Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
Heron Therapeutics
HRTX
$63.5M
| $4.8M | ﹤0.01% |
366,685
+8,420
| +2% | +$132K |
|
2552
Houlihan Lokey
HLI
$9.24B
| $4.79M | ﹤0.01% |
153,755
+1,643
| +1% | +$44.6K |
|
|
OTIC
2553
DELISTED
Otonomy, Inc.
OTIC
| $4.78M | ﹤0.01% |
300,439
-14,005
| -4% | -$234K |
|
2554
Kratos Defense & Security Solutions
KTOS
$11.8B
| $4.77M | ﹤0.01% |
644,511
+136,392
| +27% | +$920K |
|
2555
Alpha and Omega Semiconductor
AOSL
$916M
| $4.75M | ﹤0.01% |
223,276
+11,484
| +5% | +$248K |
|
|
PGEM
2556
DELISTED
Ply Gem Holdings, Inc.
PGEM
| $4.75M | ﹤0.01% |
292,260
-263,997
| -47% | -$3.93M |
|
2557
American Public Education
APEI
$828M
| $4.75M | ﹤0.01% |
193,366
-30,992
| -14% | -$693K |
|
|
PRTY
2558
DELISTED
Party City Holdco Inc.
PRTY
| $4.74M | ﹤0.01% |
333,857
+23,379
| +8% | +$380K |
|
2559
Lifecore Biomedical
LFCR
$179M
| $4.74M | ﹤0.01% |
343,516
-6,418
| -2% | -$88.9K |
|
|
BKMU
2560
DELISTED
Bank Mutual Corp
BKMU
| $4.73M | ﹤0.01% |
500,241
+7,466
| +2% | +$63.3K |
|
2561
Daktronics
DAKT
$988M
| $4.72M | ﹤0.01% |
440,973
-1,145
| -0.3% | -$10.9K |
|
2562
VSE Corp
VSEC
$6.48B
| $4.69M | ﹤0.01% |
120,636
+2,442
| +2% | +$87.4K |
|
|
FRBK
2563
DELISTED
Republic First Bancorp Inc
FRBK
| $4.67M | ﹤0.01% |
558,625
+173,367
| +45% | +$958K |
|
|
BNFT
2564
DELISTED
Benefitfocus, Inc.
BNFT
| $4.66M | ﹤0.01% |
157,032
+10,269
| +7% | +$328K |
|
|
EQM
2565
DELISTED
EQM Midstream Partners, LP
EQM
| $4.66M | ﹤0.01% |
60,750
-4,088
| -6% | -$303K |
|
2566
NVE Corp
NVEC
$563M
| $4.65M | ﹤0.01% |
65,164
+253
| +0.4% | +$16K |
|
|
YELL
2567
DELISTED
Yellow Corporation Common Stock
YELL
| $4.65M | ﹤0.01% |
350,155
+1,684
| +0.5% | +$21.2K |
|
|
PHIIK
2568
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
| $4.65M | ﹤0.01% |
257,946
-119,441
| -32% | -$1.98M |
|
2569
Valvoline
VVV
$4.31B
| $4.64M | ﹤0.01% |
+215,876
| New | +$4.57M |
|
2570
iShares S&P 500 Value ETF
IVE
$50.3B
| $4.64M | ﹤0.01% |
45,738
-2,099
| -4% | -$205K |
|
|
WSR
2571
DELISTED
Whitestone REIT
WSR
| $4.63M | ﹤0.01% |
322,095
+22,460
| +7% | +$302K |
|
|
GBNK
2572
DELISTED
Guaranty Bancorp
GBNK
| $4.63M | ﹤0.01% |
191,302
+24,918
| +15% | +$507K |
|
2573
IDT Corp
IDT
$1.67B
| $4.62M | ﹤0.01% |
294,778
+9,096
| +3% | +$146K |
|
2574
NACCO Industries
NC
$316M
| $4.62M | ﹤0.01% |
223,249
-28,407
| -11% | -$541K |
|
2575
Addus HomeCare
ADUS
$2.2B
| $4.61M | ﹤0.01% |
131,433
+9,478
| +8% | +$292K |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.