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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBND icon
1251
DoubleLine Opportunistic Bond ETF
DBND
$737M
$33K ﹤0.01%
721
-493
-41% -$21.9K
DWAS icon
1252
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$33K ﹤0.01%
404
-1
-0.2% -$75
IAE
1253
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$90.5M
$33K ﹤0.01%
5,500
-1,000
-15% -$5.71K
JKHY icon
1254
Jack Henry & Associates
JKHY
$10.9B
$33K ﹤0.01%
202
– –
NEA icon
1255
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$33K ﹤0.01%
3,031
-1
-0% -$10
OTIS icon
1256
Otis Worldwide
OTIS
$27.9B
$33K ﹤0.01%
378
-37
-9% -$3.08K
SCHP icon
1257
Schwab US TIPS ETF
SCHP
$16.3B
$33K ﹤0.01%
1,300
+70
+6% +$1.78K
WHD icon
1258
Cactus
WHD
$3.74B
$33K ﹤0.01%
732
– –
XYZ
1259
Block Inc
XYZ
$48.4B
$33K ﹤0.01%
428
– –
AOD
1260
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$32K ﹤0.01%
4,060
+874
+27% +$6.67K
CBOE icon
1261
Cboe Global Markets
CBOE
$30.2B
$32K ﹤0.01%
181
-11
-6% -$1.89K
DV icon
1262
DoubleVerify
DV
$1.68B
$32K ﹤0.01%
882
– –
FLO icon
1263
Flowers Foods
FLO
$1.62B
$32K ﹤0.01%
1,458
+13
+0.9% +$280
FYT icon
1264
First Trust Small Cap Value AlphaDEX Fund
FYT
$191M
$32K ﹤0.01%
601
-99
-14% -$4.79K
GAPR icon
1265
FT Vest US Equity Moderate Buffer ETF April
GAPR
$289M
$32K ﹤0.01%
1,000
– –
KNGZ icon
1266
First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF
KNGZ
$63.6M
$32K ﹤0.01%
1,092
+5
+0.5% +$139
L icon
1267
Loews
L
$24.4B
$32K ﹤0.01%
466
– –
LDUR icon
1268
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$32K ﹤0.01%
348
– –
MMD
1269
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$32K ﹤0.01%
2,000
+1,000
+100% +$15.4K
PWV icon
1270
Invesco Large Cap Value ETF
PWV
$1.68B
$32K ﹤0.01%
650
– –
SYM icon
1271
Symbotic
SYM
$5.28B
$32K ﹤0.01%
638
– –
TEL icon
1272
TE Connectivity
TEL
$60.2B
$32K ﹤0.01%
230
-397
-63% -$51.1K
USSG icon
1273
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$556M
$32K ﹤0.01%
742
– –
VBK icon
1274
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$32K ﹤0.01%
136
– –
WMS icon
1275
Advanced Drainage Systems
WMS
$11B
$32K ﹤0.01%
228
– –
49 50
51
52 53

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CWM
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SVWAG
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.