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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFLG icon
1826
First Trust Active Factor Large Cap ETF
AFLG
$687M
$5K ﹤0.01%
185
– –
ALCO icon
1827
Alico
ALCO
$286M
$5K ﹤0.01%
206
– –
AUTL
1828
Autolus Therapeutics
AUTL
$386M
$5K ﹤0.01%
800
– –
BETZ icon
1829
Roundhill Sports Betting & iGaming ETF
BETZ
$49.7M
$5K ﹤0.01%
300
– –
BNTX icon
1830
BioNTech
BNTX
$22.6B
$5K ﹤0.01%
48
+33
+220% +$3.33K
CGBD icon
1831
Carlyle Secured Lending
CGBD
$698M
$5K ﹤0.01%
400
– –
CSL icon
1832
Carlisle Companies
CSL
$13.6B
$5K ﹤0.01%
18
-1
-5% -$275
FERG icon
1833
Ferguson
FERG
$44.7B
$5K ﹤0.01%
+29
New +$4.89K
FIX icon
1834
Comfort Systems
FIX
$61B
$5K ﹤0.01%
28
– –
FLNG icon
1835
FLEX LNG
FLNG
$1.67B
$5K ﹤0.01%
+200
New +$6K
FMF icon
1836
First Trust Managed Futures Strategy Fund
FMF
$250M
$5K ﹤0.01%
117
-1,005
-90% -$47.9K
FNF icon
1837
Fidelity National Financial
FNF
$13.9B
$5K ﹤0.01%
117
– –
FTAI icon
1838
FTAI Aviation
FTAI
$22.2B
$5K ﹤0.01%
+118
New +$4.71K
GDXJ icon
1839
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$5K ﹤0.01%
150
– –
GUNR icon
1840
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$5K ﹤0.01%
135
– –
ICSH icon
1841
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$5K ﹤0.01%
100
– –
IDV icon
1842
iShares International Select Dividend ETF
IDV
$8.25B
$5K ﹤0.01%
190
– –
JD icon
1843
JD.com
JD
$40.8B
$5K ﹤0.01%
207
-136
-40% -$3.69K
KD icon
1844
Kyndryl
KD
$2.66B
$5K ﹤0.01%
260
-73
-22% -$1.25K
KJAN icon
1845
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$5K ﹤0.01%
+168
New +$5.22K
LAC
1846
Lithium Americas
LAC
$986M
$5K ﹤0.01%
+842
New +$6.27K
LAZ icon
1847
Lazard
LAZ
$4.37B
$5K ﹤0.01%
150
– –
MMTM icon
1848
State Street SPDR S&P 1500 Momentum Tilt ETF
MMTM
$181M
$5K ﹤0.01%
26
– –
NJAN icon
1849
Innovator Growth-100 Power Buffer ETF January
NJAN
$349M
$5K ﹤0.01%
+129
New +$5.31K
NOVA
1850
DELISTED
Sunnova Energy
NOVA
$5K ﹤0.01%
355
– –
72 73
74
75 76

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MHS
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CWM
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SVWAG
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KRSITF
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AIA
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.