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NFG

Next Financial Group Portfolio holdings

AUM $1.52B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+4.62%
1 Year Est. Return
+20.14%
3 Year Est. Return
+85.45%
5 Year Est. Return
+114.63%
10 Year Est. Return
–
AUM
$359M
AUM Growth
-$49.8M
Cap. Flow
-$68M
Cap. Flow %
-18.94%
Top 10 Hldgs %
17.11%
Holding
2,073
New
119
Increased
382
Reduced
681
Closed
272

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$732K
2
GLD icon
SPDR Gold Trust
GLD
+$587K
3
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$557K
4
UTL icon
Unitil
UTL
+$541K
5
AAPL icon
Apple
AAPL
+$512K

Top Sells

Rank Stock Value
1
VONE icon
Vanguard Russell 1000 ETF
VONE
+$7.35M
2
BND icon
Vanguard Total Bond Market
BND
+$7.31M
3
T icon
AT&T
T
+$2.9M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.99M
5
VTWO icon
Vanguard Russell 2000 ETF
VTWO
+$1.86M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Financials 9.48%
3 Communication Services 8.65%
4 Healthcare 7.58%
5 Consumer Discretionary 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SINA
2001
DELISTED
Sina Corp
SINA
– –
-109
Closed -$9K
HDS
2002
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-340
Closed -$10K
GMO
2003
DELISTED
General Moly, Inc.
GMO
$0 ﹤0.01%
300
– –
BCOM
2004
DELISTED
B Communications Ltd
BCOM
$0 ﹤0.01%
5
– –
KOL
2005
DELISTED
VanEck Vectors Coal ETF
KOL
– –
-21
Closed -$3K
GASL
2006
DELISTED
Direxion Daily Natural Gas Related Bull 3X Shares
GASL
– –
0
– –
ADRD
2007
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
– –
-15
Closed –
CARB
2008
DELISTED
Carbonite Inc
CARB
– –
-550
Closed -$12K
INB
2009
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-2,204
Closed -$21K
SDT
2010
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$0 ﹤0.01%
300
– –
BKS
2011
DELISTED
Barnes & Noble
BKS
– –
-200
Closed -$2K
AMID
2012
DELISTED
American Midstream Partners, LP
AMID
– –
-5,800
Closed -$75K
HZNP
2013
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-67
Closed -$1K
NXEO
2014
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
– –
-200
Closed -$2K
SIR
2015
DELISTED
SELECT INCOME REIT
SIR
– –
-164
Closed -$2K
EEQ
2016
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-3
Closed –
NWY
2017
DELISTED
New York & Co Inc
NWY
$0 ﹤0.01%
100
– –
SHLD
2018
DELISTED
Sears Holding Corporation
SHLD
$0 ﹤0.01%
64
– –
PHH
2019
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
6
– –
GST
2020
DELISTED
Gastar Exploration Inc.
GST
– –
-400
Closed –
FMI
2021
DELISTED
Foundation Medicine, Inc.
FMI
– –
-1,400
Closed -$56K
KYO
2022
DELISTED
Kyocera Adr
KYO
– –
-100
Closed -$6K
LVL
2023
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
– –
-670
Closed -$7K
DBBR
2024
DELISTED
Xtrackers MSCI Brazil Hedged Equity ETF
DBBR
– –
-4,991
Closed -$52K
CHUBA
2025
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
5
+4
+400% +$81
79 80
81
82 83

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TU
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
CFA
Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Next Financial Group's Q3 2017 Portfolio in Review

As of Q3 2017, Next Financial Group held 2,073 positions worth $359M, down 12% from $409M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Next Financial Group withdrew a net $68M in Q3 2017, closing 272 positions and reducing 681 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 ETF, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Next Financial Group opened a new position in WisdomTree Equity Premium Income Fund worth $467K.

  • Next Financial Group's largest Q3 2017 buy was WisdomTree Equity Premium Income Fund: 15,775 shares worth $467K.
  • Next Financial Group added most to Alibaba in Q3 2017, an estimated $732K increase.
  • Next Financial Group's biggest Q3 2017 reduction was Vanguard Russell 1000 ETF, cutting an estimated $7.35M.
  • Next Financial Group fully exited Vanguard S&P Small-Cap 600 ETF in Q3 2017, selling an estimated $1.05M.
  • Next Financial Group's ten largest holdings make up 17% of its $359M portfolio in Q3 2017.
  • Next Financial Group opened 119 new positions and closed 272 in Q3 2017.
  • Next Financial Group's portfolio value fell 12% quarter-over-quarter to $359M.

Based on Next Financial Group's 13F filing for Q3 2017, filed 8 Nov 2017.