% | -$3.04M |
|
2909
Radware
RDWR
$1.25B
| $2.87M | ﹤0.01% |
111,420
+3,842
| +4% | +$91K |
|
2910
The Joint Corp
JYNT
$119M
| $2.87M | ﹤0.01% |
177,816
+1,561
| +0.9% | +$28.4K |
|
|
BMY.RT
2911
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| $2.87M | ﹤0.01% |
+952,633
| New | +$2.48M |
|
|
TBNK
2912
DELISTED
Territorial Bancorp Inc.
TBNK
| $2.86M | ﹤0.01% |
92,492
-3,457
| -4% | -$104K |
|
2913
argenx
ARGX
$53.6B
| $2.86M | ﹤0.01% |
17,802
+2,001
| +13% | +$271K |
|
|
INWK
2914
DELISTED
InnerWorkings, Inc.
INWK
| $2.85M | ﹤0.01% |
517,050
+13,672
| +3% | +$66.3K |
|
2915
First Internet Bancorp
INBK
$256M
| $2.84M | ﹤0.01% |
119,853
-2,776
| -2% | -$63.1K |
|
2916
Norwood Financial Corp
NWFL
$376M
| $2.83M | ﹤0.01% |
72,879
+743
| +1% | +$25.4K |
|
2917
NACCO Industries
NC
$316M
| $2.83M | ﹤0.01% |
60,489
-772
| -1% | -$41K |
|
2918
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19.1B
| $2.82M | ﹤0.01% |
77,925
| – | – |
|
|
RPT
2919
Rithm Property Trust
RPT
$101M
| $2.82M | ﹤0.01% |
32,859
+280
| +0.9% | +$24.9K |
|
|
DS
2920
DELISTED
Drive Shack Inc.
DS
| $2.82M | ﹤0.01% |
770,274
+999
| +0.1% | +$3.98K |
|
|
TPCO
2921
DELISTED
Tribune Publishing Company Common Stock
TPCO
| $2.81M | ﹤0.01% |
213,436
+15,168
| +8% | +$160K |
|
2922
MannKind Corp
MNKD
$1.2B
| $2.8M | ﹤0.01% |
2,172,792
-11,457
| -0.5% | -$14.7K |
|
|
OPTN
2923
DELISTED
OptiNose
OPTN
| $2.8M | ﹤0.01% |
20,224
+1,005
| +5% | +$130K |
|
2924
Ceco Environmental
CECO
$4.5B
| $2.79M | ﹤0.01% |
364,565
+2,296
| +0.6% | +$17.2K |
|
2925
Invesco DB Commodity Index Tracking Fund
DBC
$1.71B
| $2.79M | ﹤0.01% |
174,717
-927,836
| -84% | -$14.4M |
|
Similar funds
Northern Trust's Q4 2019 Portfolio in Review
As of Q4 2019, Northern Trust held 4,386 positions worth $447B, up 7% from $418B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Northern Trust's Q4 2019 filing shows 134 new, 1,479 increased, 2,453 reduced and 124 closed positions. Its largest new stake was Envista: 706,517 shares worth $20.9M. The largest sale was Celgene Corp, an estimated $875M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q4 2019 buy was Envista: 706,517 shares worth $20.9M.
- Northern Trust added most to Bristol-Myers Squibb in Q4 2019, an estimated $431M increase.
- Northern Trust's biggest Q4 2019 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $395M.
- Northern Trust fully exited Celgene Corp in Q4 2019, selling an estimated $875M.
- Northern Trust's ten largest holdings make up 17% of its $447B portfolio in Q4 2019.
- Northern Trust opened 134 new positions and closed 124 in Q4 2019.
- Northern Trust's portfolio value rose 7% quarter-over-quarter to $447B.
Based on Northern Trust's 13F filing for Q4 2019, filed 14 Feb 2020.