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NSIM

North Star Investment Management Portfolio holdings

AUM $1.84B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+5.73%
1 Year Est. Return
+28.81%
3 Year Est. Return
+80.65%
5 Year Est. Return
+82.11%
10 Year Est. Return
+375.21%
AUM
$374M
AUM Growth
-$12M
Cap. Flow
-$30.3M
Cap. Flow %
-8.1%
Top 10 Hldgs %
22.96%
Holding
300
New
17
Increased
116
Reduced
101
Closed
28

Top Buys

Rank Stock Value
1
LGTY
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
+$1.51M
2
AEP icon
American Electric Power
AEP
+$1.49M
3
PPSI
Pioneer Power Solutions
PPSI
+$1.48M
4
RAIL icon
FreightCar America
RAIL
+$1.24M
5
HCCI
Heritage-Crystal Clean, Inc.
HCCI
+$707K

Top Sells

Rank Stock Value
1
KEX icon
Kirby Corp
KEX
+$7.55M
2
JPM icon
JPMorgan Chase
JPM
+$5.97M
3
ORI icon
Old Republic International
ORI
+$5.43M
4
UNP icon
Union Pacific
UNP
+$2.24M
5
JPM.PRI
JPMORGAN CHASE & CO DEP SHS REPSTG 1/400 NON-CUM (PFD SER J)
JPM.PRI
+$2.08M

Sector Composition

Rank Sector Weight
1 Industrials 11%
2 Financials 9.29%
3 Healthcare 7.76%
4 Technology 7.68%
5 Consumer Discretionary 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
251
DNP Select Income Fund
DNP
$4.1B
$152K 0.04%
15,847
+64
+0.4% +$634
BAC icon
252
Bank of America
BAC
$448B
$143K 0.04%
10,346
-20,085
-66% -$287K
SMED
253
DELISTED
Sharps Compliance Corp
SMED
$124K 0.03%
+40,300
New +$109K
HSKA
254
DELISTED
Heska Corp
HSKA
$72K 0.02%
12,450
-16,389
-57% -$103K
EXEL icon
255
Exelixis
EXEL
$12.7B
$64K 0.02%
11,000
– –
ALSK
256
DELISTED
Alaska Communications Systems
ALSK
$59K 0.02%
23,000
-132,440
-85% -$359K
FTR
257
DELISTED
Frontier Communications Corp.
FTR
$44K 0.01%
+695
New +$45.2K
EPD icon
258
Enterprise Products Partners
EPD
$81.8B
– –
-7,792
Closed -$242K
EYPT icon
259
EyePoint Inc
EYPT
$1.13B
– –
-1,000
Closed -$39K
GHM icon
260
Graham Corp
GHM
$1.28B
– –
-18,525
Closed -$556K
KR icon
261
Kroger
KR
$34.5B
– –
-18,762
Closed -$324K
LAKE icon
262
Lakeland Industries
LAKE
$120M
– –
-10,000
Closed -$47K
LEE icon
263
Lee Enterprises
LEE
$181M
– –
-36,300
Closed -$741K
LVS icon
264
Las Vegas Sands
LVS
$29.6B
– –
-15,375
Closed -$814K
MO icon
265
Altria Group
MO
$109B
– –
-9,593
Closed -$336K
NOK icon
266
Nokia
NOK
$52.7B
– –
-408,021
Closed -$1.53M
NTRS icon
267
Northern Trust
NTRS
$34.4B
– –
-3,815
Closed -$221K
PESI icon
268
Perma-Fix Environmental Services
PESI
$370M
– –
-51,907
Closed -$93K
QCOM icon
269
Qualcomm
QCOM
$171B
– –
-6,280
Closed -$384K
RMTI icon
270
Rockwell Medical
RMTI
$27.9M
– –
-91
Closed -$36K
SHY icon
271
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-2,846
Closed -$240K
VXUS icon
272
Vanguard Total International Stock ETF
VXUS
$162B
– –
-4,544
Closed -$208K
SEEL
273
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– -$240K
VGR
274
DELISTED
Vector Group Ltd.
VGR
– –
-26,018
Closed -$213K
ALBO
275
DELISTED
Albireo Pharma Inc
ALBO
– –
-333
Closed -$42K
8 9 10
11
12

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CPSAC
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KAM
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LOAME
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North Star Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, North Star Investment Management held 300 positions worth $374M, down 3.1% from $386M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

North Star Investment Management withdrew a net $30.3M in Q3 2013, closing 28 positions and reducing 101 holdings. Its most notable exit was JPMORGAN CHASE & CO DEP SHS REPSTG 1/400 NON-CUM (PFD SER J), an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, North Star Investment Management opened a new position in Pioneer Power Solutions worth $1.54M.

  • North Star Investment Management's largest Q3 2013 buy was Pioneer Power Solutions: 191,800 shares worth $1.54M.
  • North Star Investment Management added most to Logility Supply Chain Solutions, Inc. Common Stock in Q3 2013, an estimated $1.51M increase.
  • North Star Investment Management's biggest Q3 2013 reduction was Kirby Corp, cutting an estimated $7.55M.
  • North Star Investment Management fully exited JPMORGAN CHASE & CO DEP SHS REPSTG 1/400 NON-CUM (PFD SER J) in Q3 2013, selling an estimated $2.08M.
  • North Star Investment Management's ten largest holdings make up 23% of its $374M portfolio in Q3 2013.
  • North Star Investment Management opened 17 new positions and closed 28 in Q3 2013.
  • North Star Investment Management's portfolio value fell 3.1% quarter-over-quarter to $374M.

Based on North Star Investment Management's 13F filing for Q3 2013, filed 6 Nov 2013.