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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOX icon
1501
Vanguard Communication Services ETF
VOX
$5.6B
$18K ﹤0.01%
157
-37
-19% -$4.08K
WWJD icon
1502
Inspire International ETF
WWJD
$546M
$18K ﹤0.01%
635
– –
BNT
1503
Brookfield Wealth Solutions
BNT
$11.7B
$18K ﹤0.01%
680
+119
+21% +$2.7K
JBTM
1504
JBT Marel
JBTM
$7.37B
$18K ﹤0.01%
184
– –
AGR
1505
DELISTED
Avangrid, Inc.
AGR
$18K ﹤0.01%
575
– –
AES icon
1506
AES
AES
$10.6B
$17K ﹤0.01%
900
– –
AN icon
1507
AutoNation
AN
$7.1B
$17K ﹤0.01%
115
-329
-74% -$45.4K
BBN icon
1508
BlackRock Taxable Municipal Bond Trust
BBN
$971M
$17K ﹤0.01%
1,063
+18
+2% +$279
CCJ icon
1509
Cameco
CCJ
$38.9B
$17K ﹤0.01%
400
– –
DMAY icon
1510
FT Vest US Equity Deep Buffer ETF May
DMAY
$372M
$17K ﹤0.01%
484
– –
DOCU
1511
DocuSign
DOCU
$10.1B
$17K ﹤0.01%
296
– –
EXI icon
1512
iShares Global Industrials ETF
EXI
$1.42B
$17K ﹤0.01%
135
– –
HTGC icon
1513
Hercules Capital
HTGC
$2.95B
$17K ﹤0.01%
1,030
– –
IIIV icon
1514
i3 Verticals
IIIV
$404M
$17K ﹤0.01%
842
– –
JMBS icon
1515
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
$17K ﹤0.01%
373
+305
+449% +$13.4K
OSW icon
1516
OneSpaWorld
OSW
$2.76B
$17K ﹤0.01%
1,212
– –
RC
1517
Ready Capital
RC
$265M
$17K ﹤0.01%
1,742
– –
TSLY icon
1518
YieldMax TSLA Option Income Strategy ETF
TSLY
$627M
$17K ﹤0.01%
145
– –
PARAP
1519
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$17K ﹤0.01%
935
-235
-20% -$4.27K
CRH icon
1520
CRH
CRH
$68.7B
$16K ﹤0.01%
242
-110
-31% -$6.64K
CWEN icon
1521
Clearway Energy Class C
CWEN
$5B
$16K ﹤0.01%
616
– –
DCGO icon
1522
DocGo
DCGO
$62.2M
$16K ﹤0.01%
2,923
– –
EQRR icon
1523
ProShares Equities for Rising Rates ETF
EQRR
$32.4M
$16K ﹤0.01%
300
+2
+0.7% +$101
ESIX
1524
DELISTED
State Street SPDR S&P SmallCap 600 ESG ETF
ESIX
$16K ﹤0.01%
575
– –
EW icon
1525
Edwards Lifesciences
EW
$47.8B
$16K ﹤0.01%
218
-547
-72% -$38.1K
59 60
61
62 63

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MHS
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CWM
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SVWAG
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KRSITF
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AIA
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.