Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2626
Century Aluminum
CENX
$4.59B
| $4.1M | ﹤0.01% |
590,332
+11,502
| +2% | +$78.6K |
|
|
SGMO
2627
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $4.1M | ﹤0.01% |
884,870
+5,414
| +0.6% | +$27.5K |
|
|
LUMO
2628
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
| $4.09M | ﹤0.01% |
30,290
+339
| +1% | +$33.7K |
|
2629
Sunrun
RUN
$2.37B
| $4.09M | ﹤0.01% |
649,165
+92,958
| +17% | +$521K |
|
|
SGBK
2630
DELISTED
Stonegate Bank
SGBK
| $4.09M | ﹤0.01% |
121,132
+6,921
| +6% | +$224K |
|
|
NS
2631
DELISTED
NuStar Energy L.P.
NS
| $4.09M | ﹤0.01% |
82,432
+24,994
| +44% | +$1.2M |
|
|
ANDX
2632
DELISTED
Andeavor Logistics LP
ANDX
| $4.08M | ﹤0.01% |
84,297
-304
| -0.4% | -$14.5K |
|
2633
Ribbon Communications
RBBN
$377M
| $4.08M | ﹤0.01% |
524,525
+8,523
| +2% | +$74.5K |
|
|
SPIL
2634
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
| $4.08M | ﹤0.01% |
551,605
-1,454
| -0.3% | -$10.8K |
|
|
RVNC
2635
DELISTED
Revance Therapeutics, Inc.
RVNC
| $4.08M | ﹤0.01% |
251,538
+19,744
| +9% | +$287K |
|
|
HOLI
2636
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
| $4.08M | ﹤0.01% |
183,919
+3,006
| +2% | +$61.3K |
|
|
AFAM
2637
DELISTED
Almost Family Inc
AFAM
| $4.07M | ﹤0.01% |
110,777
+1,830
| +2% | +$71.3K |
|
2638
Acacia Research
ACTG
$449M
| $4.07M | ﹤0.01% |
624,628
+80,226
| +15% | +$462K |
|
2639
Vanguard Morningstar Mid-Cap ETF
VO
$111B
| $4.06M | ﹤0.01% |
125,612
+8,536
| +7% | +$274K |
|
2640
KKR & Co
KKR
$103B
| $4.05M | ﹤0.01% |
283,700
+660
| +0.2% | +$9.36K |
|
|
SPPI
2641
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $4.04M | ﹤0.01% |
865,342
+97,944
| +13% | +$580K |
|
2642
Axcelis
ACLS
$4.42B
| $4.03M | ﹤0.01% |
303,165
+17,406
| +6% | +$202K |
|
|
TI
2643
DELISTED
Telecom Italia
TI
| $4.02M | ﹤0.01% |
485,382
+86,585
| +22% | +$723K |
|
2644
VSE Corp
VSEC
$6.48B
| $4.02M | ﹤0.01% |
118,194
+5,202
| +5% | +$177K |
|
|
CORR
2645
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
| $4.02M | ﹤0.01% |
136,989
+4,995
| +4% | +$147K |
|
|
ALJ
2646
DELISTED
Alon USA Energy Inc
ALJ
| $4M | ﹤0.01% |
496,130
-84,710
| -15% | -$628K |
|
|
OKSB
2647
DELISTED
Southwest Bancorp Inc/OK
OKSB
| $3.99M | ﹤0.01% |
210,295
+932
| +0.4% | +$17.6K |
|
2648
Duluth Holdings
DLTH
$151M
| $3.99M | ﹤0.01% |
150,427
-12,327
| -8% | -$336K |
|
2649
NovoCure
NVCR
$2.02B
| $3.98M | ﹤0.01% |
466,612
-13,054
| -3% | -$119K |
|
2650
Geron
GERN
$982M
| $3.97M | ﹤0.01% |
1,758,273
-5,538
| -0.3% | -$14.3K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.