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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$74.9M
Cap. Flow
-$7.17M
Cap. Flow %
-0.55%
Top 10 Hldgs %
16.91%
Holding
2,901
New
458
Increased
700
Reduced
792
Closed
132

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.12M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.98M
4
WMB icon
Williams Companies
WMB
+$5.14M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.14M

Top Sells

Rank Stock Value
1
CGUS icon
Capital Group Core Equity ETF
CGUS
+$6.66M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.98M
3
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$3.14M
4
SNEX icon
StoneX
SNEX
+$3.1M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 14.44%
2 Industrials 7.23%
3 Financials 7.14%
4 Utilities 6.21%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRMN
1351
Garmin
GRMN
$48.8B
$41.1K ﹤0.01%
167
-100
-37% -$23.1K
FXZ icon
1352
First Trust Materials AlphaDEX Fund
FXZ
$373M
$41K ﹤0.01%
666
-234
-26% -$14.1K
L icon
1353
Loews
L
$24.7B
$40.8K ﹤0.01%
406
– –
RNEM icon
1354
First Trust Emerging Markets Equity Select ETF
RNEM
$16.9M
$40.7K ﹤0.01%
753
– –
USIG icon
1355
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$40.7K ﹤0.01%
779
– –
FPWR
1356
First Trust EIP Power Solutions ETF
FPWR
$28.2M
$40.4K ﹤0.01%
1,210
– –
DGX icon
1357
Quest Diagnostics
DGX
$26.2B
$40K ﹤0.01%
210
-16
-7% -$2.84K
IUSV icon
1358
iShares Core S&P US Value ETF
IUSV
$27.5B
$40K ﹤0.01%
400
-202
-34% -$19.7K
MET.PRE icon
1359
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
$714M
$40K ﹤0.01%
1,606
+810
+102% +$19.8K
TAC icon
1360
TransAlta
TAC
$4.04B
$39.9K ﹤0.01%
2,919
– –
FTQI icon
1361
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$914M
$39.9K ﹤0.01%
1,935
– –
SHRY icon
1362
First Trust Exchange-Traded Fund VI First Trust Bloomberg Shareholder Yield ETF
SHRY
$16.4M
$39.9K ﹤0.01%
928
– –
IMTB icon
1363
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$39.8K ﹤0.01%
900
– –
TMC icon
1364
TMC The Metals Company
TMC
$1.57B
$39.7K ﹤0.01%
+6,240
New +$37.4K
VGSH icon
1365
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$39.7K ﹤0.01%
+675
New +$39.6K
EFAA
1366
Invesco MSCI EAFE Income Advantage ETF
EFAA
$611M
$39.7K ﹤0.01%
+750
New +$39.1K
ERO icon
1367
Ero Copper
ERO
$2.69B
$39.6K ﹤0.01%
+1,960
New +$29.9K
FTHI icon
1368
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.38B
$39.6K ﹤0.01%
1,669
– –
TKO icon
1369
TKO Group
TKO
$14.1B
$39.4K ﹤0.01%
195
– –
GAPR icon
1370
FT Vest US Equity Moderate Buffer ETF April
GAPR
$290M
$39.2K ﹤0.01%
1,000
– –
VOD icon
1371
Vodafone
VOD
$37.6B
$39.2K ﹤0.01%
3,378
-38
-1% -$433
VT icon
1372
Vanguard Total World Stock ETF
VT
$76.5B
$39K ﹤0.01%
283
+60
+27% +$7.97K
AWK icon
1373
American Water Works
AWK
$27.1B
$39K ﹤0.01%
280
-128
-31% -$18.1K
USHY icon
1374
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$38.9K ﹤0.01%
1,030
-7
-0.7% -$262
TBLU
1375
Tortoise Global Water ETF
TBLU
$56.8M
$38.9K ﹤0.01%
730
– –
53 54
55
56 57

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CWM
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SVWAG
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KRSITF
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NBC Securities's Q3 2025 Portfolio in Review

As of Q3 2025, NBC Securities held 2,901 positions worth $1.3B, up 6.1% from $1.23B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

NBC Securities's Q3 2025 filing shows 458 new, 700 increased, 792 reduced and 132 closed positions. Its largest new stake was MP Materials: 45,817 shares worth $3.07M. The largest sale was Capital Group Core Equity ETF, an estimated $6.66M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Industrials and Financials.

  • NBC Securities's largest Q3 2025 buy was MP Materials: 45,817 shares worth $3.07M.
  • NBC Securities added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $11.5M increase.
  • NBC Securities's biggest Q3 2025 reduction was Capital Group Core Equity ETF, cutting an estimated $6.66M.
  • NBC Securities fully exited StoneX in Q3 2025, selling an estimated $3.1M.
  • NBC Securities's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2025.
  • NBC Securities opened 458 new positions and closed 132 in Q3 2025.
  • NBC Securities's portfolio value rose 6.1% quarter-over-quarter to $1.3B.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.