Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
COTV
2501
DELISTED
Cotiviti Holdings, Inc.
COTV
| $5M | ﹤0.01% |
149,245
+10,587
| +8% | +$297K |
|
|
CACQ
2502
DELISTED
Caesars Acquisition Company
CACQ
| $5M | ﹤0.01% |
402,676
+2,437
| +0.6% | +$28.2K |
|
|
VALE.P
2503
DELISTED
Vale S A
VALE.P
| $4.98M | ﹤0.01% |
1,057,808
-14,684
| -1% | -$66.7K |
|
2504
Mercantile Bank Corp
MBWM
$1.06B
| $4.98M | ﹤0.01% |
185,414
+3,447
| +2% | +$89.3K |
|
2505
Waterstone Financial
WSBF
$378M
| $4.98M | ﹤0.01% |
292,977
-5,748
| -2% | -$93.8K |
|
|
TPCO
2506
DELISTED
Tribune Publishing Company Common Stock
TPCO
| $4.95M | ﹤0.01% |
293,032
+12,965
| +5% | +$204K |
|
|
EQM
2507
DELISTED
EQM Midstream Partners, LP
EQM
| $4.94M | ﹤0.01% |
64,838
+44
| +0.1% | +$3.43K |
|
|
VRTV
2508
DELISTED
VERITIV CORPORATION
VRTV
| $4.94M | ﹤0.01% |
98,409
+2,694
| +3% | +$125K |
|
|
TLEH
2509
DELISTED
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund
TLEH
| $4.93M | ﹤0.01% |
191,000
+42,250
| +28% | +$1.08M |
|
|
IVC
2510
DELISTED
Invacare Corporation
IVC
| $4.93M | ﹤0.01% |
441,455
-22,803
| -5% | -$274K |
|
2511
Perdoceo Education
PRDO
$1.96B
| $4.93M | ﹤0.01% |
725,459
+6,254
| +0.9% | +$42.5K |
|
|
BV
2512
DELISTED
Bazaarvoice, Inc.
BV
| $4.92M | ﹤0.01% |
833,029
+38,938
| +5% | +$172K |
|
|
DVAX
2513
DELISTED
Dynavax Technologies
DVAX
| $4.92M | ﹤0.01% |
469,186
+1,020
| +0.2% | +$14.7K |
|
|
CTT
2514
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
| $4.92M | ﹤0.01% |
420,865
+5,292
| +1% | +$62.5K |
|
|
ZOES
2515
DELISTED
Zoe's Kitchen, Inc.
ZOES
| $4.91M | ﹤0.01% |
221,222
-421
| -0.2% | -$13.4K |
|
|
MITT
2516
TPG Mortgage Investment Trust
MITT
$213M
| $4.91M | ﹤0.01% |
103,854
+1,710
| +2% | +$78.9K |
|
2517
Iovance Biotherapeutics
IOVA
$3.05B
| $4.91M | ﹤0.01% |
595,983
+75,224
| +14% | +$636K |
|
|
REV
2518
DELISTED
Revlon, Inc.
REV
| $4.9M | ﹤0.01% |
133,162
+1,096
| +0.8% | +$38.2K |
|
2519
Virtu Financial
VIRT
$5.04B
| $4.89M | ﹤0.01% |
326,643
+26,396
| +9% | +$445K |
|
|
AHRT
2520
AH Realty Trust
AHRT
$501M
| $4.89M | ﹤0.01% |
364,671
+11,252
| +3% | +$157K |
|
2521
Forestar Group
FOR
$1.49B
| $4.88M | ﹤0.01% |
416,677
-8,404
| -2% | -$101K |
|
2522
Enanta Pharmaceuticals
ENTA
$393M
| $4.86M | ﹤0.01% |
182,817
+5,770
| +3% | +$134K |
|
|
GLDD
2523
DELISTED
Great Lakes Dredge & Dock
GLDD
| $4.85M | ﹤0.01% |
1,386,191
-81,631
| -6% | -$330K |
|
2524
KT
KT
$8.83B
| $4.84M | ﹤0.01% |
301,438
-12,595
| -4% | -$194K |
|
2525
Surgery Partners
SGRY
$2.01B
| $4.81M | ﹤0.01% |
237,555
+1,316
| +0.6% | +$24.2K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.