Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$405M |
| 2 |
Enbridge
ENB
|
+$200M |
| 3 |
Abbott
ABT
|
+$132M |
| 4 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$109M |
| 5 |
Incyte
INCY
|
+$108M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$2.73B |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$466M |
| 3 |
Carnival Corporation Ltd
CCL
|
+$271M |
| 4 |
STJ
St Jude Medical
STJ
|
+$218M |
| 5 |
LLTC
Linear Technology Corp
LLTC
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.01% |
| 2 | Technology | 13.95% |
| 3 | Healthcare | 12.34% |
| 4 | Industrials | 10.72% |
| 5 | Consumer Discretionary | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2676
CytomX Therapeutics
CTMX
$758M
| $4.01M | ﹤0.01% |
231,984
-2,522
| -1% | -$33.2K |
|
2677
CNB Financial Corp
CCNE
$1.03B
| $4M | ﹤0.01% |
167,430
+87
| +0.1% | +$2.16K |
|
2678
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
| $3.99M | ﹤0.01% |
32,446
-154
| -0.5% | -$18.9K |
|
2679
VEON
VEON
$3.9B
| $3.96M | ﹤0.01% |
38,835
+9,074
| +30% | +$932K |
|
|
FIT
2680
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $3.95M | ﹤0.01% |
666,995
+115,282
| +21% | +$731K |
|
|
AXAS
2681
DELISTED
Abraxas Petroleum Corp
AXAS
| $3.95M | ﹤0.01% |
97,702
+14,549
| +17% | +$665K |
|
2682
Vanguard Russell 2000 ETF
VTWO
$17.4B
| $3.94M | ﹤0.01% |
71,464
-2,000
| -3% | -$110K |
|
|
AAIC
2683
DELISTED
Arlington Asset Investment Corp.
AAIC
| $3.94M | ﹤0.01% |
279,221
+9,098
| +3% | +$134K |
|
|
FRTA
2684
DELISTED
Forterra, Inc
FRTA
| $3.94M | ﹤0.01% |
202,263
+1,472
| +0.7% | +$28.3K |
|
|
FGL
2685
DELISTED
Fidelity & Guaranty Life
FGL
| $3.93M | ﹤0.01% |
141,452
+4,966
| +4% | +$128K |
|
|
CRR
2686
DELISTED
Carbo Ceramics Inc.
CRR
| $3.93M | ﹤0.01% |
301,448
+9,774
| +3% | +$125K |
|
2687
Ardmore Shipping
ASC
$672M
| $3.92M | ﹤0.01% |
487,244
+76,695
| +19% | +$564K |
|
|
GMS
2688
DELISTED
GMS Inc
GMS
| $3.92M | ﹤0.01% |
111,754
+32,723
| +41% | +$1.01M |
|
2689
Alpha and Omega Semiconductor
AOSL
$1.07B
| $3.91M | ﹤0.01% |
227,508
+4,232
| +2% | +$83.9K |
|
|
ACRE
2690
Ares Commercial Real Estate
ACRE
$261M
| $3.91M | ﹤0.01% |
292,098
-622
| -0.2% | -$8.39K |
|
2691
Workiva
WK
$3.7B
| $3.9M | ﹤0.01% |
249,473
+4,014
| +2% | +$56.4K |
|
|
ENZ
2692
DELISTED
Enzo Biochem, Inc.
ENZ
| $3.9M | ﹤0.01% |
465,940
+8,140
| +2% | +$57.3K |
|
|
ITIC
2693
Investors Title Co
ITIC
$527M
| $3.9M | ﹤0.01% |
24,642
-4,260
| -15% | -$577K |
|
|
TACO
2694
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $3.89M | ﹤0.01% |
293,621
+13,891
| +5% | +$186K |
|
2695
Winmark
WINA
$1.27B
| $3.89M | ﹤0.01% |
34,409
+975
| +3% | +$112K |
|
|
PBPB
2696
DELISTED
Potbelly
PBPB
| $3.89M | ﹤0.01% |
279,742
-27,243
| -9% | -$358K |
|
|
EOCC
2697
DELISTED
Enel Generacion Chile S.A.
EOCC
| $3.87M | ﹤0.01% |
174,095
+7,581
| +5% | +$155K |
|
|
BV
2698
DELISTED
Bazaarvoice, Inc.
BV
| $3.83M | ﹤0.01% |
891,292
+2,944
| +0.3% | +$13.2K |
|
2699
Woori Financial
WF
$17.1B
| $3.83M | ﹤0.01% |
+108,833
| New | +$3.8M |
|
|
RRTS
2700
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
| $3.82M | ﹤0.01% |
22,235
+113
| +0.5% | +$23.3K |
|
Similar funds
Northern Trust's Q1 2017 Portfolio in Review
As of Q1 2017, Northern Trust held 4,355 positions worth $347B, up 6.4% from $326B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q1 2017 filing shows 170 new, 2,999 increased, 961 reduced and 105 closed positions. Its largest new stake was Bioverativ Inc. Common Stock: 962,960 shares worth $52.4M. The largest sale was TotalEnergies, an estimated $2.73B.
By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q1 2017 buy was Bioverativ Inc. Common Stock: 962,960 shares worth $52.4M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q1 2017, an estimated $405M increase.
- Northern Trust's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $2.73B.
- Northern Trust fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $466M.
- Northern Trust's ten largest holdings make up 14% of its $347B portfolio in Q1 2017.
- Northern Trust opened 170 new positions and closed 105 in Q1 2017.
- Northern Trust's portfolio value rose 6.4% quarter-over-quarter to $347B.
Based on Northern Trust's 13F filing for Q1 2017, filed 12 May 2017.