NES

New England Securities Portfolio holdings

AUM $285M
1-Year Est. Return 7.17%
This Quarter Est. Return
1 Year Est. Return
+7.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$286M
AUM Growth
-$2.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,862
New
Increased
Reduced
Closed

Top Buys

1
+$851K
2
+$823K
3
+$787K
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$707K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$694K

Top Sells

1
+$1.89M
2
+$984K
3
+$914K
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$877K
5
EBAY icon
eBay
EBAY
+$876K

Sector Composition

1 Technology 4.55%
2 Healthcare 4.17%
3 Financials 3.98%
4 Energy 3.7%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XL
1626
DELISTED
XL Group Ltd.
XL
$1K ﹤0.01%
30
CA
1627
DELISTED
CA, Inc.
CA
$1K ﹤0.01%
39
CY
1628
DELISTED
Cypress Semiconductor
CY
$1K ﹤0.01%
100
WR
1629
DELISTED
Westar Energy Inc
WR
$1K ﹤0.01%
43
DDF
1630
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
– –
-1,171
CAJ
1631
DELISTED
Canon, Inc.
CAJ
– –
-300
UMPQ
1632
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-30
RBCN
1633
DELISTED
Rubicon Technology, Inc.
RBCN
$0 ﹤0.01%
5
AXU
1634
DELISTED
Alexco Resource Corp
AXU
– –
-1,000
PBCT
1635
DELISTED
People's United Financial Inc
PBCT
– –
-102
ARNA
1636
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-50
SINA
1637
DELISTED
Sina Corp
SINA
– –
-26
AIG.WS
1638
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
11
TIF
1639
DELISTED
Tiffany & Co.
TIF
– –
-32
DNI
1640
DELISTED
Dividend and Income Fund
DNI
– –
-269
AMTD
1641
DELISTED
TD Ameritrade Holding Corp
AMTD
$0 ﹤0.01%
3
AREX
1642
DELISTED
Approach Resources Inc.
AREX
– –
-338
NCI
1643
DELISTED
Navigant Consulting, Inc.
NCI
– –
-1,000
EPE
1644
DELISTED
EP Energy Corporation
EPE
– –
-200
EGN
1645
DELISTED
Energen
EGN
– –
-19
COL
1646
DELISTED
Rockwell Collins
COL
$0 ﹤0.01%
1
ANDV
1647
DELISTED
Andeavor
ANDV
– –
-200
YGE
1648
DELISTED
Yingli Green Energy Holding Comp
YGE
– –
-200
EEB
1649
DELISTED
Invesco BRIC ETF
EEB
– –
-140
COW
1650
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
– –
-13
64 65
66
67 68