NEAM

New England Asset Management’s Bank of New York Mellon BK Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-304,056	Closed	-$11.7M	–	124
2022 Q3	$11.7M	Sell	304,056 -1,685,355	-85%	-$64.9M	0.2%	13
2022 Q2	$83M	Hold	1,989,411	–	–	1.4%	7
2022 Q1	$98.7M	Sell	1,989,411 -1,350	-0.1%	-$67K	1.56%	5
2021 Q4	$116M	Sell	1,990,761 -2,250	-0.1%	-$131K	1.78%	4
2021 Q3	$103M	Hold	1,993,011	–	–	1.8%	5
2021 Q2	$102M	Hold	1,993,011	–	–	1.85%	5
2021 Q1	$94.2M	Hold	1,993,011	–	–	1.85%	5
2020 Q4	$84.6M	Hold	1,993,011	–	–	1.71%	5
2020 Q3	$68.4M	Hold	1,993,011	–	–	1.64%	5
2020 Q2	$77M	Sell	1,993,011 -7,245,532	-78%	-$280M	1.89%	6
2020 Q1	$311M	Hold	9,238,543	–	–	7.44%	5
2019 Q4	$465M	Sell	9,238,543 -1,827,807	-17%	-$92M	7.58%	5
2019 Q3	$500M	Hold	11,066,350	–	–	9.24%	5
2019 Q2	$489M	Hold	11,066,350	–	–	9.56%	5
2019 Q1	$558M	Hold	11,066,350	–	–	10.75%	5
2018 Q4	$521M	Hold	11,066,350	–	–	10.97%	5
2018 Q3	$564M	Buy	11,066,350 +11,062,750	+307,299%	+$564M	9.64%	5
2018 Q2	$194K	Hold	3,600	–	–	﹤0.01%	183
2018 Q1	$186K	Hold	3,600	–	–	﹤0.01%	125
2017 Q4	$194K	Sell	3,600 -400	-10%	-$21.6K	﹤0.01%	123
2017 Q3	$212K	Buy	+4,000	New	+$212K	﹤0.01%	118
2017 Q2	–	Sell	-3,693,000	Closed	-$174M	–	164
2017 Q1	$174M	Buy	3,693,000 +3,689,000	+92,225%	+$174M	2.88%	6
2016 Q4	$190K	Hold	4,000	–	–	0.01%	141
2016 Q3	$160K	Hold	4,000	–	–	0.01%	140
2016 Q2	$155K	Hold	4,000	–	–	0.01%	125
2016 Q1	$147K	Hold	4,000	–	–	﹤0.01%	128
2015 Q4	$165K	Hold	4,000	–	–	﹤0.01%	128
2015 Q3	$157K	Hold	4,000	–	–	﹤0.01%	121
2015 Q2	$168K	Hold	4,000	–	–	﹤0.01%	121
2015 Q1	$161K	Buy	+4,000	New	+$161K	﹤0.01%	132