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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKTA icon
1226
Okta
OKTA
$23.9B
$36K ﹤0.01%
407
+65
+19% +$4.96K
PICK icon
1227
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$36K ﹤0.01%
843
+493
+141% +$19.6K
PTLO icon
1228
Portillo's
PTLO
$338M
$36K ﹤0.01%
2,300
– –
USIG icon
1229
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$36K ﹤0.01%
706
– –
VTC icon
1230
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$36K ﹤0.01%
474
– –
DTRE icon
1231
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.8M
$35K ﹤0.01%
824
+1
+0.1% +$39
INSP icon
1232
Inspire Medical Systems
INSP
$1.47B
$35K ﹤0.01%
174
-2
-1% -$324
NOMD icon
1233
Nomad Foods
NOMD
$1.67B
$35K ﹤0.01%
2,080
-12
-0.6% -$186
QUAL icon
1234
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$35K ﹤0.01%
243
+44
+22% +$6.09K
SDG icon
1235
iShares MSCI Global Sustainable Development Goals ETF
SDG
$168M
$35K ﹤0.01%
437
– –
BWA icon
1236
BorgWarner
BWA
$13.1B
$34K ﹤0.01%
976
-298
-23% -$10.6K
FTLS icon
1237
First Trust Long/Short Equity ETF
FTLS
$2.46B
$34K ﹤0.01%
616
-746
-55% -$40.8K
GGZ
1238
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$34K ﹤0.01%
2,967
– –
HOLX
1239
DELISTED
Hologic
HOLX
$34K ﹤0.01%
483
– –
HPE icon
1240
Hewlett Packard
HPE
$63.8B
$34K ﹤0.01%
2,052
-997
-33% -$16.2K
HUSV icon
1241
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.8M
$34K ﹤0.01%
1,016
+2
+0.2% +$64
LEGR icon
1242
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$128M
$34K ﹤0.01%
850
-120
-12% -$4.55K
KG
1243
Kestrel Group
KG
$70.1M
$34K ﹤0.01%
750
– –
PSEC icon
1244
Prospect Capital
PSEC
$1.12B
$34K ﹤0.01%
5,700
– –
SHM icon
1245
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$34K ﹤0.01%
727
-480
-40% -$22.5K
STOT icon
1246
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$500M
$34K ﹤0.01%
728
-43
-6% -$2K
YDEC icon
1247
FT Vest International Equity Moderate Buffer ETF December
YDEC
$159M
$34K ﹤0.01%
1,511
– –
FPL
1248
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$34K ﹤0.01%
5,018
-1,212
-19% -$8.1K
TGH
1249
DELISTED
Textainer Group Holdings limited
TGH
$34K ﹤0.01%
706
-425
-38% -$19.6K
AMX icon
1250
America Movil
AMX
$77.1B
$33K ﹤0.01%
1,816
– –
48 49
50
51 52

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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.