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NIM

Needham Investment Management Portfolio holdings

AUM $1.96B
1-Year Est. Return 101.23%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+101.23%
3 Year Est. Return
+267.12%
5 Year Est. Return
+252.76%
10 Year Est. Return
+1,102.05%
AUM
$749M
AUM Growth
+$65.3M
Cap. Flow
+$73.9M
Cap. Flow %
9.86%
Top 10 Hldgs %
35.37%
Holding
128
New
7
Increased
42
Reduced
21
Closed
6

Top Buys

Rank Stock Value
1
TREE icon
LendingTree
TREE
+$10.3M
2
TLS icon
Telos
TLS
+$10M
3
CMRC
Commerce.com Inc Series 1
CMRC
+$8.02M
4
MKSI icon
MKS Inc
MKSI
+$6.83M
5
SUMO
Sumo Logic, Inc. Common Stock
SUMO
+$6.49M

Top Sells

Rank Stock Value
1
PLAB icon
Photronics
PLAB
+$8.61M
2
ASPN icon
Aspen Aerogels
ASPN
+$6.34M
3
PDFS icon
PDF Solutions
PDFS
+$5.25M
4
VSAT icon
Viasat
VSAT
+$2.17M
5
TMO icon
Thermo Fisher Scientific
TMO
+$1.92M

Sector Composition

Rank Sector Weight
1 Technology 53.79%
2 Industrials 13.88%
3 Healthcare 13.12%
4 Communication Services 4.19%
5 Financials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVAC
26
DELISTED
Intevac Inc
IVAC
$9.92M 1.32%
2,075,000
– –
HQL
27
abrdn Life Sciences Investors
HQL
$627M
$9.36M 1.25%
450,000
– –
KVHI icon
28
KVH Industries
KVHI
$157M
$9.25M 1.23%
959,998
– –
TREE icon
29
LendingTree
TREE
$451M
$8.95M 1.19%
64,000
+59,000
+1,180% +$10.3M
CMRC
30
Commerce.com Inc Series 1
CMRC
$184M
$8.61M 1.15%
170,000
+131,500
+342% +$8.02M
HQH
31
abrdn Healthcare Investors
HQH
$1.32B
$8.56M 1.14%
334,800
-1,592
-0.5% -$41.9K
INFN
32
DELISTED
Infinera Corporation Common Stock
INFN
$8.32M 1.11%
1,000,000
+225,000
+29% +$2.04M
AXTI icon
33
AXT Inc
AXTI
$5.8B
$7.91M 1.06%
950,000
+165,000
+21% +$1.54M
VSH icon
34
Vishay Intertechnology
VSH
$5.43B
$7.86M 1.05%
391,050
+45,000
+13% +$973K
SIEN
35
DELISTED
Sientra, Inc.
SIEN
$7.82M 1.04%
136,500
+35,000
+34% +$2.39M
EGIO
36
DELISTED
Edgio, Inc. Common Stock
EGIO
$7.74M 1.03%
81,250
+31,250
+63% +$3.29M
VSAT icon
37
Viasat
VSAT
$11.1B
$7.41M 0.99%
134,600
-42,500
-24% -$2.17M
GILD icon
38
Gilead Sciences
GILD
$165B
$6.99M 0.93%
100,000
-4,000
-4% -$281K
AAPL icon
39
Apple
AAPL
$4.57T
$6.93M 0.93%
49,000
– –
KLAC icon
40
KLA
KLAC
$259B
$6.69M 0.89%
200,000
-45,000
-18% -$1.5M
FEIM icon
41
Frequency Electronics
FEIM
$816M
$6.43M 0.86%
618,342
+10,492
+2% +$106K
MDT icon
42
Medtronic
MDT
$112B
$6.4M 0.85%
51,041
-865
-2% -$112K
AZTA icon
43
Azenta
AZTA
$1.48B
$6.14M 0.82%
+60,000
New +$5.38M
YEXT icon
44
Yext
YEXT
$574M
$6.13M 0.82%
510,000
+290,000
+132% +$3.74M
NSLR
45
Neostellar Capital Corp
NSLR
$254M
$6.06M 0.81%
469,488
+22,046
+5% +$290K
ACVA icon
46
ACV Auctions
ACVA
$1.3B
$5.86M 0.78%
327,500
+192,500
+143% +$4.09M
HON icon
47
Honeywell
HON
$78B
$5.63M 0.75%
28,117
– –
BA icon
48
Boeing
BA
$185B
$5.5M 0.73%
25,000
– –
WAB icon
49
Wabtec
WAB
$49.3B
$5.47M 0.73%
63,500
– –
EHC icon
50
Encompass Health
EHC
$12.4B
$5.25M 0.7%
87,990
– –
1
2
3 4 5

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FC
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TCM
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BC
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FFH
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AAA
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HCL
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Needham Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Needham Investment Management held 128 positions worth $749M, up 9.6% from $684M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Needham Investment Management deployed $73.9M of net new capital in Q3 2021, opening 7 new positions and adding to 42 existing holdings. Its largest new stake was Azenta: 60,000 shares worth $6.14M.

By sector, the portfolio is most concentrated in Technology at 54% of assets, down from 55% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Photronics, an estimated $8.61M trimmed.

  • Needham Investment Management's largest Q3 2021 buy was Azenta: 60,000 shares worth $6.14M.
  • Needham Investment Management added most to LendingTree in Q3 2021, an estimated $10.3M increase.
  • Needham Investment Management's biggest Q3 2021 reduction was Photronics, cutting an estimated $8.61M.
  • Needham Investment Management fully exited National Instruments Corp in Q3 2021, selling an estimated $1.06M.
  • Needham Investment Management's ten largest holdings make up 35% of its $749M portfolio in Q3 2021.
  • Needham Investment Management opened 7 new positions and closed 6 in Q3 2021.
  • Needham Investment Management's portfolio value rose 9.6% quarter-over-quarter to $749M.

Based on Needham Investment Management's 13F filing for Q3 2021, filed 15 Nov 2021.