NES

New England Securities Portfolio holdings

AUM $285M
1-Year Est. Return 7.17%
This Quarter Est. Return
1 Year Est. Return
+7.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$286M
AUM Growth
-$2.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,862
New
Increased
Reduced
Closed

Top Buys

1
+$851K
2
+$823K
3
+$787K
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$707K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$694K

Top Sells

1
+$1.89M
2
+$984K
3
+$914K
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$877K
5
EBAY icon
eBay
EBAY
+$876K

Sector Composition

1 Technology 4.55%
2 Healthcare 4.17%
3 Financials 3.98%
4 Energy 3.7%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PL
1676
DELISTED
PROTECTIVE LIFE CORP
PL
– –
-75
GAB.RT
1677
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
$0 ﹤0.01%
+4,256
OHAI
1678
DELISTED
OHA Investment Corporation
OHAI
– –
-1,000
REN.WS
1679
DELISTED
RESOLUTE ENERGY CORPORATION WARRANTS EXP 09/25/2014
REN.WS
$0 ﹤0.01%
5,000
PVD
1680
DELISTED
Admin Fondos Pensions
PVD
– –
-50
MRF
1681
DELISTED
AMERICAN INCOME FUND
MRF
– –
-1,821
HSH
1682
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-80
OPEN
1683
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-20
FURX
1684
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
– –
-25
SI
1685
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-325
ASCMA
1686
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
2
CTIC
1687
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
2
EGLE
1688
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
EMD
1689
DELISTED
Western Asset Emerging Markets
EMD
– –
-200
MFT
1690
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-1,446
BKSC
1691
DELISTED
Bank of South Carolina
BKSC
– –
-121
ESNC
1692
DELISTED
EnSync Inc
ESNC
$0 ﹤0.01%
300
BJZ
1693
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
– –
-1,943
XIV
1694
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
– –
-23
IRY
1695
DELISTED
SPDR S&P International Health Care Sector
IRY
– –
-72
IRV
1696
DELISTED
SPDR S&P International Materials Sector
IRV
– –
-170
HYF
1697
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$0 ﹤0.01%
186
IMH
1698
DELISTED
Impac Mortgage Holdings Inc.
IMH
– –
-400
BAL
1699
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
– –
-4
IPW
1700
DELISTED
SPDR S&P International Energy Sector
IPW
– –
-185
66 67
68
69 70