Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2726
Liberty Latin America Class A
LILA
$1.67B
| $3.6M | ﹤0.01% |
203,589
+117,392
| +136% | +$2.31M |
|
|
ZIXI
2727
DELISTED
Zix Corporation
ZIXI
| $3.59M | ﹤0.01% |
876,283
+10,267
| +1% | +$40.6K |
|
2728
Imperial Oil
IMO
$64B
| $3.59M | ﹤0.01% |
114,636
+3,801
| +3% | +$118K |
|
|
PBPB
2729
DELISTED
Potbelly
PBPB
| $3.58M | ﹤0.01% |
288,398
+25,446
| +10% | +$329K |
|
|
NXRT
2730
NexPoint Residential Trust
NXRT
$636M
| $3.58M | ﹤0.01% |
182,034
+2,057
| +1% | +$41K |
|
2731
Park-Ohio Holdings
PKOH
$718M
| $3.58M | ﹤0.01% |
98,090
+1,523
| +2% | +$50.7K |
|
2732
Boot Barn
BOOT
$4.92B
| $3.57M | ﹤0.01% |
314,023
+96,476
| +44% | +$1.04M |
|
|
LIOX
2733
DELISTED
Lionbridge Technologies
LIOX
| $3.56M | ﹤0.01% |
711,710
-3,956
| -0.6% | -$18.5K |
|
2734
The RMR Group
RMR
$346M
| $3.56M | ﹤0.01% |
93,728
+713
| +0.8% | +$26K |
|
2735
Ares Capital
ARCC
$14.5B
| $3.55M | ﹤0.01% |
229,291
-311
| -0.1% | -$4.77K |
|
|
RAS
2736
DELISTED
RAIT Financial Trust
RAS
| $3.55M | ﹤0.01% |
1,050,374
+4,157
| +0.4% | +$13K |
|
|
UMH
2737
UMH Properties
UMH
$1.42B
| $3.55M | ﹤0.01% |
297,540
+5,917
| +2% | +$71.5K |
|
|
REGI
2738
DELISTED
Renewable Energy Group, Inc.
REGI
| $3.54M | ﹤0.01% |
418,558
-22,808
| -5% | -$202K |
|
2739
Monarch Casino & Resort
MCRI
$2.2B
| $3.54M | ﹤0.01% |
140,749
+7,677
| +6% | +$180K |
|
2740
Applied Optoelectronics
AAOI
$11B
| $3.54M | ﹤0.01% |
159,223
+1,256
| +0.8% | +$19.4K |
|
|
MPSX
2741
DELISTED
Multi Packaging Solutions Intl.
MPSX
| $3.52M | ﹤0.01% |
244,602
-3,915
| -2% | -$55.6K |
|
|
FFWM
2742
DELISTED
First Foundation Inc
FFWM
| $3.52M | ﹤0.01% |
285,626
-13,162
| -4% | -$157K |
|
2743
TG Therapeutics
TGTX
$7.34B
| $3.52M | ﹤0.01% |
454,721
-5,567
| -1% | -$35.8K |
|
|
SPNS
2744
DELISTED
Sapiens International
SPNS
| $3.51M | ﹤0.01% |
275,133
+1,143
| +0.4% | +$14.9K |
|
2745
Immersion
IMMR
$248M
| $3.51M | ﹤0.01% |
430,050
+5,302
| +1% | +$39.3K |
|
2746
Coca-Cola Femsa
KOF
$22.9B
| $3.51M | ﹤0.01% |
46,778
+2,925
| +7% | +$227K |
|
2747
Kratos Defense & Security Solutions
KTOS
$11.8B
| $3.5M | ﹤0.01% |
508,119
+12,630
| +3% | +$73.8K |
|
|
GLBL
2748
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
| $3.5M | ﹤0.01% |
851,698
+9,736
| +1% | +$34.8K |
|
2749
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $3.5M | ﹤0.01% |
88,511
-3,528
| -4% | -$141K |
|
|
GNRT
2750
DELISTED
Gener8 Maritime, Inc.
GNRT
| $3.49M | ﹤0.01% |
682,596
+225,666
| +49% | +$1.22M |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.