Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kinder Morgan
KMI
|
+$484M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$229M |
| 3 |
iShares Global Infrastructure ETF
IGF
|
+$102M |
| 4 |
FlexShares Quality Dividend Index Fund
QDF
|
+$95.8M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$95.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Coca-Cola
KO
|
+$599M |
| 2 |
Carnival Corporation Ltd
CCL
|
+$526M |
| 3 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$314M |
| 4 |
MON
Monsanto Co
MON
|
+$149M |
| 5 |
Apple
AAPL
|
+$130M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.45% |
| 2 | Technology | 13.82% |
| 3 | Healthcare | 13.53% |
| 4 | Industrials | 11.13% |
| 5 | Consumer Discretionary | 8.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TLGT
2626
DELISTED
Teligent, Inc
TLGT
| $4.18M | ﹤0.01% |
47,467
+8,990
| +23% | +$843K |
|
2627
NVE Corp
NVEC
$563M
| $4.17M | ﹤0.01% |
58,932
-1,579
| -3% | -$109K |
|
2628
STAAR Surgical
STAA
$1.26B
| $4.16M | ﹤0.01% |
456,991
-19,012
| -4% | -$184K |
|
2629
Geospace Technologies
GEOS
$66.5M
| $4.16M | ﹤0.01% |
157,005
-13,312
| -8% | -$386K |
|
|
CCRN
2630
DELISTED
Cross Country Healthcare
CCRN
| $4.15M | ﹤0.01% |
332,680
-15,555
| -4% | -$159K |
|
2631
State Street SPDR S&P Regional Banking ETF
KRE
$4.67B
| $4.14M | ﹤0.01% |
101,825
-101,067
| -50% | -$3.97M |
|
2632
ANI Pharmaceuticals
ANIP
$1.72B
| $4.13M | ﹤0.01% |
73,324
-1,564
| -2% | -$69K |
|
2633
Arrow Financial
AROW
$723M
| $4.13M | ﹤0.01% |
194,267
-8,495
| -4% | -$174K |
|
2634
HCI Group
HCI
$2.32B
| $4.13M | ﹤0.01% |
95,502
-4,238
| -4% | -$187K |
|
2635
Entravision Communication
EVC
$820M
| $4.12M | ﹤0.01% |
636,316
-28,358
| -4% | -$160K |
|
2636
Enterprise Financial Services Corp
EFSC
$2.4B
| $4.1M | ﹤0.01% |
207,655
-8,486
| -4% | -$157K |
|
|
EOCC
2637
DELISTED
Enel Generacion Chile S.A.
EOCC
| $4.09M | ﹤0.01% |
132,027
-124,959
| -49% | -$3.87M |
|
|
PDS
2638
Precision Drilling
PDS
$1.06B
| $4.08M | ﹤0.01% |
33,679
+1,426
| +4% | +$216K |
|
2639
W&T Offshore
WTI
$546M
| $4.08M | ﹤0.01% |
555,875
-630,976
| -53% | -$5.39M |
|
2640
Civeo
CVEO
$344M
| $4.08M | ﹤0.01% |
82,682
-35,964
| -30% | -$4.47M |
|
|
APL
2641
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
| $4.07M | ﹤0.01% |
149,248
+7,307
| +5% | +$236K |
|
|
VMEM
2642
DELISTED
VIOLIN MEMORY, INC.
VMEM
| $4.06M | ﹤0.01% |
212,129
-4,009
| -2% | -$76.1K |
|
2643
CEVA Inc
CEVA
$855M
| $4.06M | ﹤0.01% |
223,980
-11,265
| -5% | -$179K |
|
|
IO
2644
DELISTED
ION Geophysical Corporation
IO
| $4.06M | ﹤0.01% |
98,366
-3,629
| -4% | -$143K |
|
|
PNX
2645
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
| $4.06M | ﹤0.01% |
58,892
-3,406
| -5% | -$207K |
|
|
DPLO
2646
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
| $4.05M | ﹤0.01% |
+148,014
| New | +$3.59M |
|
|
HVB
2647
DELISTED
HUDSON VY HLDG CORP
HVB
| $4.01M | ﹤0.01% |
147,536
-9,921
| -6% | -$235K |
|
|
AERI
2648
DELISTED
Aerie Pharmaceuticals
AERI
| $4M | ﹤0.01% |
136,998
+846
| +0.6% | +$21.5K |
|
2649
Advanced Drainage Systems
WMS
$11.3B
| $4M | ﹤0.01% |
173,997
+51,499
| +42% | +$1.13M |
|
|
SRGA
2650
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $4M | ﹤0.01% |
25,625
-836
| -3% | -$120K |
|
Similar funds
Northern Trust's Q4 2014 Portfolio in Review
As of Q4 2014, Northern Trust held 4,444 positions worth $331B, up 4% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2014 filing shows 136 new, 1,445 increased, 2,430 reduced and 177 closed positions. Its largest new stake was UBS Group: 4,059,893 shares worth $69.2M. The largest sale was Coca-Cola, an estimated $599M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2014 buy was UBS Group: 4,059,893 shares worth $69.2M.
- Northern Trust added most to Kinder Morgan in Q4 2014, an estimated $484M increase.
- Northern Trust's biggest Q4 2014 reduction was Coca-Cola, cutting an estimated $599M.
- Northern Trust fully exited CONCUR TECHNOLOGIES INC in Q4 2014, selling an estimated $52.1M.
- Northern Trust's ten largest holdings make up 14% of its $331B portfolio in Q4 2014.
- Northern Trust opened 136 new positions and closed 177 in Q4 2014.
- Northern Trust's portfolio value rose 4% quarter-over-quarter to $331B.
Based on Northern Trust's 13F filing for Q4 2014, filed 12 Feb 2015.