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NECFA

New England Capital Financial Advisors Portfolio holdings

AUM $418M
1-Year Est. Return 16.7%
This Fund
S&P 500
This Quarter Est. Return
-3.65%
1 Year Est. Return
+16.7%
3 Year Est. Return
+55.56%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$145M
AUM Growth
-$6.45M
Cap. Flow
-$1.07M
Cap. Flow %
-0.74%
Top 10 Hldgs %
73.96%
Holding
410
New
17
Increased
132
Reduced
20
Closed
12

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$15M
2
CGCP icon
Capital Group Core Plus Income ETF
CGCP
+$273K
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$251K
4
EDOW icon
First Trust Dow 30 Equal Weight ETF
EDOW
+$215K
5
CGSD icon
Capital Group Short Duration Income ETF
CGSD
+$190K

Top Sells

Rank Stock Value
1
RLY icon
State Street Multi-Asset Real Return ETF
RLY
+$14.2M
2
CGGR icon
Capital Group Growth ETF
CGGR
+$3.52M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$466K
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$94.2K
5
IONS icon
Ionis Pharmaceuticals
IONS
+$53.3K

Sector Composition

Rank Sector Weight
1 Industrials 2.28%
2 Healthcare 2.23%
3 Technology 2.02%
4 Consumer Staples 1.71%
5 Financials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNS
376
DELISTED
Avanos Medical
AVNS
$182 ﹤0.01%
9
– –
ZIMV
377
DELISTED
ZimVie
ZIMV
$179 ﹤0.01%
19
– –
AMC icon
378
AMC Entertainment Holdings
AMC
$2.26B
$168 ﹤0.01%
21
+11
+110% +$326
TMQ
379
Trilogy Metals
TMQ
$650M
$164 ﹤0.01%
333
– –
SBFM
380
Sunshine Biopharma
SBFM
$2.88M
– –
0
– –
CLNE icon
381
Clean Energy Fuels
CLNE
$384M
$154 ﹤0.01%
40
– –
LUMN icon
382
Lumen
LUMN
$6.49B
$142 ﹤0.01%
100
– –
DFLI icon
383
Dragonfly Energy
DFLI
$18.2M
$139 ﹤0.01%
1
– –
ARKX icon
384
ARK Space & Defense Innovation ETF
ARKX
$860M
$138 ﹤0.01%
10
– –
CGC
385
Canopy Growth
CGC
$431M
$122 ﹤0.01%
16
– –
EVGO icon
386
EVgo
EVGO
$497M
$102 ﹤0.01%
30
– –
XLE icon
387
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$91 ﹤0.01%
2
– –
PLUG icon
388
Plug Power
PLUG
$3.2B
$69 ﹤0.01%
9
-265
-97% -$2.59K
IRD
389
Opus Genetics
IRD
$313M
$67 ﹤0.01%
20
– –
AEG icon
390
Aegon
AEG
$13.9B
$53 ﹤0.01%
11
– –
MTTR
391
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$44 ﹤0.01%
20
– –
CYTK icon
392
Cytokinetics
CYTK
$10.5B
$30 ﹤0.01%
1
– –
ATHX
393
DELISTED
Athersys, Inc. Common Stock
ATHX
$18 ﹤0.01%
40
– –
PPT
394
Franklin Premier Income Trust
PPT
$330M
$13 ﹤0.01%
4
– –
TLIS
395
DELISTED
Talis Biomedical Corporation Common Stock
TLIS
$6 ﹤0.01%
1
– –
FCEL icon
396
FuelCell Energy
FCEL
$1.73B
– –
0
– –
YOLO icon
397
AdvisorShares Pure Cannabis ETF
YOLO
$33.2M
$4 ﹤0.01%
1
– –
BINI
398
DELISTED
Bollinger Innovations
BINI
– –
0
– –
CGGO icon
399
Capital Group Global Growth Equity ETF
CGGO
$12B
– –
-580
Closed -$14.1K
FCX icon
400
Freeport-McMoran
FCX
$96.9B
– –
-268
Closed -$10.7K
13 14 15
16
17

Similar funds

VIS
Vega Investment Solutions Paris, France $418M AUM
PIMC
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DBRC
D.B. Root & Company Pittsburgh, Pennsylvania $419M AUM 15.03% 1-Year Est. Return
MCM
Millstreet Capital Management Boston, Massachusetts $418M AUM 80.77% 1-Year Est. Return
ACM
Alight Capital Management New York $417M AUM 98.18% 1-Year Est. Return
CMHI
CVC Management Holdings II St. Helier, Jersey $420M AUM 0.05% 1-Year Est. Return
AI
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SSC
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New England Capital Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, New England Capital Financial Advisors held 410 positions worth $145M, down 4.3% from $152M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

New England Capital Financial Advisors's Q3 2023 filing shows 17 new, 132 increased, 20 reduced and 12 closed positions. Its largest new stake was Invesco S&P 500 Equal Weight ETF: 100,298 shares worth $14.2M. The largest sale was State Street Multi-Asset Real Return ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Industrials at 2.3% of assets, down from 2.4% a quarter earlier, followed by Healthcare and Technology.

  • New England Capital Financial Advisors's largest Q3 2023 buy was Invesco S&P 500 Equal Weight ETF: 100,298 shares worth $14.2M.
  • New England Capital Financial Advisors added most to Capital Group Core Plus Income ETF in Q3 2023, an estimated $273K increase.
  • New England Capital Financial Advisors's biggest Q3 2023 reduction was State Street Multi-Asset Real Return ETF, cutting an estimated $14.2M.
  • New England Capital Financial Advisors fully exited iShares Micro-Cap ETF in Q3 2023, selling an estimated $466K.
  • New England Capital Financial Advisors's ten largest holdings make up 74% of its $145M portfolio in Q3 2023.
  • New England Capital Financial Advisors opened 17 new positions and closed 12 in Q3 2023.
  • New England Capital Financial Advisors's portfolio value fell 4.3% quarter-over-quarter to $145M.

Based on New England Capital Financial Advisors's 13F filing for Q3 2023, filed 6 Nov 2023.