Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$761M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$167M |
| 3 |
Meta Platforms (Facebook)
META
|
+$161M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$144M |
| 5 |
Delta Air Lines
DAL
|
+$102M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NWSA
NEWS CORPORATION CL-A
NWSA
|
+$575M |
| 2 |
Apple
AAPL
|
+$301M |
| 3 |
ExxonMobil
XOM
|
+$243M |
| 4 |
Carnival Corporation Ltd
CCL
|
+$236M |
| 5 |
Franklin Resources
BEN
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.09% |
| 2 | Technology | 12.83% |
| 3 | Healthcare | 12.02% |
| 4 | Industrials | 11.44% |
| 5 | Energy | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2776
Goldgroup Mining Inc.
GORO
$210M
| $3.21M | ﹤0.01% |
485,701
+76,043
| +19% | +$602K |
|
|
XOOM
2777
DELISTED
XOOM CORP COM
XOOM
| $3.19M | ﹤0.01% |
100,536
+7,314
| +8% | +$213K |
|
2778
Odyssey Marine Exploration
OMEX
$51.7M
| $3.19M | ﹤0.01% |
88,674
+199
| +0.2% | +$7.54K |
|
|
BPZ
2779
DELISTED
BPZ RESOURCES INC COM STK
BPZ
| $3.18M | ﹤0.01% |
1,631,427
+85,920
| +6% | +$193K |
|
2780
Capital City Bank Group
CCBG
$900M
| $3.18M | ﹤0.01% |
270,009
+10,000
| +4% | +$121K |
|
|
AFOP
2781
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
| $3.17M | ﹤0.01% |
154,737
+91,897
| +146% | +$1.59M |
|
2782
Gladstone Capital
GLAD
$444M
| $3.16M | ﹤0.01% |
181,195
-1,780
| -1% | -$30.3K |
|
|
NATL
2783
DELISTED
National Interstate Corporation
NATL
| $3.16M | ﹤0.01% |
113,793
+799
| +0.7% | +$23.1K |
|
|
MCHB
2784
Mechanics Bancorp
MCHB
$3.78B
| $3.16M | ﹤0.01% |
163,872
+34,138
| +26% | +$712K |
|
|
TBNK
2785
DELISTED
Territorial Bancorp Inc.
TBNK
| $3.16M | ﹤0.01% |
143,656
-3,793
| -3% | -$85.1K |
|
|
PGEM
2786
DELISTED
Ply Gem Holdings, Inc.
PGEM
| $3.15M | ﹤0.01% |
225,123
+129,030
| +134% | +$2.23M |
|
|
PACR
2787
DELISTED
PACER INTL INC TENN
PACR
| $3.14M | ﹤0.01% |
507,659
+5,720
| +1% | +$35.8K |
|
|
RBCN
2788
DELISTED
Rubicon Technology, Inc.
RBCN
| $3.14M | ﹤0.01% |
25,918
+1,210
| +5% | +$123K |
|
2789
Saga Communications
SGA
$62.7M
| $3.13M | ﹤0.01% |
70,404
+3,289
| +5% | +$161K |
|
2790
AtriCure
ATRC
$2.19B
| $3.12M | ﹤0.01% |
283,998
+44,967
| +19% | +$443K |
|
|
LEAF
2791
DELISTED
Leaf Group Ltd.
LEAF
| $3.11M | ﹤0.01% |
248,098
+15,419
| +7% | +$201K |
|
2792
Prothena Corp
PRTA
$472M
| $3.11M | ﹤0.01% |
153,705
+100,268
| +188% | +$1.77M |
|
|
CHDX
2793
DELISTED
CHINDEX INTL INC
CHDX
| $3.1M | ﹤0.01% |
181,742
+5,775
| +3% | +$100K |
|
2794
Nature's Sunshine
NATR
$285M
| $3.09M | ﹤0.01% |
162,729
-8,735
| -5% | -$161K |
|
|
ENT
2795
DELISTED
Global Eagle Entertainment Inc.
ENT
| $3.09M | ﹤0.01% |
13,240
+8,141
| +160% | +$2.03M |
|
2796
Bank of Marin Bancorp
BMRC
$465M
| $3.09M | ﹤0.01% |
148,710
+6,398
| +4% | +$134K |
|
|
TMHC
2797
DELISTED
Taylor Morrison
TMHC
| $3.09M | ﹤0.01% |
136,422
+54,987
| +68% | +$1.24M |
|
|
BNCN
2798
DELISTED
BNC Bancorp
BNCN
| $3.08M | ﹤0.01% |
230,843
+163,229
| +241% | +$2.18M |
|
2799
PBF Energy
PBF
$8.3B
| $3.07M | ﹤0.01% |
136,905
+29,694
| +28% | +$672K |
|
|
BFX
2800
DELISTED
BowFlex Inc.
BFX
| $3.07M | ﹤0.01% |
425,187
+250,488
| +143% | +$1.93M |
|
Similar funds
Northern Trust's Q3 2013 Portfolio in Review
As of Q3 2013, Northern Trust held 4,217 positions worth $284B, up 2.9% from $276B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust withdrew a net $9.34B in Q3 2013, closing 140 positions and reducing 1,939 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $575M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Northern Trust opened a new position in Twenty-First Century Fox, Inc. Class A worth $810M.
- Northern Trust's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 24,169,965 shares worth $810M.
- Northern Trust added most to FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in Q3 2013, an estimated $167M increase.
- Northern Trust's biggest Q3 2013 reduction was Apple, cutting an estimated $301M.
- Northern Trust fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $575M.
- Northern Trust's ten largest holdings make up 14% of its $284B portfolio in Q3 2013.
- Northern Trust opened 117 new positions and closed 140 in Q3 2013.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $284B.
Based on Northern Trust's 13F filing for Q3 2013, filed 13 Nov 2013.