Neuberger Berman Group

Neuberger Berman Group Portfolio holdings

AUM $130B
This Quarter Return
+18.45%
1 Year Return
+22.03%
3 Year Return
+86.29%
5 Year Return
+159.6%
10 Year Return
+388.21%
AUM
$96.4B
AUM Growth
+$96.4B
Cap. Flow
+$30.2M
Cap. Flow %
0.03%
Top 10 Hldgs %
14.13%
Holding
1,767
New
153
Increased
582
Reduced
826
Closed
103

Sector Composition

1 Technology 27.42%
2 Financials 13.3%
3 Healthcare 11.7%
4 Consumer Discretionary 10.6%
5 Industrials 10.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
GBT
1701
DELISTED
Global Blood Therapeutics, Inc.
GBT
-236,158
Closed -$13M
AXU
1702
DELISTED
Alexco Resource Corp.
AXU
-130,000
Closed -$343K
FST.U
1703
DELISTED
FAST Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
FST.U
-1,000,000
Closed -$9.97M
PSB
1704
DELISTED
PS Business Parks, Inc.
PSB
-3,493
Closed -$428K
DHR.PRA
1705
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
-140
Closed -$207K
TLMD
1706
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
-150,000
Closed -$1.52M
SRE.PRB
1707
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
-231,132
Closed -$22.7M
FIIIU
1708
DELISTED
Forum Merger III Corporation Units
FIIIU
-100,000
Closed -$1.04M
STAY
1709
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
-125,456
Closed -$1.5M
GLOG
1710
DELISTED
GASLOG LTD
GLOG
-20,000
Closed -$54K
JWS.WS
1711
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
-93,031
Closed -$197K
GNMK
1712
DELISTED
GenMark Diagnostics, Inc
GNMK
-65,000
Closed -$923K
IPHI
1713
DELISTED
INPHI CORPORATION
IPHI
-1,778,500
Closed -$200M
EV
1714
DELISTED
Eaton Vance Corp.
EV
-34,693
Closed -$1.32M
UTZ.WS
1715
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
-869,005
Closed -$5.68M
HDS
1716
DELISTED
HD Supply Holdings, Inc.
HDS
-1,836,797
Closed -$75.7M
GLIBA
1717
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
-118,648
Closed -$9.71M
DNKN
1718
DELISTED
Dunkin' Brands Group, Inc.
DNKN
-753,339
Closed -$61.7M
HUD
1719
DELISTED
Hudson Ltd. Class A Common Shares
HUD
-95,100
Closed -$723K
KCAC.WS
1720
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
-25,000
Closed -$113K
MYOK
1721
DELISTED
MyoKardia, Inc. Common Stock
MYOK
-12,000
Closed -$1.64M
NFINW
1722
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
-11,000
Closed -$14K
IMMU
1723
DELISTED
Immunomedics Inc
IMMU
-68,803
Closed -$5.79M
VSLR
1724
DELISTED
VIVINT SOLAR, INC.
VSLR
-143,520
Closed -$6.08M
ETFC
1725
DELISTED
E*Trade Financial Corporation
ETFC
-271,902
Closed -$13.6M