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NFG

Next Financial Group Portfolio holdings

AUM $1.52B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+85.45%
5 Year Est. Return
+114.63%
10 Year Est. Return
–
AUM
$359M
AUM Growth
-$210M
Cap. Flow
-$237M
Cap. Flow %
-65.91%
Top 10 Hldgs %
17.25%
Holding
2,579
New
121
Increased
223
Reduced
1,139
Closed
697

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$1.6M
2
AMLP icon
Alerian MLP ETF
AMLP
+$1.01M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$999K
4
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$742K
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$657K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.96M
2
VG
Vonage Holdings Corporation
VG
+$4.98M
3
META icon
Meta Platforms (Facebook)
META
+$4.67M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.55M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.26M

Sector Composition

Rank Sector Weight
1 Communication Services 10%
2 Financials 8.53%
3 Technology 8.49%
4 Healthcare 8.46%
5 Industrials 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGD icon
2001
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
– –
-1,500
Closed -$35K
FLRN icon
2002
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
– –
-1,807
Closed -$55K
FMY
2003
First Trust Mortgage Income Fund
FMY
– –
-160
Closed -$2K
FNDF icon
2004
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
– –
-166
Closed -$4K
FNF icon
2005
Fidelity National Financial
FNF
$13.9B
– –
-30
Closed -$1K
FRI icon
2006
First Trust S&P REIT Index Fund
FRI
$195M
– –
-1,127
Closed -$26K
FTF
2007
Franklin Limited Duration Income Trust
FTF
$233M
– –
-300
Closed -$4K
FTGC icon
2008
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
– –
-600
Closed -$12K
FTHI icon
2009
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
– –
-1,459
Closed -$31K
FTRI icon
2010
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
– –
-200
Closed -$2K
FXA icon
2011
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.8M
– –
-250
Closed -$18K
FXC icon
2012
Invesco CurrencyShares Canadian Dollar Trust
FXC
$69.2M
– –
-250
Closed -$18K
FXZ icon
2013
First Trust Materials AlphaDEX Fund
FXZ
$378M
– –
-2,648
Closed -$95K
FYC icon
2014
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
– –
-540
Closed -$19K
GAIN icon
2015
Gladstone Investment Corp
GAIN
$635M
– –
-930
Closed -$8K
GBAB
2016
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
– –
-200
Closed -$4K
GBF icon
2017
iShares Government/Credit Bond ETF
GBF
$133M
– –
-1,702
Closed -$191K
GCOW icon
2018
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
– –
-175
Closed -$5K
GCV
2019
Gabelli Convertible and Income Securities Fund
GCV
$92.7M
– –
-1,790
Closed -$8K
GDV icon
2020
Gabelli Dividend & Income Trust
GDV
$2.6B
– –
-3,393
Closed -$68K
GF
2021
New Germany Fund
GF
$184M
– –
-277
Closed -$4K
GGN
2022
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
– –
-19,574
Closed -$104K
GGT
2023
Gabelli Multimedia Trust
GGT
$170M
– –
-1,106
Closed -$8K
GNL icon
2024
Global Net Lease
GNL
$1.87B
– –
-327
Closed -$8K
GNTX icon
2025
Gentex
GNTX
$4.88B
– –
-2,886
Closed -$57K
79 80
81
82 83

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TU
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6M
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RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
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CFA
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C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Next Financial Group's Q1 2017 Portfolio in Review

As of Q1 2017, Next Financial Group held 2,579 positions worth $359M, down 37% from $569M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Next Financial Group withdrew a net $237M in Q1 2017, closing 697 positions and reducing 1,139 holdings. Its most notable exit was Banc of California, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 10% of assets, up from 9.8% a quarter earlier, followed by Financials and Technology.

Against the trend, Next Financial Group opened a new position in iShares Semiconductor ETF worth $1.04M.

  • Next Financial Group's largest Q1 2017 buy was iShares Semiconductor ETF: 22,917 shares worth $1.04M.
  • Next Financial Group added most to iShares 0-5 Year TIPS Bond ETF in Q1 2017, an estimated $1.6M increase.
  • Next Financial Group's biggest Q1 2017 reduction was Apple, cutting an estimated $6.96M.
  • Next Financial Group fully exited Banc of California in Q1 2017, selling an estimated $1.1M.
  • Next Financial Group's ten largest holdings make up 17% of its $359M portfolio in Q1 2017.
  • Next Financial Group opened 121 new positions and closed 697 in Q1 2017.
  • Next Financial Group's portfolio value fell 37% quarter-over-quarter to $359M.

Based on Next Financial Group's 13F filing for Q1 2017, filed 8 May 2017.