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NES

New England Securities Portfolio holdings

AUM $285M
1-Year Est. Return 7.18%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+7.18%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$2.3M
Cap. Flow
+$3.66M
Cap. Flow %
1.28%
Top 10 Hldgs %
16.79%
Holding
1,862
New
96
Increased
477
Reduced
457
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$854K
2
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$838K
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$794K
4
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$693K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$685K

Top Sells

Rank Stock Value
1
DWM icon
WisdomTree International Equity Fund
DWM
+$1.95M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.01M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$958K
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$917K
5
UAA icon
Under Armour
UAA
+$841K

Sector Composition

Rank Sector Weight
1 Technology 4.55%
2 Healthcare 4.17%
3 Financials 3.97%
4 Energy 3.7%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFD
1701
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
– –
-600
Closed -$9K
PLUS icon
1702
ePlus
PLUS
$2.44B
– –
-44,500
Closed -$647K
PPA icon
1703
Invesco Aerospace & Defense ETF
PPA
$8.17B
– –
-400
Closed -$13K
PRN icon
1704
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$390M
– –
-1,958
Closed -$94K
PTN
1705
Palatin Technologies
PTN
$13.8M
– –
-1
Closed -$1K
PTY icon
1706
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$0 ﹤0.01%
12
– –
QDEL icon
1707
QuidelOrtho
QDEL
$1.14B
– –
-61
Closed -$1K
RGT
1708
Royce Global Value Trust
RGT
$97.5M
– –
-6
Closed –
RL icon
1709
Ralph Lauren
RL
$22.2B
– –
-25
Closed -$4K
RNP icon
1710
Cohen & Steers REIT and Preferred and Income Fund
RNP
$986M
– –
-918
Closed -$17K
RWT
1711
Redwood Trust
RWT
$583M
– –
-150
Closed -$3K
SCHA icon
1712
Schwab U.S Small- Cap ETF
SCHA
$21.9B
– –
-248
Closed -$3K
SEED icon
1713
Origin Agritech
SEED
$11.9M
$0 ﹤0.01%
10
– –
SPHB icon
1714
Invesco S&P 500 High Beta ETF
SPHB
$945M
– –
-182
Closed -$6K
SPIB icon
1715
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-109
Closed -$4K
SPLB icon
1716
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
– –
-39
Closed -$1K
SPMB icon
1717
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.98B
– –
-237
Closed -$6K
SPSM icon
1718
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
– –
-120
Closed -$3K
SPTI icon
1719
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
– –
-202
Closed -$6K
SPTL icon
1720
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
– –
-8
Closed –
SPTS icon
1721
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
– –
-165
Closed -$5K
STPZ icon
1722
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
$0 ﹤0.01%
4
– –
STRS icon
1723
Stratus Properties
STRS
$153M
$0 ﹤0.01%
10
– –
SUP
1724
DELISTED
Superior Industries International
SUP
– –
-304
Closed -$6K
TACT icon
1725
Transact Technologies
TACT
$49.9M
– –
-235
Closed -$2K
67 68
69
70 71

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New England Securities's Q3 2014 Portfolio in Review

As of Q3 2014, New England Securities held 1,862 positions worth $286M, down 0.8% from $288M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

New England Securities's Q3 2014 filing shows 96 new, 477 increased, 457 reduced and 151 closed positions. Its largest new stake was Pinnacle Entertainment Inc.: 24,614 shares worth $618K. The largest sale was WisdomTree International Equity Fund, an estimated $1.95M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 5% a quarter earlier, followed by Healthcare and Financials.

  • New England Securities's largest Q3 2014 buy was Pinnacle Entertainment Inc.: 24,614 shares worth $618K.
  • New England Securities added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $854K increase.
  • New England Securities's biggest Q3 2014 reduction was WisdomTree International Equity Fund, cutting an estimated $1.95M.
  • New England Securities fully exited ePlus in Q3 2014, selling an estimated $647K.
  • New England Securities's ten largest holdings make up 17% of its $286M portfolio in Q3 2014.
  • New England Securities opened 96 new positions and closed 151 in Q3 2014.
  • New England Securities's portfolio value fell 0.8% quarter-over-quarter to $286M.

Based on New England Securities's 13F filing for Q3 2014, filed 5 Nov 2014.