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NFG

Next Financial Group Portfolio holdings

AUM $1.52B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.06%
1 Year Est. Return
+20.14%
3 Year Est. Return
+85.45%
5 Year Est. Return
+114.63%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$32.8M
Cap. Flow
+$45.3M
Cap. Flow %
3.54%
Top 10 Hldgs %
16.78%
Holding
2,877
New
220
Increased
1,213
Reduced
641
Closed
92

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3M
2
ASML icon
ASML
ASML
+$2.33M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$2.08M
4
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$1.67M
5
AAPL icon
Apple
AAPL
+$1.67M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$2.32M
2
VEEV icon
Veeva Systems
VEEV
+$2.17M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.94M
4
BOTZ icon
Global X Robotics & Artificial Intelligence ETF
BOTZ
+$1.7M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 12.23%
2 Healthcare 4.95%
3 Consumer Discretionary 4.95%
4 Financials 4.86%
5 Communication Services 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCI
2826
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
$0 ﹤0.01%
1
-1
-50% -$71
IRD
2827
Opus Genetics
IRD
$277M
$0 ﹤0.01%
41
– –
CTEV
2828
Claritev Corp
CTEV
$372M
– –
-490
Closed -$187K
DM
2829
DELISTED
Desktop Metal, Inc.
DM
– –
-8
Closed -$1K
PSTX
2830
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
– –
-300
Closed -$3K
AGR
2831
DELISTED
Avangrid, Inc.
AGR
$0 ﹤0.01%
10
– –
ROOF
2832
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-15
Closed –
TELL
2833
DELISTED
Tellurian Inc.
TELL
– –
-820
Closed -$4K
BKCC
2834
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-17,434
Closed -$69K
BSJN
2835
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
– –
-2,339
Closed -$60K
VRTV
2836
DELISTED
VERITIV CORPORATION
VRTV
– –
-1,908
Closed -$117K
ICPT
2837
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-100
Closed -$2K
SCPL
2838
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-795
Closed -$14K
CELL
2839
DELISTED
PhenomeX Inc. Common Stock
CELL
$0 ﹤0.01%
14
– –
INFI
2840
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-2,000
Closed -$6K
TDW.WS.A
2841
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
3
– –
TDW.WS.B
2842
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
3
– –
DCP
2843
DELISTED
DCP Midstream, LP
DCP
– –
-175
Closed -$5K
IMV
2844
DELISTED
IMV Inc. Common Shares
IMV
$0 ﹤0.01%
20
– –
OIG
2845
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-23
Closed -$4K
AGRX
2846
DELISTED
Agile Therapeutics
AGRX
– –
0
– –
VELO
2847
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$0 ﹤0.01%
+11
New +$108
TMX
2848
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-3,232
Closed -$154K
CHNG
2849
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$0 ﹤0.01%
+14
New +$305
MUDS
2850
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-7,900
Closed -$98K
112 113
114
115 116

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Next Financial Group's Q3 2021 Portfolio in Review

As of Q3 2021, Next Financial Group held 2,877 positions worth $1.28B, up 2.6% from $1.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Next Financial Group deployed $45.3M of net new capital in Q3 2021, opening 220 new positions and adding to 1,213 existing holdings. Its largest new stake was Invesco BulletShares 2024 High Yield Corporate Bond ETF: 37,663 shares worth $943K.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 GARP ETF, an estimated $2.32M trimmed.

  • Next Financial Group's largest Q3 2021 buy was Invesco BulletShares 2024 High Yield Corporate Bond ETF: 37,663 shares worth $943K.
  • Next Financial Group added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $3M increase.
  • Next Financial Group's biggest Q3 2021 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $2.32M.
  • Next Financial Group fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $582K.
  • Next Financial Group's ten largest holdings make up 17% of its $1.28B portfolio in Q3 2021.
  • Next Financial Group opened 220 new positions and closed 92 in Q3 2021.
  • Next Financial Group's portfolio value rose 2.6% quarter-over-quarter to $1.28B.

Based on Next Financial Group's 13F filing for Q3 2021, filed 15 Oct 2021.