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NECFA

New England Capital Financial Advisors Portfolio holdings

AUM $418M
1-Year Est. Return 16.7%
This Fund
S&P 500
This Quarter Est. Return
-3.65%
1 Year Est. Return
+16.7%
3 Year Est. Return
+55.56%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$145M
AUM Growth
-$6.45M
Cap. Flow
-$1.07M
Cap. Flow %
-0.74%
Top 10 Hldgs %
73.96%
Holding
410
New
17
Increased
132
Reduced
20
Closed
12

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$15M
2
CGCP icon
Capital Group Core Plus Income ETF
CGCP
+$273K
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$251K
4
EDOW icon
First Trust Dow 30 Equal Weight ETF
EDOW
+$215K
5
CGSD icon
Capital Group Short Duration Income ETF
CGSD
+$190K

Top Sells

Rank Stock Value
1
RLY icon
State Street Multi-Asset Real Return ETF
RLY
+$14.2M
2
CGGR icon
Capital Group Growth ETF
CGGR
+$3.52M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$466K
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$94.2K
5
IONS icon
Ionis Pharmaceuticals
IONS
+$53.3K

Sector Composition

Rank Sector Weight
1 Industrials 2.28%
2 Healthcare 2.23%
3 Technology 2.02%
4 Consumer Staples 1.71%
5 Financials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
276
Toronto Dominion Bank
TD
$204B
$4.34K ﹤0.01%
72
– –
BAM icon
277
Brookfield Asset Management
BAM
$87.1B
$4.21K ﹤0.01%
126
+1
+0.8% +$34
BBY icon
278
Best Buy
BBY
$17.5B
$4.13K ﹤0.01%
59
– –
FNGA
279
DELISTED
MicroSectors FANG+ Index 3X Leveraged ETNs due January 8, 2038
FNGA
$4.05K ﹤0.01%
+27
New +$4.83K
GLW icon
280
Corning
GLW
$144B
$4.01K ﹤0.01%
132
– –
TS icon
281
Tenaris
TS
$26.8B
$3.79K ﹤0.01%
+120
New +$3.88K
PEJ icon
282
Invesco Leisure and Entertainment ETF
PEJ
$312M
$3.79K ﹤0.01%
99
-122
-55% -$5.01K
GM icon
283
General Motors
GM
$76.1B
$3.76K ﹤0.01%
114
– –
DRD
284
DRDGold
DRD
$2.1B
$3.73K ﹤0.01%
450
+9
+2% +$91
KA
285
DELISTED
Kineta, Inc. Common Stock
KA
$3.71K ﹤0.01%
1,092
– –
CCL icon
286
Carnival Corporation Ltd
CCL
$37.9B
$3.65K ﹤0.01%
266
– –
UPS icon
287
United Parcel Service
UPS
$88.4B
$3.64K ﹤0.01%
23
– –
P
288
Everpure Inc
P
$37B
$3.56K ﹤0.01%
100
– –
UA icon
289
Under Armour Class C
UA
$2.2B
$3.55K ﹤0.01%
557
– –
SDOT icon
290
Sadot Group
SDOT
$12.2M
$3.5K ﹤0.01%
3
– –
HYT icon
291
BlackRock Corporate High Yield Fund
HYT
$1.37B
$3.49K ﹤0.01%
404
– –
OXY icon
292
Occidental Petroleum
OXY
$58.5B
$3.4K ﹤0.01%
52
– –
SRDX
293
DELISTED
Surmodics
SRDX
$3.21K ﹤0.01%
100
– –
MRO
294
DELISTED
Marathon Oil Corporation
MRO
$3.16K ﹤0.01%
+118
New +$3.05K
SUM
295
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$3.15K ﹤0.01%
101
– –
AAL icon
296
American Airlines Group
AAL
$9.88B
$2.96K ﹤0.01%
231
– –
PANW icon
297
Palo Alto Networks
PANW
$315B
$2.81K ﹤0.01%
24
– –
PLTR icon
298
Palantir
PLTR
$411B
$2.8K ﹤0.01%
175
– –
WELL icon
299
Welltower
WELL
$166B
$2.79K ﹤0.01%
34
– –
SAGE
300
DELISTED
Sage Therapeutics
SAGE
$2.76K ﹤0.01%
134
– –
10 11
12
13 14

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VIS
Vega Investment Solutions Paris, France $418M AUM
PIMC
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DBRC
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MCM
Millstreet Capital Management Boston, Massachusetts $418M AUM 80.77% 1-Year Est. Return
ACM
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CMHI
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AI
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SSC
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New England Capital Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, New England Capital Financial Advisors held 410 positions worth $145M, down 4.3% from $152M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

New England Capital Financial Advisors's Q3 2023 filing shows 17 new, 132 increased, 20 reduced and 12 closed positions. Its largest new stake was Invesco S&P 500 Equal Weight ETF: 100,298 shares worth $14.2M. The largest sale was State Street Multi-Asset Real Return ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Industrials at 2.3% of assets, down from 2.4% a quarter earlier, followed by Healthcare and Technology.

  • New England Capital Financial Advisors's largest Q3 2023 buy was Invesco S&P 500 Equal Weight ETF: 100,298 shares worth $14.2M.
  • New England Capital Financial Advisors added most to Capital Group Core Plus Income ETF in Q3 2023, an estimated $273K increase.
  • New England Capital Financial Advisors's biggest Q3 2023 reduction was State Street Multi-Asset Real Return ETF, cutting an estimated $14.2M.
  • New England Capital Financial Advisors fully exited iShares Micro-Cap ETF in Q3 2023, selling an estimated $466K.
  • New England Capital Financial Advisors's ten largest holdings make up 74% of its $145M portfolio in Q3 2023.
  • New England Capital Financial Advisors opened 17 new positions and closed 12 in Q3 2023.
  • New England Capital Financial Advisors's portfolio value fell 4.3% quarter-over-quarter to $145M.

Based on New England Capital Financial Advisors's 13F filing for Q3 2023, filed 6 Nov 2023.