Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$761M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$167M |
| 3 |
Meta Platforms (Facebook)
META
|
+$161M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$144M |
| 5 |
Delta Air Lines
DAL
|
+$102M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NWSA
NEWS CORPORATION CL-A
NWSA
|
+$575M |
| 2 |
Apple
AAPL
|
+$301M |
| 3 |
ExxonMobil
XOM
|
+$243M |
| 4 |
Carnival Corporation Ltd
CCL
|
+$236M |
| 5 |
Franklin Resources
BEN
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.09% |
| 2 | Technology | 12.83% |
| 3 | Healthcare | 12.02% |
| 4 | Industrials | 11.44% |
| 5 | Energy | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GSIG
2701
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
| $3.61M | ﹤0.01% |
378,455
+15,023
| +4% | +$130K |
|
2702
Vanguard Morningstar Small-Cap ETF
VB
$83.4B
| $3.59M | ﹤0.01% |
35,027
-5,449
| -13% | -$543K |
|
2703
Telus
TU
$15.2B
| $3.59M | ﹤0.01% |
216,554
+15,624
| +8% | +$244K |
|
|
WSR
2704
DELISTED
Whitestone REIT
WSR
| $3.58M | ﹤0.01% |
243,294
+1,338
| +0.6% | +$20.7K |
|
|
DFZ
2705
DELISTED
BARRY (R.G.) CORPORATION
DFZ
| $3.58M | ﹤0.01% |
189,523
+10,004
| +6% | +$173K |
|
|
CBR
2706
DELISTED
CIBER Inc.
CBR
| $3.58M | ﹤0.01% |
1,085,327
+12,503
| +1% | +$45.2K |
|
|
MXWL
2707
DELISTED
Maxwell Technologies Inc
MXWL
| $3.58M | ﹤0.01% |
394,926
-11,916
| -3% | -$103K |
|
|
CNR
2708
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $3.57M | ﹤0.01% |
280,515
+20,513
| +8% | +$273K |
|
|
WLH
2709
DELISTED
WILLIAM LYON HOMES
WLH
| $3.57M | ﹤0.01% |
175,838
+116,604
| +197% | +$2.58M |
|
2710
Fidus Investment
FDUS
$751M
| $3.56M | ﹤0.01% |
183,524
-10,360
| -5% | -$199K |
|
|
BAGL
2711
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
| $3.55M | ﹤0.01% |
204,845
+1,533
| +0.8% | +$25.3K |
|
2712
LifeVantage
LFVN
$81.4M
| $3.54M | ﹤0.01% |
212,782
+133,908
| +170% | +$2.31M |
|
2713
KB Financial Group
KB
$41.7B
| $3.54M | ﹤0.01% |
101,192
+18,815
| +23% | +$609K |
|
2714
FreightCar America
RAIL
$243M
| $3.54M | ﹤0.01% |
171,115
-2,307
| -1% | -$42.7K |
|
2715
Walker & Dunlop
WD
$1.47B
| $3.54M | ﹤0.01% |
222,131
+41,468
| +23% | +$684K |
|
2716
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
| $3.52M | ﹤0.01% |
90,060
+29,634
| +49% | +$1.13M |
|
|
DTLK
2717
DELISTED
Datalink Corp
DTLK
| $3.52M | ﹤0.01% |
260,183
+33,634
| +15% | +$426K |
|
2718
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19.1B
| $3.5M | ﹤0.01% |
126,045
| – | – |
|
|
HCOM
2719
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
| $3.49M | ﹤0.01% |
131,558
-856
| -0.6% | -$22.7K |
|
|
EOX
2720
DELISTED
EMERALD OIL INC (MT)
EOX
| $3.48M | ﹤0.01% |
24,225
+7,242
| +43% | +$1.03M |
|
|
CTO
2721
CTO Realty Growth
CTO
$822M
| $3.47M | ﹤0.01% |
332,411
+40,657
| +14% | +$422K |
|
|
HWCC
2722
DELISTED
Houston Wire & Cable Company
HWCC
| $3.47M | ﹤0.01% |
257,881
-2,195
| -0.8% | -$30.2K |
|
|
APL
2723
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
| $3.46M | ﹤0.01% |
89,268
+422
| +0.5% | +$16.1K |
|
2724
Genesis Energy
GEL
$1.92B
| $3.45M | ﹤0.01% |
68,933
+70
| +0.1% | +$3.52K |
|
|
PTR
2725
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $3.45M | ﹤0.01% |
31,366
-14,937
| -32% | -$1.71M |
|
Similar funds
Northern Trust's Q3 2013 Portfolio in Review
As of Q3 2013, Northern Trust held 4,217 positions worth $284B, up 2.9% from $276B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust withdrew a net $9.34B in Q3 2013, closing 140 positions and reducing 1,939 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $575M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Northern Trust opened a new position in Twenty-First Century Fox, Inc. Class A worth $810M.
- Northern Trust's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 24,169,965 shares worth $810M.
- Northern Trust added most to FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in Q3 2013, an estimated $167M increase.
- Northern Trust's biggest Q3 2013 reduction was Apple, cutting an estimated $301M.
- Northern Trust fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $575M.
- Northern Trust's ten largest holdings make up 14% of its $284B portfolio in Q3 2013.
- Northern Trust opened 117 new positions and closed 140 in Q3 2013.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $284B.
Based on Northern Trust's 13F filing for Q3 2013, filed 13 Nov 2013.