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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$74.9M
Cap. Flow
-$7.17M
Cap. Flow %
-0.55%
Top 10 Hldgs %
16.91%
Holding
2,901
New
458
Increased
700
Reduced
792
Closed
132

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.12M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.98M
4
WMB icon
Williams Companies
WMB
+$5.14M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.14M

Top Sells

Rank Stock Value
1
CGUS icon
Capital Group Core Equity ETF
CGUS
+$6.66M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.98M
3
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$3.14M
4
SNEX icon
StoneX
SNEX
+$3.1M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 14.44%
2 Industrials 7.23%
3 Financials 7.14%
4 Utilities 6.21%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHYS icon
1176
Sprott Physical Gold
PHYS
$14.7B
$65.9K 0.01%
2,225
– –
HYBB icon
1177
iShares BB Rated Corporate Bond ETF
HYBB
$410M
$65.4K 0.01%
1,382
– –
SEPW icon
1178
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
$106M
$65.4K 0.01%
2,081
– –
CP icon
1179
Canadian Pacific Kansas City
CP
$81.1B
$65.1K 0.01%
874
+493
+129% +$37.7K
IDRV icon
1180
iShares Self-Driving EV and Tech ETF
IDRV
$124M
$64.9K 0.01%
1,771
– –
RIO icon
1181
Rio Tinto
RIO
$150B
$64.5K 0.01%
977
-329
-25% -$20.3K
IAGG icon
1182
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$64.2K ﹤0.01%
1,253
+677
+118% +$34.6K
VKTX icon
1183
Viking Therapeutics
VKTX
$4.05B
$63.8K ﹤0.01%
2,427
-146
-6% -$4.36K
IUSG icon
1184
iShares Core S&P US Growth ETF
IUSG
$31.1B
$63.3K ﹤0.01%
385
-138
-26% -$21.7K
IJAN icon
1185
Innovator International Developed Power Buffer ETF January
IJAN
$258M
$63.3K ﹤0.01%
1,800
– –
CBOE icon
1186
Cboe Global Markets
CBOE
$30.2B
$63.3K ﹤0.01%
258
– –
FXG icon
1187
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$63.2K ﹤0.01%
1,008
-247
-20% -$15.8K
MISL icon
1188
First Trust Indxx Aerospace & Defense ETF
MISL
$763M
$63.1K ﹤0.01%
+1,522
New +$59.3K
VGM icon
1189
Invesco Trust Investment Grade Municipals
VGM
$549M
$63K ﹤0.01%
6,227
– –
URI icon
1190
United Rentals
URI
$70.2B
$63K ﹤0.01%
66
+1
+2% +$891
KKR icon
1191
KKR & Co
KKR
$91.3B
$62.8K ﹤0.01%
483
-1,240
-72% -$176K
DFAS icon
1192
Dimensional US Small Cap ETF
DFAS
$15.4B
$62.5K ﹤0.01%
913
– –
TCBI icon
1193
Texas Capital Bancshares
TCBI
$4.28B
$62.4K ﹤0.01%
+738
New +$63.1K
MAIN icon
1194
Main Street Capital
MAIN
$5B
$62.4K ﹤0.01%
980
+10
+1% +$646
CMG icon
1195
Chipotle Mexican Grill
CMG
$42.6B
$62.4K ﹤0.01%
1,591
+158
+11% +$7.11K
SWKHL icon
1196
SWK Holdings 9.00% Senior Notes due 2027
SWKHL
$62.2K ﹤0.01%
2,450
– –
HYS icon
1197
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$62.1K ﹤0.01%
649
– –
CAH icon
1198
Cardinal Health
CAH
$53.7B
$61.5K ﹤0.01%
392
-18
-4% -$2.78K
ROP icon
1199
Roper Technologies
ROP
$37.1B
$61.3K ﹤0.01%
123
– –
DNP icon
1200
DNP Select Income Fund
DNP
$4.15B
$61.3K ﹤0.01%
6,124
– –
46 47
48
49 50

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CWM
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SVWAG
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NBC Securities's Q3 2025 Portfolio in Review

As of Q3 2025, NBC Securities held 2,901 positions worth $1.3B, up 6.1% from $1.23B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

NBC Securities's Q3 2025 filing shows 458 new, 700 increased, 792 reduced and 132 closed positions. Its largest new stake was MP Materials: 45,817 shares worth $3.07M. The largest sale was Capital Group Core Equity ETF, an estimated $6.66M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Industrials and Financials.

  • NBC Securities's largest Q3 2025 buy was MP Materials: 45,817 shares worth $3.07M.
  • NBC Securities added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $11.5M increase.
  • NBC Securities's biggest Q3 2025 reduction was Capital Group Core Equity ETF, cutting an estimated $6.66M.
  • NBC Securities fully exited StoneX in Q3 2025, selling an estimated $3.1M.
  • NBC Securities's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2025.
  • NBC Securities opened 458 new positions and closed 132 in Q3 2025.
  • NBC Securities's portfolio value rose 6.1% quarter-over-quarter to $1.3B.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.