Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
Brookfield Infrastructure Partners
BIP
$18.4B
| $5.5M | ﹤0.01% |
276,247
-1,961
| -0.7% | -$38.7K |
|
2477
CVR Energy
CVI
$3.58B
| $5.5M | ﹤0.01% |
216,752
+34,021
| +19% | +$589K |
|
|
AEPI
2478
DELISTED
AEP Industries Inc
AEPI
| $5.5M | ﹤0.01% |
47,351
-6,794
| -13% | -$771K |
|
2479
Waterstone Financial
WSBF
$385M
| $5.49M | ﹤0.01% |
298,363
+5,386
| +2% | +$95.1K |
|
2480
Entravision Communication
EVC
$820M
| $5.47M | ﹤0.01% |
781,292
+30,593
| +4% | +$208K |
|
|
ARAV
2481
DELISTED
Aravive, Inc. Common Stock
ARAV
| $5.47M | ﹤0.01% |
61,175
+9,497
| +18% | +$720K |
|
2482
Zumiez
ZUMZ
$319M
| $5.45M | ﹤0.01% |
249,636
-35,439
| -12% | -$821K |
|
|
SGBK
2483
DELISTED
Stonegate Bank
SGBK
| $5.45M | ﹤0.01% |
130,690
+9,558
| +8% | +$362K |
|
2484
Century Aluminum
CENX
$4.59B
| $5.44M | ﹤0.01% |
635,250
+44,918
| +8% | +$384K |
|
2485
First Community Bankshares
FCBC
$933M
| $5.44M | ﹤0.01% |
180,388
-1,207
| -0.7% | -$32.3K |
|
2486
Hackett Group
HCKT
$277M
| $5.42M | ﹤0.01% |
307,201
-22,838
| -7% | -$387K |
|
|
SFS
2487
DELISTED
Smart & Final Stores, Inc.
SFS
| $5.42M | ﹤0.01% |
384,225
-125,765
| -25% | -$1.65M |
|
|
CACQ
2488
DELISTED
Caesars Acquisition Company
CACQ
| $5.42M | ﹤0.01% |
401,230
-1,446
| -0.4% | -$17.6K |
|
2489
iShares S&P 100 ETF
OEF
$20.6B
| $5.4M | ﹤0.01% |
54,341
| – | – |
|
|
RVNC
2490
DELISTED
Revance Therapeutics, Inc.
RVNC
| $5.39M | ﹤0.01% |
260,314
+8,776
| +3% | +$147K |
|
|
PCBK
2491
DELISTED
Pacific Continental Corp
PCBK
| $5.38M | ﹤0.01% |
245,980
-24,818
| -9% | -$465K |
|
|
PES
2492
DELISTED
Pioneer Energy Services Corp.
PES
| $5.37M | ﹤0.01% |
784,051
+91,785
| +13% | +$447K |
|
2493
CorVel
CRVL
$3.25B
| $5.36M | ﹤0.01% |
439,518
+6,654
| +2% | +$76.1K |
|
|
LOXO
2494
DELISTED
Loxo Oncology, Inc
LOXO
| $5.33M | ﹤0.01% |
165,841
+4,459
| +3% | +$114K |
|
2495
Cerus
CERS
$572M
| $5.32M | ﹤0.01% |
1,223,228
-9,206
| -0.7% | -$47.9K |
|
|
JUNO
2496
DELISTED
Juno Therapeutics, Inc.
JUNO
| $5.31M | ﹤0.01% |
281,837
+3,897
| +1% | +$95.3K |
|
2497
First Hawaiian
FHB
$3.39B
| $5.29M | ﹤0.01% |
152,061
+76,796
| +102% | +$2.29M |
|
2498
LivePerson
LPSN
$35.9M
| $5.28M | ﹤0.01% |
46,630
-4,801
| -9% | -$593K |
|
|
BHBK
2499
DELISTED
Blue Hills Bancorp, Inc.
BHBK
| $5.28M | ﹤0.01% |
281,521
-1,278
| -0.5% | -$21.3K |
|
2500
KT
KT
$9.03B
| $5.27M | ﹤0.01% |
374,132
+72,694
| +24% | +$1.09M |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.