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NFG

Next Financial Group Portfolio holdings

AUM $1.52B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+3.45%
1 Year Est. Return
+20.14%
3 Year Est. Return
+85.45%
5 Year Est. Return
+114.63%
10 Year Est. Return
–
AUM
$569M
AUM Growth
+$15.3M
Cap. Flow
+$3.9M
Cap. Flow %
0.68%
Top 10 Hldgs %
15.48%
Holding
2,616
New
162
Increased
557
Reduced
586
Closed
150

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.55M
2
CBI
Chicago Bridge & Iron Nv
CBI
+$2.08M
3
LBAI
Lakeland Bancorp Inc
LBAI
+$1.49M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.26M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.05M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.9M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.85M
3
HD icon
Home Depot
HD
+$2.67M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$1.4M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.29M

Sector Composition

Rank Sector Weight
1 Communication Services 9.8%
2 Financials 8.2%
3 Industrials 7.35%
4 Technology 7.3%
5 Healthcare 6.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPP.WS
2551
DELISTED
FieldPoint Petroleum Corporation Common Stock Purchase Warrants
FPP.WS
$0 ﹤0.01%
500
– –
FNFV
2552
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$0 ﹤0.01%
6
– –
ABCO
2553
DELISTED
Advisory Board Co
ABCO
– –
-50
Closed -$2K
CEMP
2554
DELISTED
Cempra, Inc.
CEMP
$0 ﹤0.01%
55
– –
AF
2555
DELISTED
Astoria Financial Corporation
AF
– –
-300
Closed -$4K
WBMD
2556
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
DRA
2557
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-3,124
Closed -$54K
MACK
2558
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$0 ﹤0.01%
3
– –
ENOC
2559
DELISTED
EnerNOC, Inc.
ENOC
– –
-3,000
Closed -$16K
COYN
2560
DELISTED
COPsync, Inc.
COYN
$0 ﹤0.01%
480
– –
LOCK
2561
DELISTED
LifeLock, Inc.
LOCK
– –
-300
Closed -$5K
BSCG
2562
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
– –
-3,757
Closed -$82.9K
BSJG
2563
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
– –
-3,208
Closed -$82.8K
CSI
2564
DELISTED
Cutwater Select Income Fund
CSI
– –
-1,310
Closed -$27K
SBW
2565
DELISTED
Western Asset Worldwide Income
SBW
– –
-4,571
Closed -$53K
VA
2566
DELISTED
Virgin America Inc.
VA
– –
-67
Closed -$4K
UWTI
2567
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
– –
-2,000
Closed -$48K
LGF
2568
DELISTED
Lions Gate Entertainment
LGF
– –
-300
Closed -$6K
TLN
2569
DELISTED
Talen Energy Corporation
TLN
– –
-276
Closed -$4K
IM
2570
DELISTED
Ingram Micro
IM
– –
-158
Closed -$6K
AMSG
2571
DELISTED
Amsurg Corp
AMSG
– –
-153
Closed -$10K
MHGC
2572
DELISTED
Morgans Hotel Group Co.
MHGC
– –
-300
Closed -$1K
AEGR
2573
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-100
Closed –
GI
2574
DELISTED
EndoChoice Holdings, Inc.
GI
– –
-2,000
Closed -$16K
SAAS
2575
DELISTED
inContact, Inc.
SAAS
– –
-7,500
Closed -$105K
101 102
103
104 105

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TU
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
CFA
Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Next Financial Group's Q4 2016 Portfolio in Review

As of Q4 2016, Next Financial Group held 2,616 positions worth $569M, up 2.8% from $554M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Next Financial Group's Q4 2016 filing shows 162 new, 557 increased, 586 reduced and 150 closed positions. Its largest new stake was Banc of California: 63,197 shares worth $1.1M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $3.9M.

By sector, the portfolio is most concentrated in Communication Services at 9.8% of assets, up from 9.7% a quarter earlier, followed by Financials and Industrials.

  • Next Financial Group's largest Q4 2016 buy was Banc of California: 63,197 shares worth $1.1M.
  • Next Financial Group added most to iShares Select Dividend ETF in Q4 2016, an estimated $2.55M increase.
  • Next Financial Group's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $3.9M.
  • Next Financial Group fully exited PIMCO Diversified Income Active Exchange-Traded Fund in Q4 2016, selling an estimated $260K.
  • Next Financial Group's ten largest holdings make up 15% of its $569M portfolio in Q4 2016.
  • Next Financial Group opened 162 new positions and closed 150 in Q4 2016.
  • Next Financial Group's portfolio value rose 2.8% quarter-over-quarter to $569M.

Based on Next Financial Group's 13F filing for Q4 2016, filed 2 Feb 2017.