Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HTBK
2826
DELISTED
Heritage Commerce
HTBK
| $2.96M | ﹤0.01% |
270,205
+13,360
| +5% | +$148K |
|
|
AVXS
2827
DELISTED
AveXis, Inc. Common Stock
AVXS
| $2.95M | ﹤0.01% |
71,656
+20,506
| +40% | +$779K |
|
|
KMG
2828
DELISTED
KMG Chemicals Inc
KMG
| $2.95M | ﹤0.01% |
104,190
+2,703
| +3% | +$74.7K |
|
|
DSPG
2829
DELISTED
DSP Group Inc
DSPG
| $2.95M | ﹤0.01% |
245,587
+4,677
| +2% | +$52.1K |
|
|
PRTK
2830
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
| $2.95M | ﹤0.01% |
226,581
+53,602
| +31% | +$711K |
|
|
FBNK
2831
DELISTED
First Connecticut Bancorp, Inc
FBNK
| $2.95M | ﹤0.01% |
165,566
+5,457
| +3% | +$92.9K |
|
|
MCRN
2832
DELISTED
Milacron Holdings Corp.
MCRN
| $2.94M | ﹤0.01% |
184,511
+1,624
| +0.9% | +$26K |
|
|
OMED
2833
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
| $2.94M | ﹤0.01% |
256,933
+33,587
| +15% | +$391K |
|
2834
Geospace Technologies
GEOS
$66.5M
| $2.94M | ﹤0.01% |
150,664
+4,716
| +3% | +$81.5K |
|
|
CGI
2835
DELISTED
Celadon Group Inc
CGI
| $2.94M | ﹤0.01% |
335,864
+7,902
| +2% | +$63.6K |
|
2836
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
| $2.93M | ﹤0.01% |
31,353
-484
| -2% | -$44.8K |
|
|
SRNE
2837
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $2.92M | ﹤0.01% |
377,904
+11,952
| +3% | +$80.5K |
|
2838
James Hardie Industries
JHX
$17.9B
| $2.92M | ﹤0.01% |
185,764
+3,427
| +2% | +$55.8K |
|
|
VWTR
2839
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
| $2.92M | ﹤0.01% |
247,310
+5,454
| +2% | +$57.4K |
|
2840
Bassett Furniture
BSET
$170M
| $2.91M | ﹤0.01% |
125,190
+2,050
| +2% | +$51.8K |
|
|
CYBR
2841
DELISTED
CyberArk
CYBR
| $2.9M | ﹤0.01% |
58,610
+5,069
| +9% | +$270K |
|
|
FGL
2842
DELISTED
Fidelity & Guaranty Life
FGL
| $2.9M | ﹤0.01% |
125,109
+1,016
| +0.8% | +$23.3K |
|
2843
Peoples Financial Services
PFIS
$717M
| $2.9M | ﹤0.01% |
71,067
+225
| +0.3% | +$8.87K |
|
2844
Live Oak Bancshares
LOB
$2.01B
| $2.89M | ﹤0.01% |
200,531
+7,252
| +4% | +$101K |
|
|
ITIC
2845
Investors Title Co
ITIC
$534M
| $2.88M | ﹤0.01% |
28,995
+16,791
| +138% | +$1.65M |
|
2846
Lennar Class B
LEN.B
$20.7B
| $2.88M | ﹤0.01% |
92,197
+364
| +0.4% | +$12.6K |
|
2847
Citizens & Northern Corp
CZNC
$466M
| $2.86M | ﹤0.01% |
130,177
+3,355
| +3% | +$71.1K |
|
2848
XBiotech
XBIT
$71M
| $2.86M | ﹤0.01% |
212,185
+21,058
| +11% | +$309K |
|
2849
Grupo Aeroportuario del Pacifico
PAC
$12.4B
| $2.85M | ﹤0.01% |
30,024
+4
| +0% | +$398 |
|
|
TUBE
2850
DELISTED
TubeMogul, Inc.
TUBE
| $2.85M | ﹤0.01% |
304,126
+11,200
| +4% | +$113K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.