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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMAR icon
926
FT Vest US Equity Deep Buffer ETF March
DMAR
$451M
$106K 0.01%
3,159
-676
-18% -$22.2K
NFTY icon
927
First Trust India Nifty 50 Equal Weight ETF
NFTY
$132M
$106K 0.01%
1,972
– –
BDX icon
928
Becton Dickinson
BDX
$44.1B
$105K 0.01%
433
-29
-6% -$7.15K
CQP icon
929
Cheniere Energy
CQP
$31B
$105K 0.01%
2,125
– –
KOCT icon
930
Innovator US Small Cap Power Buffer ETF October
KOCT
$140M
$105K 0.01%
+3,846
New +$99.6K
XHS icon
931
State Street SPDR S&P Health Care Services ETF
XHS
$208M
$105K 0.01%
1,190
-1
-0.1% -$84
APAM icon
932
Artisan Partners
APAM
$2.84B
$104K 0.01%
2,376
– –
HYLS icon
933
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$104K 0.01%
2,524
-286
-10% -$11.4K
FLG
934
Flagstar Bank National Association
FLG
$5.69B
$104K 0.01%
3,395
-124
-4% -$3.72K
CI icon
935
Cigna
CI
$77.1B
$103K 0.01%
347
+72
+26% +$21K
RFG icon
936
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$342M
$103K 0.01%
2,500
– –
GNOV icon
937
FT Vest US Equity Moderate Buffer ETF November
GNOV
$294M
$102K 0.01%
+3,241
New +$101K
HDV
938
iShares Core High Dividend ETF
HDV
$14.6B
$102K 0.01%
5,035
-105
-2% -$2.07K
IDRV icon
939
iShares Self-Driving EV and Tech ETF
IDRV
$123M
$102K 0.01%
2,867
-741
-21% -$25.2K
ITA icon
940
iShares US Aerospace & Defense ETF
ITA
$14.4B
$102K 0.01%
810
-1,331
-62% -$154K
QQEW icon
941
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$102K 0.01%
876
-493
-36% -$53K
ETR icon
942
Entergy
ETR
$53.1B
$101K 0.01%
2,010
-292
-13% -$14.3K
LUV icon
943
Southwest Airlines
LUV
$22.2B
$101K 0.01%
3,498
+15
+0.4% +$390
OGN icon
944
Organon & Co
OGN
$3.56B
$101K 0.01%
7,015
-435
-6% -$5.92K
VONG icon
945
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$101K 0.01%
1,300
– –
GSLC icon
946
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$100K 0.01%
1,067
-5
-0.5% -$439
HIW icon
947
Highwoods Properties
HIW
$3.71B
$100K 0.01%
4,366
-131
-3% -$2.61K
DTEC icon
948
ALPS Disruptive Technologies ETF
DTEC
$70.2M
$99K 0.01%
2,395
– –
JNK icon
949
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$98K 0.01%
1,040
-1
-0.1% -$91
PNW icon
950
Pinnacle West Capital
PNW
$12.8B
$98K 0.01%
1,375
-45
-3% -$3.31K
36 37
38
39 40

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AAIM
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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.