NM

Newtyn Management Portfolio holdings

AUM $660M
1-Year Return 22.08%
This Quarter Return
+6.88%
1 Year Return
+22.08%
3 Year Return
+41.34%
5 Year Return
+148.8%
10 Year Return
+127.87%
AUM
$506M
AUM Growth
+$45.3M
Cap. Flow
-$1.57M
Cap. Flow %
-0.31%
Top 10 Hldgs %
55.4%
Holding
46
New
10
Increased
13
Reduced
10
Closed
3

Top Buys

1
IAC icon
IAC Inc
IAC
$30.3M
2
PCG icon
PG&E
PCG
$19.5M
3
SRACU
Stable Road Acquisition Corp. Unit
SRACU
$10.3M
4
EXAS icon
Exact Sciences
EXAS
$9.25M
5
MAPS icon
WM Technology
MAPS
$8.68M

Top Sells

1
AABA
Altaba Inc. Common Stock
AABA
$35.1M
2
SSPKU
Silver Spike Acquisition Corp. Units
SSPKU
$18.2M
3
ADNT icon
Adient
ADNT
$7.59M
4
PETS icon
PetMed Express
PETS
$7.24M
5
NIHD
NII Holdings, Inc. Common Stock
NIHD
$4.51M

Sector Composition

1 Consumer Discretionary 26.59%
2 Healthcare 9.24%
3 Utilities 8.27%
4 Consumer Staples 7.5%
5 Industrials 6.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PETS icon
26
PetMed Express
PETS
$62.2M
$5.13M 0.47%
218,000
-307,999
-59% -$7.24M
PDLI
27
DELISTED
PDL BioPharma, Inc.
PDLI
$4.87M 0.45%
+1,500,000
New +$4.87M
TBPH icon
28
Theravance Biopharma
TBPH
$691M
$4.49M 0.41%
173,300
+109,619
+172% +$2.84M
FTK icon
29
Flotek Industries
FTK
$359M
$3.98M 0.37%
331,720
+135,539
+69% +$1.63M
MACK
30
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$3.7M 0.34%
1,173,166
– –
TLRY icon
31
Tilray
TLRY
$1.25B
$3.51M 0.32%
205,100
-98,936
-33% -$1.69M
FWP
32
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$2.77M 0.26%
426,700
-31,829
-7% -$207K
BXRX
33
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
$1.93M 0.18%
+199
New +$1.93M
RVI
34
DELISTED
Retail Value Inc. Common Shares
RVI
$1.84M 0.17%
544,721
-817,081
-60% -$2.76M
AAOI icon
35
Applied Optoelectronics
AAOI
$1.42B
$1.58M 0.15%
132,884
-213,166
-62% -$2.53M
SPN
36
DELISTED
Superior Energy Services, Inc.
SPN
$1M 0.09%
+199,999
New +$1M
MAPSW icon
37
WM Technology, Inc. Warrants
MAPSW
$2.86M
$188K 0.02%
+437,500
New +$188K
LFLYW
38
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$148K 0.01%
+295,000
New +$148K
DIOD icon
39
Diodes
DIOD
$2.44B
– –
0
– –
IWM icon
40
iShares Russell 2000 ETF
IWM
$66.9B
– –
0
– –
SPY icon
41
SPDR S&P 500 ETF Trust
SPY
$659B
– –
0
– –
SSPKU
42
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
– –
-1,800,000
Closed -$18.2M
AABA
43
DELISTED
Altaba Inc. Common Stock
AABA
– –
-1,800,000
Closed -$35.1M
NIHD
44
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-2,300,000
Closed -$4.51M
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