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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STKL
1051
DELISTED
SunOpta
STKL
$65K 0.01%
+12,014
New +$52.6K
AVDE icon
1052
Avantis International Equity ETF
AVDE
$17.9B
$64K 0.01%
+1,061
New +$60.1K
CFO icon
1053
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$418M
$64K 0.01%
1,060
-100
-9% -$5.84K
HLT icon
1054
Hilton Worldwide
HLT
$75.3B
$64K 0.01%
353
– –
IEF icon
1055
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$64K 0.01%
672
-9
-1% -$832
SKM icon
1056
SK Telecom
SKM
$13.5B
$64K 0.01%
3,005
-1,069
-26% -$22.6K
WEC icon
1057
WEC Energy
WEC
$37.1B
$64K 0.01%
771
-60
-7% -$4.94K
WLDR icon
1058
Simplify Affinity World Leaders Equity ETF
WLDR
$91.2M
$64K 0.01%
2,344
+366
+19% +$9.41K
BAX icon
1059
Baxter International
BAX
$12.1B
$63K 0.01%
1,649
-153
-8% -$5.41K
EBAY icon
1060
eBay
EBAY
$50.3B
$63K 0.01%
1,460
+204
+16% +$8.44K
FRDM icon
1061
Freedom 100 Emerging Markets ETF
FRDM
$3.25B
$63K 0.01%
1,943
+175
+10% +$5.28K
LRCX icon
1062
Lam Research
LRCX
$365B
$63K 0.01%
810
-650
-45% -$44.3K
NANR icon
1063
State Street SPDR S&P North American Natural Resources ETF
NANR
$749M
$63K 0.01%
1,245
-559
-31% -$28.4K
RIO icon
1064
Rio Tinto
RIO
$150B
$63K 0.01%
853
-85
-9% -$5.7K
FMAR icon
1065
FT Vest US Equity Buffer ETF March
FMAR
$1.13B
$62K 0.01%
1,655
– –
IYE icon
1066
iShares US Energy ETF
IYE
$1.71B
$62K 0.01%
1,410
-199
-12% -$8.94K
PSK icon
1067
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$62K 0.01%
1,863
– –
RSPH icon
1068
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$751M
$62K 0.01%
2,100
– –
WFC.PRL icon
1069
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$62K 0.01%
52
– –
ANSS
1070
DELISTED
Ansys
ANSS
$61K 0.01%
169
-105
-38% -$31.1K
ING icon
1071
ING
ING
$95.7B
$61K 0.01%
4,093
+805
+24% +$11.1K
ALB icon
1072
Albemarle
ALB
$13.7B
$60K 0.01%
416
-978
-70% -$134K
DIOD icon
1073
Diodes
DIOD
$3.95B
$60K 0.01%
756
– –
EXG icon
1074
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$60K 0.01%
7,885
+10
+0.1% +$74
HYS icon
1075
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$60K 0.01%
649
– –
41 42
43
44 45

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AAIM
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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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AIA
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.