Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2676
NVE Corp
NVEC
$563M
| $3.83M | ﹤0.01% |
64,911
+1,045
| +2% | +$60.7K |
|
2677
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
| $3.82M | ﹤0.01% |
34,527
-900
| -3% | -$98.7K |
|
2678
Kodak
KODK
$978M
| $3.81M | ﹤0.01% |
254,091
+5,911
| +2% | +$93.7K |
|
2679
Houlihan Lokey
HLI
$9.24B
| $3.81M | ﹤0.01% |
152,112
+7,294
| +5% | +$176K |
|
|
TBRG
2680
DELISTED
TruBridge
TBRG
| $3.81M | ﹤0.01% |
146,208
-16,437
| -10% | -$516K |
|
2681
iShares Select U.S. REIT ETF
ICF
$2.11B
| $3.8M | ﹤0.01% |
72,462
+58,986
| +438% | +$3.19M |
|
|
ARAV
2682
DELISTED
Aravive, Inc. Common Stock
ARAV
| $3.8M | ﹤0.01% |
51,678
+855
| +2% | +$61.8K |
|
2683
Rigel Pharmaceuticals
RIGL
$762M
| $3.79M | ﹤0.01% |
103,320
+1,180
| +1% | +$33.8K |
|
|
TSC
2684
DELISTED
TriState Capital Holdings, Inc.
TSC
| $3.79M | ﹤0.01% |
234,815
+3,576
| +2% | +$52.9K |
|
|
SCMP
2685
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
| $3.79M | ﹤0.01% |
307,766
+15,374
| +5% | +$181K |
|
|
HDP
2686
DELISTED
Hortonworks, Inc.
HDP
| $3.79M | ﹤0.01% |
453,469
-111,049
| -20% | -$1.05M |
|
|
BKMU
2687
DELISTED
Bank Mutual Corp
BKMU
| $3.78M | ﹤0.01% |
492,775
+7,127
| +1% | +$54.9K |
|
2688
Independent Bank Corp
IBCP
$854M
| $3.78M | ﹤0.01% |
224,626
+11,669
| +5% | +$184K |
|
2689
BioCryst Pharmaceuticals
BCRX
$2.51B
| $3.77M | ﹤0.01% |
855,991
-7,934
| -0.9% | -$31.7K |
|
|
PDS
2690
Precision Drilling
PDS
$1.06B
| $3.77M | ﹤0.01% |
45,145
+11
| +0% | +$966 |
|
|
CSBK
2691
DELISTED
Clifton Bancorp Inc.
CSBK
| $3.77M | ﹤0.01% |
246,679
+5,601
| +2% | +$84.1K |
|
|
EXAC
2692
DELISTED
Exactech Inc
EXAC
| $3.77M | ﹤0.01% |
139,426
+2,078
| +2% | +$57.1K |
|
2693
Tempest Therapeutics
TPST
$18.7M
| $3.77M | ﹤0.01% |
180
+99
| +122% | +$1.79M |
|
2694
Vanguard Russell 2000 ETF
VTWO
$17.5B
| $3.75M | ﹤0.01% |
75,376
-10,968
| -13% | -$535K |
|
2695
PLDT
PHI
$4.2B
| $3.75M | ﹤0.01% |
105,057
+16,531
| +19% | +$667K |
|
|
FDML
2696
DELISTED
Federal-Mogul Holdings Corporation
FDML
| $3.74M | ﹤0.01% |
389,053
+17,998
| +5% | +$164K |
|
2697
Vanguard Extended Market ETF
VXF
$32.3B
| $3.74M | ﹤0.01% |
40,960
-163
| -0.4% | -$14.6K |
|
|
AAIC
2698
DELISTED
Arlington Asset Investment Corp.
AAIC
| $3.74M | ﹤0.01% |
252,752
+10,600
| +4% | +$152K |
|
|
NSTG
2699
DELISTED
NanoString Technologies, Inc.
NSTG
| $3.74M | ﹤0.01% |
187,052
+4,092
| +2% | +$64.9K |
|
|
FRED
2700
DELISTED
Fred's Inc
FRED
| $3.74M | ﹤0.01% |
412,428
+6,251
| +2% | +$82.1K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.