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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
151
Gilead Sciences
GILD
$161B
$1.3M 0.13%
16,027
+54
+0.3% +$4.2K
ZTS icon
152
Zoetis
ZTS
$31.6B
$1.3M 0.13%
6,576
+2,326
+55% +$412K
SHYG icon
153
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.3M 0.13%
30,718
-5,191
-14% -$214K
USMV icon
154
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.29M 0.13%
16,594
-1,226
-7% -$91.5K
BIP icon
155
Brookfield Infrastructure Partners
BIP
$18.8B
$1.27M 0.13%
40,503
+7,587
+23% +$205K
IEMG icon
156
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.27M 0.13%
25,225
+2,111
+9% +$102K
EFV icon
157
iShares MSCI EAFE Value ETF
EFV
$27.6B
$1.26M 0.13%
24,264
+3,039
+14% +$150K
CGGR icon
158
Capital Group Growth ETF
CGGR
$23.5B
$1.26M 0.13%
44,749
+4,727
+12% +$122K
FPE icon
159
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.26M 0.13%
74,892
+1,221
+2% +$19.7K
CHRD icon
160
Chord Energy
CHRD
$7.79B
$1.26M 0.13%
7,566
– –
IJH icon
161
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1.26M 0.13%
22,690
-960
-4% -$48.7K
GSK icon
162
GSK
GSK
$103B
$1.26M 0.13%
33,897
-2,575
-7% -$92.4K
TJX icon
163
TJX Companies
TJX
$170B
$1.24M 0.13%
13,235
+77
+0.6% +$6.91K
AGG icon
164
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.23M 0.12%
12,401
+2,891
+30% +$275K
FTC icon
165
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$1.23M 0.12%
11,225
-193
-2% -$19.5K
FTSM icon
166
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.23M 0.12%
20,537
-3,412
-14% -$203K
FHLC icon
167
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$1.22M 0.12%
18,884
+563
+3% +$34.4K
VB icon
168
Vanguard Small-Cap ETF
VB
$79.5B
$1.21M 0.12%
5,686
-2
-0% -$385
ADSK icon
169
Autodesk
ADSK
$44.3B
$1.21M 0.12%
4,976
+798
+19% +$172K
HLI icon
170
Houlihan Lokey
HLI
$9.68B
$1.21M 0.12%
10,099
-254
-2% -$27.5K
WIRE
171
DELISTED
Encore Wire Corp
WIRE
$1.21M 0.12%
5,663
– –
VGT icon
172
Vanguard Information Technology ETF
VGT
$139B
$1.2M 0.12%
19,872
+1,336
+7% +$74.4K
WFC icon
173
Wells Fargo
WFC
$261B
$1.18M 0.12%
24,044
-850
-3% -$36.7K
BAB icon
174
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.18M 0.12%
43,865
-2,566
-6% -$65.7K
VYM icon
175
Vanguard High Dividend Yield ETF
VYM
$81.1B
$1.18M 0.12%
10,557
+593
+6% +$62.3K
5 6
7
8 9

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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.