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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$910M
AUM Growth
–
Cap. Flow
+$952M
Cap. Flow %
104.56%
Top 10 Hldgs %
18.8%
Holding
2,196
New
2,193
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$36.5M
2
AAPL icon
Apple
AAPL
+$35.9M
3
MSFT icon
Microsoft
MSFT
+$27.8M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$24.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 14.26%
2 Financials 14.01%
3 Industrials 7.41%
4 Consumer Discretionary 6.42%
5 Utilities 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOTL icon
101
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$1.9M 0.21%
+49,060
New +$1.95M
EFA icon
102
iShares MSCI EAFE ETF
EFA
$76.4B
$1.89M 0.21%
+27,477
New +$1.97M
FICS icon
103
First Trust International Developed Capital Strength ETF
FICS
$213M
$1.89M 0.21%
+62,902
New +$1.99M
VV icon
104
Vanguard Large-Cap ETF
VV
$51.9B
$1.86M 0.2%
+9,518
New +$1.94M
CAT icon
105
Caterpillar
CAT
$409B
$1.83M 0.2%
+6,723
New +$1.82M
AMGN icon
106
Amgen
AMGN
$203B
$1.81M 0.2%
+6,733
New +$1.68M
EFG icon
107
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.8M 0.2%
+20,912
New +$1.93M
EMR icon
108
Emerson Electric
EMR
$82.9B
$1.8M 0.2%
+18,648
New +$1.78M
UTG icon
109
Reaves Utility Income Fund
UTG
$3.69B
$1.79M 0.2%
+72,775
New +$1.95M
CIBR icon
110
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$1.74M 0.19%
+38,326
New +$1.76M
IBM icon
111
IBM
IBM
$202B
$1.74M 0.19%
+12,383
New +$1.76M
JEPI icon
112
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$1.7M 0.19%
+31,824
New +$1.75M
GD icon
113
General Dynamics
GD
$105B
$1.67M 0.18%
+7,545
New +$1.67M
UPS icon
114
United Parcel Service
UPS
$97.6B
$1.65M 0.18%
+10,606
New +$1.83M
FDL icon
115
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.57M 0.17%
+46,920
New +$1.63M
DIA icon
116
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1.56M 0.17%
+4,666
New +$1.62M
PFF icon
117
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.55M 0.17%
+51,437
New +$1.57M
COST icon
118
Costco
COST
$415B
$1.54M 0.17%
+2,732
New +$1.51M
SPAB icon
119
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$1.54M 0.17%
+63,135
New +$1.57M
DVY icon
120
iShares Select Dividend ETF
DVY
$24B
$1.5M 0.17%
+13,991
New +$1.59M
BSV icon
121
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.5M 0.17%
+20,006
New +$1.51M
SHYG icon
122
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.47M 0.16%
+35,909
New +$1.48M
ACN icon
123
Accenture
ACN
$89.9B
$1.47M 0.16%
+4,795
New +$1.51M
CGUS icon
124
Capital Group Core Equity ETF
CGUS
$11.1B
$1.47M 0.16%
+58,550
New +$1.52M
IJR icon
125
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.45M 0.16%
+15,329
New +$1.53M
3 4
5
6 7

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SWA
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AAIM
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MHS
M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return
CWM
Cahaba Wealth Management Atlanta, Georgia $1.47B AUM 13.36% 1-Year Est. Return
SRC
Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return
SVWAG
Sound View Wealth Advisors Group Savannah, Georgia $1.47B AUM 18.47% 1-Year Est. Return
KRSITF
Kentucky Retirement Systems Insurance Trust Fund Frankfort, Kentucky $1.47B AUM 27.58% 1-Year Est. Return
AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2023 Portfolio in Review

Q3 2023 is the first quarter with a 13F filing on record for NBC Securities, which disclosed 2,196 positions worth $910M. Its ten largest holdings account for 19% of the portfolio.

Its largest position is Royal Bank of Canada: 392,671 shares worth $34.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, followed by Financials and Industrials.

  • NBC Securities's largest Q3 2023 buy was Royal Bank of Canada: 392,671 shares worth $34.3M.
  • NBC Securities's ten largest holdings make up 19% of its $910M portfolio in Q3 2023.
  • NBC Securities disclosed 2,196 positions in Q3 2023, its first 13F filing on record.

Based on NBC Securities's 13F filing for Q3 2023, filed 3 Nov 2023.