Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$761M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$167M |
| 3 |
Meta Platforms (Facebook)
META
|
+$161M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$144M |
| 5 |
Delta Air Lines
DAL
|
+$102M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NWSA
NEWS CORPORATION CL-A
NWSA
|
+$575M |
| 2 |
Apple
AAPL
|
+$301M |
| 3 |
ExxonMobil
XOM
|
+$243M |
| 4 |
Carnival Corporation Ltd
CCL
|
+$236M |
| 5 |
Franklin Resources
BEN
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.09% |
| 2 | Technology | 12.83% |
| 3 | Healthcare | 12.02% |
| 4 | Industrials | 11.44% |
| 5 | Energy | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AMPE
2851
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
| $2.88M | ﹤0.01% |
1,282
+186
| +17% | +$360K |
|
|
YDKN
2852
DELISTED
Yadkin Financial Corporation
YDKN
| $2.88M | ﹤0.01% |
167,310
+114,506
| +217% | +$1.81M |
|
2853
Evolution Petroleum
EPM
$134M
| $2.88M | ﹤0.01% |
255,934
+4,788
| +2% | +$55.3K |
|
2854
ArcelorMittal
MT
$56.2B
| $2.88M | ﹤0.01% |
92,129
+7,999
| +10% | +$240K |
|
|
OME
2855
DELISTED
Omega Protein
OME
| $2.88M | ﹤0.01% |
283,080
-5,051
| -2% | -$47.2K |
|
2856
Mesa Laboratories
MLAB
$617M
| $2.87M | ﹤0.01% |
42,395
+1,016
| +2% | +$65K |
|
2857
CRH
CRH
$66.1B
| $2.86M | ﹤0.01% |
118,485
+10,080
| +9% | +$222K |
|
2858
Agilysys
AGYS
$2.96B
| $2.86M | ﹤0.01% |
240,012
-7,370
| -3% | -$86.2K |
|
|
DVR
2859
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
| $2.86M | ﹤0.01% |
1,393,826
+5,164
| +0.4% | +$10.7K |
|
|
SRGA
2860
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $2.86M | ﹤0.01% |
25,453
-542
| -2% | -$61.5K |
|
|
AXAS
2861
DELISTED
Abraxas Petroleum Corp
AXAS
| $2.86M | ﹤0.01% |
55,547
+639
| +1% | +$31.6K |
|
|
GBNK
2862
DELISTED
Guaranty Bancorp
GBNK
| $2.85M | ﹤0.01% |
208,448
+4,750
| +2% | +$58.4K |
|
|
PPBI
2863
DELISTED
Pacific Premier Bancorp
PPBI
| $2.85M | ﹤0.01% |
212,553
+137,702
| +184% | +$1.79M |
|
2864
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
| $2.83M | ﹤0.01% |
3,090,095
-123,715
| -4% | -$11.3M |
|
2865
CRA International
CRAI
$1.06B
| $2.83M | ﹤0.01% |
151,840
-8,743
| -5% | -$166K |
|
2866
CNB Financial Corp
CCNE
$1.02B
| $2.82M | ﹤0.01% |
165,449
+6,555
| +4% | +$114K |
|
2867
eGain
EGAN
$199M
| $2.82M | ﹤0.01% |
186,914
+115,569
| +162% | +$1.38M |
|
|
TPGI
2868
DELISTED
THOMAS PROPERTIES GROUP INC
TPGI
| $2.82M | ﹤0.01% |
419,252
+13,703
| +3% | +$79.2K |
|
|
AVX
2869
DELISTED
AVX Corporation
AVX
| $2.81M | ﹤0.01% |
214,282
+13,343
| +7% | +$173K |
|
|
ACW
2870
DELISTED
Accuride Corp
ACW
| $2.81M | ﹤0.01% |
546,210
-53,395
| -9% | -$293K |
|
|
ANAT
2871
DELISTED
American National Group, Inc. Common Stock
ANAT
| $2.8M | ﹤0.01% |
28,553
-21,246
| -43% | -$2.27M |
|
2872
FuelCell Energy
FCEL
$1.66B
| $2.8M | ﹤0.01% |
502
+21
| +4% | +$114K |
|
2873
Aegon
AEG
$13.9B
| $2.79M | ﹤0.01% |
555,524
+38,301
| +7% | +$195K |
|
2874
NRC Health Common Stock
NRC
$460M
| $2.79M | ﹤0.01% |
148,149
+10,471
| +8% | +$180K |
|
2875
Weyco Group
WEYS
$435M
| $2.79M | ﹤0.01% |
98,454
-2,033
| -2% | -$54.4K |
|
Similar funds
Northern Trust's Q3 2013 Portfolio in Review
As of Q3 2013, Northern Trust held 4,217 positions worth $284B, up 2.9% from $276B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust withdrew a net $9.34B in Q3 2013, closing 140 positions and reducing 1,939 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $575M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Northern Trust opened a new position in Twenty-First Century Fox, Inc. Class A worth $810M.
- Northern Trust's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 24,169,965 shares worth $810M.
- Northern Trust added most to FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in Q3 2013, an estimated $167M increase.
- Northern Trust's biggest Q3 2013 reduction was Apple, cutting an estimated $301M.
- Northern Trust fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $575M.
- Northern Trust's ten largest holdings make up 14% of its $284B portfolio in Q3 2013.
- Northern Trust opened 117 new positions and closed 140 in Q3 2013.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $284B.
Based on Northern Trust's 13F filing for Q3 2013, filed 13 Nov 2013.