We are live on ! Find out more
NES

New England Securities Portfolio holdings

AUM $285M
1-Year Est. Return 7.18%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+7.18%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$2.3M
Cap. Flow
+$3.66M
Cap. Flow %
1.28%
Top 10 Hldgs %
16.79%
Holding
1,862
New
96
Increased
477
Reduced
457
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$854K
2
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$838K
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$794K
4
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$693K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$685K

Top Sells

Rank Stock Value
1
DWM icon
WisdomTree International Equity Fund
DWM
+$1.95M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.01M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$958K
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$917K
5
UAA icon
Under Armour
UAA
+$841K

Sector Composition

Rank Sector Weight
1 Technology 4.55%
2 Healthcare 4.17%
3 Financials 3.97%
4 Energy 3.7%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REN.WS
1801
DELISTED
RESOLUTE ENERGY CORPORATION WARRANTS EXP 09/25/2014
REN.WS
$0 ﹤0.01%
5,000
– –
PVD
1802
DELISTED
Admin Fondos Pensions
PVD
– –
-50
Closed -$5K
MRF
1803
DELISTED
AMERICAN INCOME FUND
MRF
– –
-1,821
Closed -$14K
HSH
1804
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-80
Closed -$5K
OPEN
1805
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-20
Closed -$2K
FURX
1806
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
– –
-25
Closed -$3K
DB.RT
1807
DELISTED
DEUTSCHE BANK AG RT (EXP 06/24/14
DB.RT
– –
-188
Closed –
SI
1808
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-325
Closed -$43K
ASCMA
1809
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
2
– –
CTIC
1810
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
2
– –
EGLE
1811
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
EMD
1812
DELISTED
Western Asset Emerging Markets
EMD
– –
-200
Closed -$3K
MFT
1813
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-1,446
Closed -$19K
BKSC
1814
DELISTED
Bank of South Carolina
BKSC
– –
-121
Closed -$2K
ESNC
1815
DELISTED
EnSync Inc
ESNC
$0 ﹤0.01%
300
– –
BJZ
1816
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
– –
-1,943
Closed -$30K
XIV
1817
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
– –
-23
Closed -$1K
IRY
1818
DELISTED
SPDR S&P International Health Care Sector
IRY
– –
-72
Closed -$4K
IRV
1819
DELISTED
SPDR S&P International Materials Sector
IRV
– –
-170
Closed -$4K
HYF
1820
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$0 ﹤0.01%
186
– –
IMH
1821
DELISTED
Impac Mortgage Holdings Inc.
IMH
– –
-400
Closed -$2K
BAL
1822
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
– –
-4
Closed –
IPW
1823
DELISTED
SPDR S&P International Energy Sector
IPW
– –
-185
Closed -$5K
GCVRZ
1824
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
667
– –
GGT.RT
1825
DELISTED
GABELLI MULTIMEDIA TR INC SUBSCRIPTION RT EXP 07/18/14
GGT.RT
– –
-900
Closed –
69 70 71 72
73

Similar funds

CAMI
Concord Asset Management (Illinois) Chicago, Illinois $288M AUM 11.06% 1-Year Est. Return
MMC
MDV Management Company Menlo Park, California $296M AUM
NTP
Nine Ten Partners Evanston, Illinois $308M AUM
CGOF
Condorcet Global Opportunity Fund New York $242M AUM
GGPS
Gary Goldberg Planning Services Suffern, New York $238M AUM 11.72% 1-Year Est. Return
DD
Dominick & Dominick New York $197M AUM 11.37% 1-Year Est. Return
FBT
Founders Bank & Trust Grand Rapids, Michigan $190M AUM 7.04% 1-Year Est. Return
SVMV
Steamboat Ventures Manager V Grand Cayman, Cayman Islands $190M AUM

New England Securities's Q3 2014 Portfolio in Review

As of Q3 2014, New England Securities held 1,862 positions worth $286M, down 0.8% from $288M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

New England Securities's Q3 2014 filing shows 96 new, 477 increased, 457 reduced and 151 closed positions. Its largest new stake was Pinnacle Entertainment Inc.: 24,614 shares worth $618K. The largest sale was WisdomTree International Equity Fund, an estimated $1.95M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 5% a quarter earlier, followed by Healthcare and Financials.

  • New England Securities's largest Q3 2014 buy was Pinnacle Entertainment Inc.: 24,614 shares worth $618K.
  • New England Securities added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $854K increase.
  • New England Securities's biggest Q3 2014 reduction was WisdomTree International Equity Fund, cutting an estimated $1.95M.
  • New England Securities fully exited ePlus in Q3 2014, selling an estimated $647K.
  • New England Securities's ten largest holdings make up 17% of its $286M portfolio in Q3 2014.
  • New England Securities opened 96 new positions and closed 151 in Q3 2014.
  • New England Securities's portfolio value fell 0.8% quarter-over-quarter to $286M.

Based on New England Securities's 13F filing for Q3 2014, filed 5 Nov 2014.