Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LMOS
2651
DELISTED
Lumos Networks Corp
LMOS
| $4.12M | ﹤0.01% |
263,529
-1,832
| -0.7% | -$26.7K |
|
2652
Energy Recovery
ERII
$399M
| $4.11M | ﹤0.01% |
397,365
+11,022
| +3% | +$132K |
|
|
ARNA
2653
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $4.11M | ﹤0.01% |
289,250
+2,758
| +1% | +$42.7K |
|
|
TPCO
2654
DELISTED
Tribune Publishing Company Common Stock
TPCO
| $4.1M | ﹤0.01% |
295,890
+2,858
| +1% | +$39.8K |
|
2655
Novavax
NVAX
$1.34B
| $4.09M | ﹤0.01% |
162,471
-1,071
| -0.7% | -$31.2K |
|
|
KMG
2656
DELISTED
KMG Chemicals Inc
KMG
| $4.09M | ﹤0.01% |
105,095
+905
| +0.9% | +$28.9K |
|
|
SCMP
2657
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
| $4.09M | ﹤0.01% |
301,584
-6,182
| -2% | -$86.2K |
|
|
APTS
2658
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $4.08M | ﹤0.01% |
273,828
+30,164
| +12% | +$403K |
|
2659
Boot Barn
BOOT
$4.92B
| $4.08M | ﹤0.01% |
325,518
+11,495
| +4% | +$155K |
|
2660
Bank of N.T. Butterfield & Son
NTB
$2.51B
| $4.06M | ﹤0.01% |
129,278
+107,278
| +488% | +$3.01M |
|
2661
Greif Class B
GEF.B
$4.22B
| $4.06M | ﹤0.01% |
60,109
+58
| +0.1% | +$3.74K |
|
2662
Central Garden & Pet Co
CENT
$2.78B
| $4.05M | ﹤0.01% |
153,014
-44,476
| -23% | -$1.01M |
|
2663
Live Oak Bancshares
LOB
$2.01B
| $4.05M | ﹤0.01% |
218,788
+18,257
| +9% | +$303K |
|
|
FIT
2664
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $4.04M | ﹤0.01% |
551,713
+14,211
| +3% | +$146K |
|
2665
Alarm.com
ALRM
$2.74B
| $4.03M | ﹤0.01% |
144,777
+11,236
| +8% | +$326K |
|
2666
Vanguard Extended Market ETF
VXF
$32.3B
| $4.02M | ﹤0.01% |
41,961
+1,001
| +2% | +$92.6K |
|
|
ACRE
2667
Ares Commercial Real Estate
ACRE
$264M
| $4.02M | ﹤0.01% |
292,720
+2,343
| +0.8% | +$31.1K |
|
|
AAIC
2668
DELISTED
Arlington Asset Investment Corp.
AAIC
| $4M | ﹤0.01% |
270,123
+17,371
| +7% | +$266K |
|
2669
Applied Optoelectronics
AAOI
$11B
| $3.99M | ﹤0.01% |
170,180
+10,957
| +7% | +$254K |
|
2670
Regenxbio
RGNX
$704M
| $3.99M | ﹤0.01% |
215,069
+15,799
| +8% | +$302K |
|
2671
Frontline
FRO
$9.02B
| $3.98M | ﹤0.01% |
559,765
+22,188
| +4% | +$164K |
|
2672
Acacia Research
ACTG
$449M
| $3.97M | ﹤0.01% |
610,962
-13,666
| -2% | -$88.7K |
|
2673
Vanguard Russell 2000 ETF
VTWO
$17.5B
| $3.97M | ﹤0.01% |
73,464
-1,912
| -3% | -$97.9K |
|
|
LIOX
2674
DELISTED
Lionbridge Technologies
LIOX
| $3.96M | ﹤0.01% |
683,539
-28,171
| -4% | -$144K |
|
|
ABTX
2675
DELISTED
Allegiance Bancshares
ABTX
| $3.96M | ﹤0.01% |
109,598
+7,153
| +7% | +$216K |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.