We are live on ! Find out more
NS

NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$74.9M
Cap. Flow
-$7.17M
Cap. Flow %
-0.55%
Top 10 Hldgs %
16.91%
Holding
2,901
New
458
Increased
700
Reduced
792
Closed
132

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.12M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.98M
4
WMB icon
Williams Companies
WMB
+$5.14M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.14M

Top Sells

Rank Stock Value
1
CGUS icon
Capital Group Core Equity ETF
CGUS
+$6.66M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.98M
3
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$3.14M
4
SNEX icon
StoneX
SNEX
+$3.1M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 14.44%
2 Industrials 7.23%
3 Financials 7.14%
4 Utilities 6.21%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEY.PRL icon
2426
KeyCorp Series H Preferred Stock
KEY.PRL
$605M
$706 ﹤0.01%
+28
New +$696
GSL icon
2427
CALL
Global Ship Lease
GSL
$1.57B
$700 ﹤0.01%
+4
New +$119
BAC.PRS icon
2428
Bank of America Depository Shares Series SS
BAC.PRS
$517M
$695 ﹤0.01%
+34
New +$676
PPC icon
2429
Pilgrim's Pride
PPC
$6.82B
$692 ﹤0.01%
+17
New +$771
RF.PRE icon
2430
Regions Financial Corp 4.45% Series E Preferred Stock
RF.PRE
$260M
$686 ﹤0.01%
+37
New +$668
RF.PRF
2431
Regions Financial Corp Series F Preferred Stock
RF.PRF
$505M
$669 ﹤0.01%
+26
New +$665
CFG.PRH icon
2432
Citizens Financial Group Series H Preferred Stock
CFG.PRH
$412M
$661 ﹤0.01%
+25
New +$664
NTRA icon
2433
Natera
NTRA
$37.5B
$643 ﹤0.01%
+4
New +$633
GILD icon
2434
PUT
Gilead Sciences
GILD
$161B
$635 ﹤0.01%
+1
New +$114
DTG
2435
DTE Energy Company 2021 Series E 4.375% Junior Subordinated Debentures
DTG
$185M
$633 ﹤0.01%
+35
New +$624
LMT icon
2436
PUT
Lockheed Martin
LMT
$134B
$620 ﹤0.01%
+1
New +$454
CMS.PRC icon
2437
CMS Energy Corp Series C Preferred Stock
CMS.PRC
$152M
$619 ﹤0.01%
+32
New +$585
CLOV icon
2438
Clover Health Investments
CLOV
$2.28B
$612 ﹤0.01%
+200
New +$571
MTRX icon
2439
Matrix Service
MTRX
$347M
$601 ﹤0.01%
+46
New +$654
NAK
2440
Northern Dynasty Minerals
NAK
$885M
$600 ﹤0.01%
500
-625
-56% -$672
KIM.PRM icon
2441
Kimco Realty Corp 5.25% Class M Preferred Stock
KIM.PRM
$208M
$597 ﹤0.01%
+27
New +$576
VASO
2442
DELISTED
VASOMEDICAL INC
VASO
$595 ﹤0.01%
+5,000
New +$595
NATL icon
2443
NCR Atleos
NATL
$3.52B
$589 ﹤0.01%
+15
New +$522
CRBD
2444
Corebridge Financial 6.375% Junior Subordinated Notes due 2064
CRBD
$533M
$589 ﹤0.01%
+24
New +$584
DDD icon
2445
3D Systems Corp
DDD
$420M
$580 ﹤0.01%
+200
New +$412
IEZ icon
2446
iShares US Oil Equipment & Services ETF
IEZ
$367M
$578 ﹤0.01%
+30
New +$551
WDS icon
2447
Woodside Energy
WDS
$42.9B
$571 ﹤0.01%
+38
New +$626
CMSA
2448
CMS Energy Corp 5.625% Junior Subordinated Notes due 2078
CMSA
$166M
$564 ﹤0.01%
+23
New +$518
UNIT
2449
Uniti Group
UNIT
$2.63B
$563 ﹤0.01%
+92
New +$551
EQH icon
2450
CALL
Equitable Holdings
EQH
$13.1B
$560 ﹤0.01%
+7
New +$371
96 97
98
99 100

Similar funds

SWA
SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return
AAIM
American Assets Investment Management San Diego, California $1.47B AUM 43% 1-Year Est. Return
MHS
M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return
CWM
Cahaba Wealth Management Atlanta, Georgia $1.47B AUM 13.36% 1-Year Est. Return
SRC
Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return
SVWAG
Sound View Wealth Advisors Group Savannah, Georgia $1.47B AUM 18.47% 1-Year Est. Return
KRSITF
Kentucky Retirement Systems Insurance Trust Fund Frankfort, Kentucky $1.47B AUM 27.58% 1-Year Est. Return
AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2025 Portfolio in Review

As of Q3 2025, NBC Securities held 2,901 positions worth $1.3B, up 6.1% from $1.23B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

NBC Securities's Q3 2025 filing shows 458 new, 700 increased, 792 reduced and 132 closed positions. Its largest new stake was MP Materials: 45,817 shares worth $3.07M. The largest sale was Capital Group Core Equity ETF, an estimated $6.66M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Industrials and Financials.

  • NBC Securities's largest Q3 2025 buy was MP Materials: 45,817 shares worth $3.07M.
  • NBC Securities added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $11.5M increase.
  • NBC Securities's biggest Q3 2025 reduction was Capital Group Core Equity ETF, cutting an estimated $6.66M.
  • NBC Securities fully exited StoneX in Q3 2025, selling an estimated $3.1M.
  • NBC Securities's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2025.
  • NBC Securities opened 458 new positions and closed 132 in Q3 2025.
  • NBC Securities's portfolio value rose 6.1% quarter-over-quarter to $1.3B.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.