Newfound Research’s Invesco Senior Loan ETF BKLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-55,595	Closed	-$1.19M	–	111
2020 Q2	$1.19M	Buy	55,595 +25,544	+85%	+$540K	1.48%	32
2020 Q1	$615K	Buy	+30,051	New	+$654K	0.68%	13
2019 Q4	–	Sell	-203,905	Closed	-$4.61M	–	150
2019 Q3	$4.61M	Buy	203,905 +83,454	+69%	+$1.89M	4.04%	8
2019 Q2	$2.73M	Sell	120,451 -97,076	-45%	-$2.21M	2.36%	17
2019 Q1	$4.92M	Buy	217,527 +66,009	+44%	+$1.49M	3.58%	11
2018 Q4	$3.3M	Sell	151,518 -584,254	-79%	-$13.3M	2.29%	11
2018 Q3	$17M	Sell	735,772 -63,084	-8%	-$1.45M	9.67%	1
2018 Q2	$18.3M	Sell	798,856 -16,485	-2%	-$380K	10.34%	1
2018 Q1	$18.9M	Buy	815,341 +139,534	+21%	+$3.23M	10.73%	1
2017 Q4	$15.6M	Buy	675,807 +10,893	+2%	+$251K	8.26%	1
2017 Q3	$15.4M	Buy	664,914 +40,803	+7%	+$945K	8.82%	1
2017 Q2	$14.4M	Buy	624,111 +25,511	+4%	+$593K	10.1%	1
2017 Q1	$13.9M	Buy	598,600 +106,219	+22%	+$2.48M	10.87%	1
2016 Q4	$11.5M	Buy	492,381 +248,351	+102%	+$5.76M	10.31%	1
2016 Q3	$5.66M	Buy	244,030 +93,731	+62%	+$2.17M	5.4%	1
2016 Q2	$3.45M	Buy	150,299 +146,891	+4,310%	+$3.37M	3.6%	8
2016 Q1	$77K	Buy	3,408 +674	+25%	+$15K	0.08%	21
2015 Q4	$61K	Buy	+2,734	New	+$62.3K	0.07%	18