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NFG

Next Financial Group Portfolio holdings

AUM $1.52B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+4.5%
1 Year Est. Return
+20.14%
3 Year Est. Return
+85.45%
5 Year Est. Return
+114.63%
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$202M
Cap. Flow
-$212M
Cap. Flow %
-70.29%
Top 10 Hldgs %
15.21%
Holding
2,744
New
124
Increased
188
Reduced
1,249
Closed
772

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$1.6M
2
AFSI
AmTrust Financial Services, Inc.
AFSI
+$1.09M
3
AAP icon
Advance Auto Parts
AAP
+$944K
4
SWKS icon
Skyworks Solutions
SWKS
+$834K
5
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$798K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.54M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.16M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.44M
4
GE icon
GE Aerospace
GE
+$2.93M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$2.92M

Sector Composition

Rank Sector Weight
1 Healthcare 8.39%
2 Technology 7.75%
3 Industrials 7.58%
4 Consumer Discretionary 7.1%
5 Consumer Staples 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAXJ icon
101
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$751K 0.25%
12,320
-515
-4% -$31.6K
WFC icon
102
Wells Fargo
WFC
$261B
$741K 0.25%
13,516
-9,069
-40% -$480K
MUB icon
103
iShares National Muni Bond ETF
MUB
$45.1B
$735K 0.24%
6,665
-1,664
-20% -$183K
MDIV icon
104
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$720K 0.24%
33,831
+3,650
+12% +$78.6K
CSCO icon
105
Cisco
CSCO
$450B
$712K 0.24%
25,591
-22,320
-47% -$576K
PSK icon
106
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$712K 0.24%
16,263
-2,745
-14% -$121K
SO icon
107
Southern Company
SO
$110B
$712K 0.24%
14,503
-17,897
-55% -$845K
VDC icon
108
Vanguard Consumer Staples ETF
VDC
$7.86B
$712K 0.24%
5,687
-6,306
-53% -$776K
BRCM
109
DELISTED
BROADCOM CORP CL-A
BRCM
$690K 0.23%
15,916
-1,654
-9% -$67.8K
GIS icon
110
General Mills
GIS
$19.2B
$679K 0.23%
12,734
-5,424
-30% -$280K
ETP
111
DELISTED
Energy Transfer Partners L.p.
ETP
$674K 0.22%
10,368
-5,235
-34% -$335K
ZION icon
112
Zions Bancorporation
ZION
$10.1B
$671K 0.22%
23,532
-3,370
-13% -$95.1K
HAL icon
113
Halliburton
HAL
$27.9B
$655K 0.22%
16,642
+72
+0.4% +$3.5K
UNP icon
114
Union Pacific
UNP
$183B
$643K 0.21%
5,393
-2,950
-35% -$339K
DUK icon
115
Duke Energy
DUK
$102B
$633K 0.21%
7,574
-7,832
-51% -$632K
HYG icon
116
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$630K 0.21%
7,030
-3,925
-36% -$357K
RAD
117
DELISTED
Rite Aid Corporation
RAD
$626K 0.21%
4,165
-12,560
-75% -$1.39M
NVS icon
118
Novartis
NVS
$295B
$606K 0.2%
7,293
-4,279
-37% -$355K
NSC icon
119
Norfolk Southern
NSC
$78.8B
$604K 0.2%
5,508
-3,748
-40% -$411K
INVN
120
DELISTED
Invensense Inc
INVN
$604K 0.2%
37,130
-570
-2% -$9.57K
IFNA
121
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$604K 0.2%
10,573
-3,247
-23% -$180K
PHK
122
PIMCO High Income Fund
PHK
$861M
$603K 0.2%
53,600
-1,378
-3% -$16.6K
AGNC icon
123
AGNC Investment
AGNC
$12.3B
$602K 0.2%
27,557
-25,489
-48% -$575K
BNY
124
Bank of New York Mellon
BNY
$108B
$589K 0.2%
14,519
-6,464
-31% -$253K
IAT icon
125
iShares US Regional Banks ETF
IAT
$685M
$583K 0.19%
16,678
-1,521
-8% -$51.3K
3 4
5
6 7

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
CFA
Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Next Financial Group's Q4 2014 Portfolio in Review

As of Q4 2014, Next Financial Group held 2,744 positions worth $301M, down 40% from $503M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Next Financial Group withdrew a net $212M in Q4 2014, closing 772 positions and reducing 1,249 holdings. Its most notable exit was KINDER MORGAN ENER PNTRS L.P., an estimated $2.92M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, Next Financial Group opened a new position in AmTrust Financial Services, Inc. worth $1.22M.

  • Next Financial Group's largest Q4 2014 buy was AmTrust Financial Services, Inc.: 43,504 shares worth $1.22M.
  • Next Financial Group added most to Kinder Morgan in Q4 2014, an estimated $1.6M increase.
  • Next Financial Group's biggest Q4 2014 reduction was Apple, cutting an estimated $8.54M.
  • Next Financial Group fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $2.92M.
  • Next Financial Group's ten largest holdings make up 15% of its $301M portfolio in Q4 2014.
  • Next Financial Group opened 124 new positions and closed 772 in Q4 2014.
  • Next Financial Group's portfolio value fell 40% quarter-over-quarter to $301M.

Based on Next Financial Group's 13F filing for Q4 2014, filed 10 Feb 2015.