NES

New England Securities Portfolio holdings

AUM $285M
1-Year Est. Return 7.17%
This Quarter Est. Return
1 Year Est. Return
+7.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$286M
AUM Growth
-$2.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,862
New
Increased
Reduced
Closed

Top Buys

1
+$851K
2
+$823K
3
+$787K
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$707K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$694K

Top Sells

1
+$1.89M
2
+$984K
3
+$914K
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$877K
5
EBAY icon
eBay
EBAY
+$876K

Sector Composition

1 Technology 4.55%
2 Healthcare 4.17%
3 Financials 3.98%
4 Energy 3.7%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECTE
1651
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
9
NTLS
1652
DELISTED
NTELOS HLDGS CORP COM
NTLS
– –
-413
ARO
1653
DELISTED
Aeropostale Inc
ARO
$0 ﹤0.01%
33
FRM
1654
DELISTED
FURMANITE CORPORATION COM
FRM
– –
-165
PBY
1655
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
– –
-494
ACI
1656
DELISTED
ARCH COAL, INC.
ACI
– –
-200
ASBI
1657
DELISTED
AMERIANA BANCORP
ASBI
– –
-1,000
ALTR
1658
DELISTED
Altera Corp
ALTR
– –
-46
CYN
1659
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-188
DAEG
1660
DELISTED
DAEGIS INC
DAEG
$0 ﹤0.01%
17
PLL
1661
DELISTED
PALL CORP
PLL
– –
-1,818
GTI
1662
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$0 ﹤0.01%
100
CTRX
1663
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-103
MCP
1664
DELISTED
MOLYCORP INC COM STK
MCP
$0 ﹤0.01%
200
AOL
1665
DELISTED
AOL INC COMMON STOCK
AOL
$0 ﹤0.01%
5
+2
RCPI
1666
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
$0 ﹤0.01%
40
WHX
1667
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$0 ﹤0.01%
50
-70
CIMT
1668
DELISTED
CIMATRON LTD ORD SHS
CIMT
– –
-6,000
PL
1669
DELISTED
PROTECTIVE LIFE CORP
PL
– –
-75
GAB.RT
1670
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
$0 ﹤0.01%
+4,256
OHAI
1671
DELISTED
OHA Investment Corporation
OHAI
– –
-1,000
REN.WS
1672
DELISTED
RESOLUTE ENERGY CORPORATION WARRANTS EXP 09/25/2014
REN.WS
$0 ﹤0.01%
5,000
PVD
1673
DELISTED
Admin Fondos Pensions
PVD
– –
-50
MRF
1674
DELISTED
AMERICAN INCOME FUND
MRF
– –
-1,821
HSH
1675
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-80
65 66
67
68 69