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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPH icon
976
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$89K 0.01%
2,143
-200
-9% -$7.58K
CCEP icon
977
Coca-Cola Europacific Partners
CCEP
$48B
$88K 0.01%
1,326
+152
+13% +$9.29K
DJUL icon
978
FT Vest US Equity Deep Buffer ETF July
DJUL
$429M
$88K 0.01%
2,416
+892
+59% +$31.1K
FXR icon
979
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$736M
$88K 0.01%
1,370
-581
-30% -$34.2K
HSBC icon
980
HSBC
HSBC
$354B
$88K 0.01%
2,194
-569
-21% -$22K
RMBS icon
981
Rambus
RMBS
$10.1B
$88K 0.01%
1,293
– –
TAIL icon
982
Cambria Tail Risk ETF
TAIL
$149M
$88K 0.01%
6,925
– –
BGR icon
983
BlackRock Energy and Resources Trust
BGR
$412M
$87K 0.01%
7,064
+92
+1% +$1.16K
IP icon
984
International Paper
IP
$22.5B
$87K 0.01%
2,424
-395
-14% -$13.8K
LDSF icon
985
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$87K 0.01%
4,633
-1,608
-26% -$29.7K
IEO icon
986
iShares US Oil & Gas Exploration & Production ETF
IEO
$561M
$86K 0.01%
929
-60
-6% -$5.69K
SOFI icon
987
SoFi Technologies
SOFI
$21.7B
$86K 0.01%
8,725
+1,000
+13% +$7.95K
WELL icon
988
Welltower
WELL
$177B
$86K 0.01%
962
-268
-22% -$23.3K
CHD icon
989
Church & Dwight Co
CHD
$23.5B
$85K 0.01%
905
– –
INVH icon
990
Invitation Homes
INVH
$17.7B
$85K 0.01%
2,497
-233
-9% -$7.58K
PCN
991
PIMCO Corporate & Income Strategy Fund
PCN
$868M
$85K 0.01%
6,850
-1,088
-14% -$13K
OFS icon
992
OFS Capital
OFS
$46.1M
$84K 0.01%
7,228
-26
-0.4% -$281
QEMM icon
993
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$54.2M
$84K 0.01%
1,475
+777
+111% +$42.7K
VONV icon
994
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$84K 0.01%
1,160
– –
QQQE icon
995
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.32B
$83K 0.01%
991
-15
-1% -$1.16K
STIP icon
996
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$83K 0.01%
842
-380
-31% -$37K
CCL icon
997
Carnival Corporation Ltd
CCL
$36.7B
$82K 0.01%
4,465
+600
+16% +$8.71K
CALM icon
998
Cal-Maine
CALM
$4.22B
$80K 0.01%
1,400
– –
EMTL
999
DELISTED
State Street DoubleLine Emerging Markets Fixed Income ETF
EMTL
$80K 0.01%
1,914
+600
+46% +$24.2K
FSMB icon
1000
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$80K 0.01%
4,024
+25
+0.6% +$490
38 39
40
41 42

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MHS
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CWM
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SVWAG
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.