NES

New England Securities Portfolio holdings

AUM $285M
1-Year Est. Return 7.17%
This Quarter Est. Return
1 Year Est. Return
+7.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$285M
AUM Growth
-$994K
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,829
New
Increased
Reduced
Closed

Top Buys

1
+$6.45M
2
+$1.95M
3
+$1.2M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.19M
5
MS icon
Morgan Stanley
MS
+$1.01M

Top Sells

1
+$2.83M
2
+$2.79M
3
+$2.12M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.92M
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$1.79M

Sector Composition

1 Energy 5.68%
2 Technology 4.9%
3 Healthcare 3.85%
4 Industrials 3.73%
5 Financials 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCPI
1626
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
$0 ﹤0.01%
40
GMFS
1627
DELISTED
SPDR INDEX SHS FDS SPDR S&P SMALL CP EMERGING
GMFS
– –
-60
WHX
1628
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$0 ﹤0.01%
50
HCT
1629
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
– –
-518
OUBS
1630
DELISTED
USB AG (NEW)
OUBS
– –
-1,217
DPO
1631
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
– –
-1,015
JSN
1632
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
– –
-137
TIBX
1633
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-70
KOG
1634
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-503
BCF
1635
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
– –
-102,037
BQR
1636
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
– –
-1,200
KMP
1637
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-6,926
EPB
1638
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-4,465
BYI
1639
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-50
JGT
1640
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
– –
-15,923
GAB.RT
1641
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
– –
-4,256
GTAT
1642
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$0 ﹤0.01%
350
RTL
1643
DELISTED
ISHARES TR RETAIL REAL ESTATE CAPPED ETF
RTL
– –
-2,917
REN.WS
1644
DELISTED
RESOLUTE ENERGY CORPORATION WARRANTS EXP 09/25/2014
REN.WS
– –
-5,000
ASCMA
1645
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
2
CTIC
1646
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-2
EXXI
1647
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$0 ﹤0.01%
29
-377
ESV
1648
DELISTED
Ensco Rowan plc
ESV
– –
-28
CAM
1649
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$0 ﹤0.01%
1
-95
UN
1650
DELISTED
Unilever NV New York Registry Shares
UN
– –
-135
64 65
66
67 68