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NSIM

North Star Investment Management Portfolio holdings

AUM $1.84B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+5.73%
1 Year Est. Return
+28.81%
3 Year Est. Return
+80.65%
5 Year Est. Return
+82.11%
10 Year Est. Return
+375.21%
AUM
$374M
AUM Growth
-$12M
Cap. Flow
-$30.3M
Cap. Flow %
-8.1%
Top 10 Hldgs %
22.96%
Holding
300
New
17
Increased
116
Reduced
101
Closed
28

Top Buys

Rank Stock Value
1
LGTY
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
+$1.51M
2
AEP icon
American Electric Power
AEP
+$1.49M
3
PPSI
Pioneer Power Solutions
PPSI
+$1.48M
4
RAIL icon
FreightCar America
RAIL
+$1.24M
5
HCCI
Heritage-Crystal Clean, Inc.
HCCI
+$707K

Top Sells

Rank Stock Value
1
KEX icon
Kirby Corp
KEX
+$7.55M
2
JPM icon
JPMorgan Chase
JPM
+$5.97M
3
ORI icon
Old Republic International
ORI
+$5.43M
4
UNP icon
Union Pacific
UNP
+$2.24M
5
JPM.PRI
JPMORGAN CHASE & CO DEP SHS REPSTG 1/400 NON-CUM (PFD SER J)
JPM.PRI
+$2.08M

Sector Composition

Rank Sector Weight
1 Industrials 11%
2 Financials 9.29%
3 Healthcare 7.76%
4 Technology 7.68%
5 Consumer Discretionary 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
26
American Electric Power
AEP
$66.8B
$3.23M 0.86%
74,530
+33,434
+81% +$1.49M
ALTV
27
DELISTED
Alteva
ALTV
$3.19M 0.85%
411,080
-15,374
-4% -$130K
T icon
28
AT&T
T
$165B
$3.16M 0.84%
123,642
-6,422
-5% -$169K
KEX icon
29
Kirby Corp
KEX
$7.01B
$3.1M 0.83%
35,800
-90,000
-72% -$7.55M
UNP icon
30
Union Pacific
UNP
$174B
$3.04M 0.81%
39,180
-28,340
-42% -$2.24M
JNS
31
DELISTED
Janus Capital Group Inc
JNS
$3.02M 0.81%
355,311
-27,445
-7% -$246K
LF
32
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$2.96M 0.79%
313,716
-110,650
-26% -$1.14M
IYC icon
33
iShares US Consumer Discretionary ETF
IYC
$1.22B
$2.94M 0.79%
107,080
+2,288
+2% +$61.6K
ELRC
34
DELISTED
ELECTRO RENT CORP
ELRC
$2.94M 0.78%
161,772
+24,438
+18% +$437K
IAT icon
35
iShares US Regional Banks ETF
IAT
$677M
$2.8M 0.75%
94,005
+3,315
+4% +$101K
KMB icon
36
Kimberly-Clark
KMB
$36B
$2.79M 0.75%
30,897
-10,740
-26% -$995K
KMP
37
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$2.73M 0.73%
34,161
-19,300
-36% -$1.6M
MCD icon
38
McDonald's
MCD
$194B
$2.68M 0.72%
27,838
+1,176
+4% +$115K
IYT icon
39
iShares US Transportation ETF
IYT
$2.27B
$2.65M 0.71%
90,004
+3,548
+4% +$103K
PGF icon
40
Invesco Financial Preferred ETF
PGF
$668M
$2.56M 0.68%
149,482
-26,776
-15% -$464K
PFE icon
41
Pfizer
PFE
$154B
$2.56M 0.68%
93,797
+1,625
+2% +$44.2K
LYTS icon
42
LSI Industries
LYTS
$909M
$2.49M 0.67%
295,485
+27,850
+10% +$220K
AAPL icon
43
Apple
AAPL
$4.48T
$2.46M 0.66%
144,788
-29,820
-17% -$494K
OESX icon
44
Orion Energy Systems
OESX
$78.6M
$2.46M 0.66%
65,497
-1,082
-2% -$36.9K
IBM icon
45
IBM
IBM
$223B
$2.45M 0.65%
13,838
+685
+5% +$125K
RDS.A
46
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$2.44M 0.65%
39,687
-2,141
-5% -$131K
GOV
47
DELISTED
Government Properties Income Trust
GOV
$2.43M 0.65%
101,600
+5,925
+6% +$146K
PG icon
48
Procter & Gamble
PG
$339B
$2.29M 0.61%
30,312
-905
-3% -$72K
DOVR
49
DELISTED
DOVER SADDLERY INC
DOVR
$2.24M 0.6%
497,941
-26,184
-5% -$101K
USB icon
50
US Bancorp
USB
$99.9B
$2.22M 0.59%
60,733
-2,545
-4% -$94.2K
1
2
3 4 5

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North Star Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, North Star Investment Management held 300 positions worth $374M, down 3.1% from $386M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

North Star Investment Management withdrew a net $30.3M in Q3 2013, closing 28 positions and reducing 101 holdings. Its most notable exit was JPMORGAN CHASE & CO DEP SHS REPSTG 1/400 NON-CUM (PFD SER J), an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, North Star Investment Management opened a new position in Pioneer Power Solutions worth $1.54M.

  • North Star Investment Management's largest Q3 2013 buy was Pioneer Power Solutions: 191,800 shares worth $1.54M.
  • North Star Investment Management added most to Logility Supply Chain Solutions, Inc. Common Stock in Q3 2013, an estimated $1.51M increase.
  • North Star Investment Management's biggest Q3 2013 reduction was Kirby Corp, cutting an estimated $7.55M.
  • North Star Investment Management fully exited JPMORGAN CHASE & CO DEP SHS REPSTG 1/400 NON-CUM (PFD SER J) in Q3 2013, selling an estimated $2.08M.
  • North Star Investment Management's ten largest holdings make up 23% of its $374M portfolio in Q3 2013.
  • North Star Investment Management opened 17 new positions and closed 28 in Q3 2013.
  • North Star Investment Management's portfolio value fell 3.1% quarter-over-quarter to $374M.

Based on North Star Investment Management's 13F filing for Q3 2013, filed 6 Nov 2013.