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NFG

Next Financial Group Portfolio holdings

AUM $1.52B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+4.62%
1 Year Est. Return
+20.14%
3 Year Est. Return
+85.45%
5 Year Est. Return
+114.63%
10 Year Est. Return
–
AUM
$359M
AUM Growth
-$49.8M
Cap. Flow
-$68M
Cap. Flow %
-18.94%
Top 10 Hldgs %
17.11%
Holding
2,073
New
119
Increased
382
Reduced
681
Closed
272

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$732K
2
GLD icon
SPDR Gold Trust
GLD
+$587K
3
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$557K
4
UTL icon
Unitil
UTL
+$541K
5
AAPL icon
Apple
AAPL
+$512K

Top Sells

Rank Stock Value
1
VONE icon
Vanguard Russell 1000 ETF
VONE
+$7.35M
2
BND icon
Vanguard Total Bond Market
BND
+$7.31M
3
T icon
AT&T
T
+$2.9M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.99M
5
VTWO icon
Vanguard Russell 2000 ETF
VTWO
+$1.86M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Financials 9.48%
3 Communication Services 8.65%
4 Healthcare 7.58%
5 Consumer Discretionary 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXNM
1976
TXNM Energy Inc
TXNM
$6.47B
– –
-570
Closed -$22K
GAP
1977
The Gap Inc
GAP
$6.84B
– –
-230
Closed -$5K
TVRD
1978
Tvardi Therapeutics
TVRD
$23.5M
$0 ﹤0.01%
1
– –
ATSG
1979
DELISTED
Air Transport Services Group
ATSG
– –
-500
Closed -$11K
SPWR
1980
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-458
Closed -$3K
TRVN
1981
DELISTED
Trevena, Inc.
TRVN
– –
0
– –
HTY
1982
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-2,000
Closed -$19K
SIEN
1983
DELISTED
Sientra, Inc.
SIEN
– –
-60
Closed -$6K
IMGN
1984
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
+14
New +$93
SCU
1985
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-30
Closed -$1K
SVVC
1986
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$0 ﹤0.01%
18
– –
SNLN
1987
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-2,403
Closed -$44K
CS
1988
DELISTED
Credit Suisse Group
CS
– –
-1,252
Closed -$18K
NIB
1989
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
– –
-250
Closed -$6K
MGI
1990
DELISTED
MoneyGram International, Inc. New
MGI
– –
-190
Closed -$3K
MYOV
1991
DELISTED
Myovant Sciences Ltd.
MYOV
– –
-1,000
Closed -$12K
UMPQ
1992
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-100
Closed -$2K
RSX
1993
DELISTED
VanEck Russia ETF
RSX
– –
-256
Closed -$5K
CAPD
1994
DELISTED
iPath Shiller CAPE ETN
CAPD
– –
-3,000
Closed -$32K
NUAN
1995
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
+23
New +$328
CSLT
1996
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$0 ﹤0.01%
100
– –
CSOD
1997
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-31
Closed -$1K
QTS
1998
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-1,265
Closed -$66K
MTT
1999
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
– –
-200
Closed -$4K
MEN
2000
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– –
-500
Closed -$6K
78 79
80
81 82

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
CFA
Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Next Financial Group's Q3 2017 Portfolio in Review

As of Q3 2017, Next Financial Group held 2,073 positions worth $359M, down 12% from $409M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Next Financial Group withdrew a net $68M in Q3 2017, closing 272 positions and reducing 681 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 ETF, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Next Financial Group opened a new position in WisdomTree Equity Premium Income Fund worth $467K.

  • Next Financial Group's largest Q3 2017 buy was WisdomTree Equity Premium Income Fund: 15,775 shares worth $467K.
  • Next Financial Group added most to Alibaba in Q3 2017, an estimated $732K increase.
  • Next Financial Group's biggest Q3 2017 reduction was Vanguard Russell 1000 ETF, cutting an estimated $7.35M.
  • Next Financial Group fully exited Vanguard S&P Small-Cap 600 ETF in Q3 2017, selling an estimated $1.05M.
  • Next Financial Group's ten largest holdings make up 17% of its $359M portfolio in Q3 2017.
  • Next Financial Group opened 119 new positions and closed 272 in Q3 2017.
  • Next Financial Group's portfolio value fell 12% quarter-over-quarter to $359M.

Based on Next Financial Group's 13F filing for Q3 2017, filed 8 Nov 2017.